FormData

AutoFillGet

GET

/autofill/formdata/{trackingNumber}

Prod:
https://api.seic.com/v1/trade/autofill/formdata/{trackingNumber}
Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as Bearer access_token.

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

Path Parameters
Name Description Data Type Required
trackingNumber

A unique tracking number assigned to identify opportunity.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
Authorization

access_token value obtained from the Token endpoint.This is passed as Bearer access_token.

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

Request Body

trackingNumber A unique tracking number assigned to identify opportunity. null true

HTTP Basic

OAuth 2.0

API Key

Working...

FormData

AutoFillGet

GET

/autofill/formdata/{trackingNumber}

Prod:
https://api.seic.com/v1/trade/autofill/formdata/{trackingNumber}
Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as Bearer access_token.

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

Path Parameters
Name Description Data Type Required
trackingNumber

A unique tracking number assigned to identify opportunity.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
Authorization

access_token value obtained from the Token endpoint.This is passed as Bearer access_token.

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

Request Body

trackingNumber A unique tracking number assigned to identify opportunity. null true

HTTP Basic

OAuth 2.0

API Key

Working...

Test: https://test.api.seic.com/v1/trade/autofill/formdata/{trackingNumber}
TLS*: https://mtls.api.seic.com/v1/trade/autofill/formdata/{trackingNumber}
*The TLS endpoint is only used if Server Based Application was selected during the App Registration process.
STEP 2

Pass the oAuth Token and the App key to invoke this endpoint for a particular application.

FormData

AutoFillGet

GET

/autofill/formdata/{trackingNumber}

Prod:
https://api.seic.com/v1/trade/autofill/formdata/{trackingNumber}
Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as Bearer access_token.

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

Path Parameters
Name Description Data Type Required
trackingNumber

A unique tracking number assigned to identify opportunity.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
Authorization

access_token value obtained from the Token endpoint.This is passed as Bearer access_token.

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

Request Body

trackingNumber A unique tracking number assigned to identify opportunity. null true

HTTP Basic

OAuth 2.0

API Key

Working...

SAMPLE REQUEST

curl --location --request GET 'https://api.seic.com/v1/trade/autofill/formdata/123E9A3AGA8HL2I' \
--header 'Authorization: Bearer ADsgdnnkjnfdIKJN' \
--header 'Appkey: gsedgaerhDSHGRSH' \
--header 'Content-Type: application/json'


REQUEST HEADER

Authorization: Bearer ADsgdnnkjnfdIKJN
AppKey: gsedgaerhDSHGRSH
REQUEST PAYLOAD MODEL
Operations
RESPONSE HEADER

Content-Type: application/json 
Status: 200 OK 
requesttrackingid: 67e1ff68-164f-03ad-0f2d-5cbbfda56ec9


SAMPLE RESPONSE

{
  "data": {
    "baseDocument": {
      "accountHolders": [
        {
          "externalId": "string",
          "alternateId": "string",
          "fullName": "string",
          "prefix": "string",
          "firstName": "string",
          "middleName": "string",
          "lastName": "string",
          "suffix": "string",
          "classification": "string",
          "taxIdType": "string",
          "taxId": "string",
          "investorStatus": "string",
          "dob": "2022-06-14",
          "birthCountryIsoCode": "string",
          "citizenshipCountryIsoCode": "string",
          "domicileCountryIsoCode": "string",
          "principalPlaceOfBusinessCountry": "string",
          "principalPlaceOfBusinessStateProvince": "string",
          "ownershipPercentage": 0,
          "phoneCountryCode": "string",
          "phoneNumber": "string",
          "phoneType": "string",
          "email": "string",
          "address": {
            "type": "string",
            "attention1": "string",
            "attention2": "string",
            "addressLine1": "string",
            "addressLine2": "string",
            "addressLine3": "string",
            "addressLine4": "string",
            "city": "string",
            "stateCode": "string",
            "stateName": "string",
            "postalCode": "string",
            "countryIsoCode": "string"
          }
        }
      ],
      "advisor": {
        "externalId": "string",
        "employeeId": "string",
        "fullName": "string",
        "firstName": "string",
        "middleName": "string",
        "lastName": "string",
        "email": "string",
        "phoneCountryCode": "string",
        "phoneNumber": "string",
        "phoneType": "string",
        "firmName": "string",
        "firmId": "string",
        "subfirmName": "string",
        "subfirmId": "string",
        "address": {
          "type": "string",
          "attention1": "string",
          "attention2": "string",
          "addressLine1": "string",
          "addressLine2": "string",
          "addressLine3": "string",
          "addressLine4": "string",
          "city": "string",
          "stateCode": "string",
          "stateName": "string",
          "postalCode": "string",
          "countryIsoCode": "string"
        }
      },
      "beneficialOwners": [
        {
          "externalId": "string",
          "alternateId": "string",
          "fullName": "string",
          "prefix": "string",
          "firstName": "string",
          "middleName": "string",
          "lastName": "string",
          "suffix": "string",
          "classification": "string",
          "taxIdType": "string",
          "taxId": "string",
          "investorStatus": "string",
          "dob": "2022-06-14",
          "birthCountryIsoCode": "string",
          "citizenshipCountryIsoCode": "string",
          "domicileCountryIsoCode": "string",
          "principalPlaceOfBusinessCountry": "string",
          "principalPlaceOfBusinessStateProvince": "string",
          "ownershipPercentage": 0,
          "phoneCountryCode": "string",
          "phoneNumber": "string",
          "phoneType": "string",
          "email": "string",
          "address": {
            "type": "string",
            "attention1": "string",
            "attention2": "string",
            "addressLine1": "string",
            "addressLine2": "string",
            "addressLine3": "string",
            "addressLine4": "string",
            "city": "string",
            "stateCode": "string",
            "stateName": "string",
            "postalCode": "string",
            "countryIsoCode": "string"
          }
        }
      ],
      "beneficiaries": [
        {
          "externalId": "string",
          "alternateId": "string",
          "fullName": "string",
          "prefix": "string",
          "firstName": "string",
          "middleName": "string",
          "lastName": "string",
          "suffix": "string",
          "classification": "string",
          "taxIdType": "string",
          "taxId": "string",
          "investorStatus": "string",
          "dob": "2022-06-14",
          "birthCountryIsoCode": "string",
          "citizenshipCountryIsoCode": "string",
          "domicileCountryIsoCode": "string",
          "principalPlaceOfBusinessCountry": "string",
          "principalPlaceOfBusinessStateProvince": "string",
          "ownershipPercentage": 0,
          "phoneCountryCode": "string",
          "phoneNumber": "string",
          "phoneType": "string",
          "email": "string",
          "address": {
            "type": "string",
            "attention1": "string",
            "attention2": "string",
            "addressLine1": "string",
            "addressLine2": "string",
            "addressLine3": "string",
            "addressLine4": "string",
            "city": "string",
            "stateCode": "string",
            "stateName": "string",
            "postalCode": "string",
            "countryIsoCode": "string"
          }
        }
      ],
      "custodian": {
        "custodianId": "string",
        "custodianName": "string",
        "custodianAccountNumber": "string",
        "custodianContact": "string",
        "email": "string",
        "phoneCountryCode": "string",
        "phoneNumber": "string",
        "phoneType": "string"
      },
      "endClient": {
        "externalId": "string",
        "alternateId": "string",
        "fullName": "string",
        "prefix": "string",
        "firstName": "string",
        "middleName": "string",
        "lastName": "string",
        "suffix": "string",
        "taxIdType": "string",
        "taxId": "string",
        "classification": "string",
        "dob": "2022-06-14",
        "birthCountryIsoCode": "string",
        "citizenshipCountryIsoCode": "string",
        "domicileCountryIsoCode": "string",
        "secondaryCitizenshipCountryIsoCode": "string",
        "principalPlaceOfBusinessCountry": "string",
        "principalPlaceOfBusinessStateProvince": "string",
        "maritalStatus": "string",
        "gender": "string",
        "employmentStatus": "string",
        "employerName": "string",
        "annualIncome": 0,
        "netWorth": 0,
        "currency": "string",
        "lastNetProfit": 0,
        "incomeType": "string",
        "incomeTaxBandRate": 0,
        "investmentObjective": "string",
        "riskRating": "string",
        "address": {
          "type": "string",
          "attention1": "string",
          "attention2": "string",
          "addressLine1": "string",
          "addressLine2": "string",
          "addressLine3": "string",
          "addressLine4": "string",
          "city": "string",
          "stateCode": "string",
          "stateName": "string",
          "postalCode": "string",
          "countryIsoCode": "string"
        }
      },
      "investor": {
        "externalId": "string",
        "alternateId": "string",
        "fullName": "string",
        "accountNumber": "string",
        "taxIdType": "string",
        "taxId": "string",
        "secondaryTaxIdType": "string",
        "secondaryTaxId": "string",
        "legalFormOfEntity": "string",
        "taxType": "string",
        "subscriberType": "string",
        "taxStatus": "string",
        "accountStatus": "string",
        "dob": "2022-06-14",
        "birthCountryIsoCode": "string",
        "citizenshipCountryIsoCode": "string",
        "domicileCountryIsoCode": "string",
        "organizedUnderLawsOf": "string",
        "principalPlaceOfBusinessCountry": "string",
        "principalPlaceOfBusinessStateProvince": "string",
        "erisaType": "string",
        "erisaPercent": 0,
        "benefitPlanEmployee": true,
        "benefitPlanIndividual": true,
        "accreditedInvestor": true,
        "qualifiedPurchaser": true,
        "finra5130": "string",
        "finra5130Percent": 0,
        "finra5131": "string",
        "finra5131CompanyName": "string",
        "finra5131Percent": 0,
        "employeeEligible": true,
        "friendsFamily": true,
        "generalPartner": true,
        "limitedPartner": true,
        "seniorPoliticalFigure": true,
        "seniorPoliticalFigureName": "string",
        "beneOwnerType": "string",
        "beneOwnerName": "string",
        "aifmdInvestorType": "string",
        "reverseSolicitCert": true,
        "cpoInvestorType": "string",
        "cpoExempt": "string",
        "regExemptCpo": "string",
        "fatcaPreexisting": true,
        "crsPreexisting": true,
        "investorIsInsuranceCo": true,
        "placementAgent": "string",
        "regDBadActor": true,
        "regDDesc": "string",
        "usGovtEntity": true,
        "usBankHoldingCo": true,
        "investorGovtEntityAffiliation": true,
        "cftcCertification": true,
        "nfaId": "string",
        "address": {
          "type": "string",
          "attention1": "string",
          "attention2": "string",
          "addressLine1": "string",
          "addressLine2": "string",
          "addressLine3": "string",
          "addressLine4": "string",
          "city": "string",
          "stateCode": "string",
          "stateName": "string",
          "postalCode": "string",
          "countryIsoCode": "string"
        }
      },
      "thirdParties": [
        {
          "externalId": "string",
          "alternateId": "string",
          "primaryContact": true,
          "fullName": "string",
          "prefix": "string",
          "firstName": "string",
          "middleName": "string",
          "lastName": "string",
          "suffix": "string",
          "classification": "string",
          "taxIdType": "string",
          "taxId": "string",
          "dob": "2022-06-14",
          "birthCountryIsoCode": "string",
          "citizenshipCountryIsoCode": "string",
          "phoneCountryCode": "string",
          "phoneNumber": "string",
          "phoneType": "string",
          "email": "string",
          "address": {
            "type": "string",
            "attention1": "string",
            "attention2": "string",
            "addressLine1": "string",
            "addressLine2": "string",
            "addressLine3": "string",
            "addressLine4": "string",
            "city": "string",
            "stateCode": "string",
            "stateName": "string",
            "postalCode": "string",
            "countryIsoCode": "string"
          }
        }
      ],
      "transactions": [
        {
          "externalId": "string",
          "transactionType": "string",
          "productName": "string",
          "productId": "string",
          "subProductName": "string",
          "subProductId": "string",
          "amountType": "string",
          "currencyIsoCode": "string",
          "amount": 0,
          "unitAmount": 0,
          "placementFees": 0,
          "effectiveDate": "string",
          "transferTo": {
            "fullName": "string",
            "externalId": "string",
            "alternateId": "string",
            "accountNumber": "string",
            "taxIdType": "string",
            "taxId": "string"
          }
        }
      ],
      "wireInstructions": {
        "financialInstitution": {
          "name": "string",
          "code": "string",
          "type": "string"
        },
        "beneficiary": {
          "fullName": "string",
          "accountNumber": "string",
          "abaRoutingNumber": "string",
          "swiftBic": "string",
          "iban": "string",
          "sortCode": "string"
        },
        "ultimateBeneficiary": {
          "fullName": "string",
          "accountNumber": "string",
          "swiftBic": "string",
          "iban": "string"
        },
        "effectiveDate": "string",
        "additionalWireInfo": "string",
        "chipsParticipantNumber": "string",
        "alternateFinancialInstitution": "string"
      },
      "customFields": [
        {
          "configurableField1": "string",
          "configurableField2": true,
          "configurableFieldN": 0
        }
      ]
    },
    "subFormData": [
      {
        "name": "string",
        "subformDocument": {
          "accountHolders": [
            {
              "externalId": "string",
              "alternateId": "string",
              "fullName": "string",
              "prefix": "string",
              "firstName": "string",
              "middleName": "string",
              "lastName": "string",
              "suffix": "string",
              "classification": "string",
              "taxIdType": "string",
              "taxId": "string",
              "investorStatus": "string",
              "dob": "2022-06-14",
              "birthCountryIsoCode": "string",
              "citizenshipCountryIsoCode": "string",
              "domicileCountryIsoCode": "string",
              "principalPlaceOfBusinessCountry": "string",
              "principalPlaceOfBusinessStateProvince": "string",
              "ownershipPercentage": 0,
              "phoneCountryCode": "string",
              "phoneNumber": "string",
              "phoneType": "string",
              "email": "string",
              "address": {
                "type": "string",
                "attention1": "string",
                "attention2": "string",
                "addressLine1": "string",
                "addressLine2": "string",
                "addressLine3": "string",
                "addressLine4": "string",
                "city": "string",
                "stateCode": "string",
                "stateName": "string",
                "postalCode": "string",
                "countryIsoCode": "string"
              }
            }
          ],
          "advisor": {
            "externalId": "string",
            "employeeId": "string",
            "fullName": "string",
            "firstName": "string",
            "middleName": "string",
            "lastName": "string",
            "email": "string",
            "phoneCountryCode": "string",
            "phoneNumber": "string",
            "phoneType": "string",
            "firmName": "string",
            "firmId": "string",
            "subfirmName": "string",
            "subfirmId": "string",
            "address": {
              "type": "string",
              "attention1": "string",
              "attention2": "string",
              "addressLine1": "string",
              "addressLine2": "string",
              "addressLine3": "string",
              "addressLine4": "string",
              "city": "string",
              "stateCode": "string",
              "stateName": "string",
              "postalCode": "string",
              "countryIsoCode": "string"
            }
          },
          "beneficialOwners": [
            {
              "externalId": "string",
              "alternateId": "string",
              "fullName": "string",
              "prefix": "string",
              "firstName": "string",
              "middleName": "string",
              "lastName": "string",
              "suffix": "string",
              "classification": "string",
              "taxIdType": "string",
              "taxId": "string",
              "investorStatus": "string",
              "dob": "2022-06-14",
              "birthCountryIsoCode": "string",
              "citizenshipCountryIsoCode": "string",
              "domicileCountryIsoCode": "string",
              "principalPlaceOfBusinessCountry": "string",
              "principalPlaceOfBusinessStateProvince": "string",
              "ownershipPercentage": 0,
              "phoneCountryCode": "string",
              "phoneNumber": "string",
              "phoneType": "string",
              "email": "string",
              "address": {
                "type": "string",
                "attention1": "string",
                "attention2": "string",
                "addressLine1": "string",
                "addressLine2": "string",
                "addressLine3": "string",
                "addressLine4": "string",
                "city": "string",
                "stateCode": "string",
                "stateName": "string",
                "postalCode": "string",
                "countryIsoCode": "string"
              }
            }
          ],
          "beneficiaries": [
            {
              "externalId": "string",
              "alternateId": "string",
              "fullName": "string",
              "prefix": "string",
              "firstName": "string",
              "middleName": "string",
              "lastName": "string",
              "suffix": "string",
              "classification": "string",
              "taxIdType": "string",
              "taxId": "string",
              "investorStatus": "string",
              "dob": "2022-06-14",
              "birthCountryIsoCode": "string",
              "citizenshipCountryIsoCode": "string",
              "domicileCountryIsoCode": "string",
              "principalPlaceOfBusinessCountry": "string",
              "principalPlaceOfBusinessStateProvince": "string",
              "ownershipPercentage": 0,
              "phoneCountryCode": "string",
              "phoneNumber": "string",
              "phoneType": "string",
              "email": "string",
              "address": {
                "type": "string",
                "attention1": "string",
                "attention2": "string",
                "addressLine1": "string",
                "addressLine2": "string",
                "addressLine3": "string",
                "addressLine4": "string",
                "city": "string",
                "stateCode": "string",
                "stateName": "string",
                "postalCode": "string",
                "countryIsoCode": "string"
              }
            }
          ],
          "custodian": {
            "custodianId": "string",
            "custodianName": "string",
            "custodianAccountNumber": "string",
            "custodianContact": "string",
            "email": "string",
            "phoneCountryCode": "string",
            "phoneNumber": "string",
            "phoneType": "string"
          },
          "endClient": {
            "externalId": "string",
            "alternateId": "string",
            "fullName": "string",
            "prefix": "string",
            "firstName": "string",
            "middleName": "string",
            "lastName": "string",
            "suffix": "string",
            "taxIdType": "string",
            "taxId": "string",
            "classification": "string",
            "dob": "2022-06-14",
            "birthCountryIsoCode": "string",
            "citizenshipCountryIsoCode": "string",
            "domicileCountryIsoCode": "string",
            "secondaryCitizenshipCountryIsoCode": "string",
            "principalPlaceOfBusinessCountry": "string",
            "principalPlaceOfBusinessStateProvince": "string",
            "maritalStatus": "string",
            "gender": "string",
            "employmentStatus": "string",
            "employerName": "string",
            "annualIncome": 0,
            "netWorth": 0,
            "currency": "string",
            "lastNetProfit": 0,
            "incomeType": "string",
            "incomeTaxBandRate": 0,
            "investmentObjective": "string",
            "riskRating": "string",
            "address": {
              "type": "string",
              "attention1": "string",
              "attention2": "string",
              "addressLine1": "string",
              "addressLine2": "string",
              "addressLine3": "string",
              "addressLine4": "string",
              "city": "string",
              "stateCode": "string",
              "stateName": "string",
              "postalCode": "string",
              "countryIsoCode": "string"
            }
          },
          "investor": {
            "externalId": "string",
            "alternateId": "string",
            "fullName": "string",
            "accountNumber": "string",
            "taxIdType": "string",
            "taxId": "string",
            "secondaryTaxIdType": "string",
            "secondaryTaxId": "string",
            "legalFormOfEntity": "string",
            "taxType": "string",
            "subscriberType": "string",
            "taxStatus": "string",
            "accountStatus": "string",
            "dob": "2022-06-14",
            "birthCountryIsoCode": "string",
            "citizenshipCountryIsoCode": "string",
            "domicileCountryIsoCode": "string",
            "organizedUnderLawsOf": "string",
            "principalPlaceOfBusinessCountry": "string",
            "principalPlaceOfBusinessStateProvince": "string",
            "erisaType": "string",
            "erisaPercent": 0,
            "benefitPlanEmployee": true,
            "benefitPlanIndividual": true,
            "accreditedInvestor": true,
            "qualifiedPurchaser": true,
            "finra5130": "string",
            "finra5130Percent": 0,
            "finra5131": "string",
            "finra5131CompanyName": "string",
            "finra5131Percent": 0,
            "employeeEligible": true,
            "friendsFamily": true,
            "generalPartner": true,
            "limitedPartner": true,
            "seniorPoliticalFigure": true,
            "seniorPoliticalFigureName": "string",
            "beneOwnerType": "string",
            "beneOwnerName": "string",
            "aifmdInvestorType": "string",
            "reverseSolicitCert": true,
            "cpoInvestorType": "string",
            "cpoExempt": "string",
            "regExemptCpo": "string",
            "fatcaPreexisting": true,
            "crsPreexisting": true,
            "investorIsInsuranceCo": true,
            "placementAgent": "string",
            "regDBadActor": true,
            "regDDesc": "string",
            "usGovtEntity": true,
            "usBankHoldingCo": true,
            "investorGovtEntityAffiliation": true,
            "cftcCertification": true,
            "nfaId": "string",
            "address": {
              "type": "string",
              "attention1": "string",
              "attention2": "string",
              "addressLine1": "string",
              "addressLine2": "string",
              "addressLine3": "string",
              "addressLine4": "string",
              "city": "string",
              "stateCode": "string",
              "stateName": "string",
              "postalCode": "string",
              "countryIsoCode": "string"
            }
          },
          "thirdParties": [
            {
              "externalId": "string",
              "alternateId": "string",
              "primaryContact": true,
              "fullName": "string",
              "prefix": "string",
              "firstName": "string",
              "middleName": "string",
              "lastName": "string",
              "suffix": "string",
              "classification": "string",
              "taxIdType": "string",
              "taxId": "string",
              "dob": "2022-06-14",
              "birthCountryIsoCode": "string",
              "citizenshipCountryIsoCode": "string",
              "phoneCountryCode": "string",
              "phoneNumber": "string",
              "phoneType": "string",
              "email": "string",
              "address": {
                "type": "string",
                "attention1": "string",
                "attention2": "string",
                "addressLine1": "string",
                "addressLine2": "string",
                "addressLine3": "string",
                "addressLine4": "string",
                "city": "string",
                "stateCode": "string",
                "stateName": "string",
                "postalCode": "string",
                "countryIsoCode": "string"
              }
            }
          ],
          "transactions": [
            {
              "externalId": "string",
              "transactionType": "string",
              "productName": "string",
              "productId": "string",
              "subProductName": "string",
              "subProductId": "string",
              "amountType": "string",
              "currencyIsoCode": "string",
              "amount": 0,
              "unitAmount": 0,
              "placementFees": 0,
              "effectiveDate": "string",
              "transferTo": {
                "fullName": "string",
                "externalId": "string",
                "alternateId": "string",
                "accountNumber": "string",
                "taxIdType": "string",
                "taxId": "string"
              }
            }
          ],
          "wireInstructions": {
            "financialInstitution": {
              "name": "string",
              "code": "string",
              "type": "string"
            },
            "beneficiary": {
              "fullName": "string",
              "accountNumber": "string",
              "abaRoutingNumber": "string",
              "swiftBic": "string",
              "iban": "string",
              "sortCode": "string"
            },
            "ultimateBeneficiary": {
              "fullName": "string",
              "accountNumber": "string",
              "swiftBic": "string",
              "iban": "string"
            },
            "effectiveDate": "string",
            "additionalWireInfo": "string",
            "chipsParticipantNumber": "string",
            "alternateFinancialInstitution": "string"
          },
          "customFields": [
            {
              "configurableField1": "string",
              "configurableField2": true,
              "configurableFieldN": 0
            }
          ]
        }
      }
    ]
  }
}
MODEL
Operations
Name Description Data Type (L)
abaRoutingNumber

Beneficiary American Bankers Association (ABA) routing number for money movement.

string
accountNumber This is the General Ledger Financial Account Number number
accountStatus

Indicates the status of the account.

string
accreditedInvestor

Designates whether an investor is an accredited investor or not. A full list of accredited investor types can be obtained through the Lists API.

string(50)
additionalWireInfo

Free text with additional information related to the wire instruction.

string
address

A physical address for the entity in the context of the API product. This could be an investor or a contact. The address object structure will look similar to: Field type attention1 attention2 addressLine1 addressLine2 addressLine3 addressLine4 city stateCode postalCode countryIsoCode  

object
addressLine1

The first line of the address, typically used for the street address.

string(60)
addressLine2

The second line of the address.

string(60)
addressLine3

The third line of the address.

string(60)
addressLine4

The fourth line of the address.

string(60)
addressType

An investor may have up to three addresses tracked for different purposes. A full list of investor address types can be obtained through the Lists API.

string
advisor.name

Full name of the advisor.

string
alternateFinancialInstitution

A collection of data specifc to a financial instiution where the financial institution is used in an alternate capacity, and is not being used as the primary.

object
alternateId

Alternate identifier. This is a secondary identifier typically used when integrating between systems. Use of this field is optional.

string (30)
amount

Debit Credit Amount

string
amountType

Specifies whether the transaction amount is in $, % or shares.

string
annualIncome

Annual income of the Third Party

number(9)
attention1

The first attention line of the address, typically used for a specific recipient.

string(60)
attention2

The second attention line of the address.

string(60)
beneficialOwnerPct This is used for getting the results based on Beneficial Owner Pct string
beneficiary

Specific to a wire instruction, this is the collection of data that defines the receiving bank used to faciliate money movement.

object
benefitPlanEmployee

Identifies the Type of Benefit Plan Investor in terms of yes or no if the investor is defined as An employee benefit plan subject to the provisions of Title I of the Employee Retirement Income Security Act of 1974, as amended (generally retirement plans of U.S. private employers).

boolean
benefitPlanIndividual

Identifies the Type of Benefit Plan Investor in terms of yes or no if the investor is defined as A plan such as an Individual Retirement Account and certain retirement arrangements for self-employed individuals subject to the prohibited transaction provisions of Section 4975 of the Internal Revenue Code of 1986, as amended.

boolean
beneOwnerName

Name of the beneficial owner on Form PF. Form PF is a report provided to the Securities and Exchange Commission (SEC) by private product managers.

string(250)
beneOwnerType

Type of Beneficial Owner on Form PF reporting requirements as indicated on subscription document. The full list of beneficial owner types is available from the Lists product.

string(30)
birthCountryIsoCode

Investor's country of birth provided on subscription document in ISO 3166-1 alpha-2 code format.

string(2)
cftcCertification

Identifies the investor's Commodity Futures Trading Commission (CFTC) Rule 4.7 status. Value options are true, false or blank.

boolean
chipsParticipantNumber

Clearing House Interbank Payments System (CHIPS) approved participant identification number.

string
citizenshipCountryIsoCode

Identifies the country of nationality for the investor in ISO 3166-1 alpha-2 code format.

string(2)
city

The city of the address.

string(60)
classification

Identifies whether the investor is an individual or entity.

string(30)
code

‘Swift’ or ‘ABA’ Code to identify the Financial Institution. A full or partial code is required if a value is not passed in the ‘Name’ parameter. ie. If a user passes Type=ABA, Code= 001, the results will return all financial institutions with ‘001’ in the ABA code.

string
countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

string
cpoExempt

Information about the reason for exemption as indicated on the subscription document. Free text.

string(500)
crsPreexisting

Indicator that denotes whether the Investor was a pre-existing CRS account. Value of &#039 true&#039 indicates pre-existing. CRS is Common Standard on Reporting, the global version of FATCA.

boolean
currency

ISO 4217 alphabetic code

string
currencyIsoCode

The currency code in which the transaction is paid in.

string
custodians

It represents the custodian id and custodian name as a key value pair that are linked to the specific portfolios

string
custodianId

The SEI unique identifier of the custodian. 

string
domicileCountryIsoCode

Identifies the domicile country in ISO 3166-1 alpha-2 code format.

string
effectiveDate

Date on which something becomes or was instituted within the context of the API in ISO 8601 UTC format. Format MM/DD/YYYY.

string
email
Field Definition

primaryEmail

A collection of data points that represent 1 or more email addresses and email address attributes associated with a Contact. A Contact may have up to 4 phone numbers. A primary email must exist before additional emails can be captured. The primary, and only the primary, is used for SEI Investor Dashboard access, if applicable.

type Indicates the type of email address. Sample values include "Work,Personal etc"

 

object
employeeEligible

Indicates whether the investor is employee eligible.

boolean
employerName Indicates the name of the end client's employer string
employmentStatus

Identifies the Employment status of a Third Party.

string
endClient The unique business identifier for the End Client string
erisaPercentage

Percentage of earnings contributed to an ERISA participant’s account as indicated on the subscription document.

string
erisaType ERISA status of investors as indicated on subscription document.
externalId

Unique business identifier that represents a contact, investor, product, transaction or alternate entity recognized by SEI and a third party system or application.  Many times the externalId is used to synchronize SEI sourced data with another data source for the same record.

string
fatcaPreexisting

Indicator that denotes whether the Investor was a pre-existing FATCA account. Value of true indicates pre-existing.

boolean
financialInstitution

A collection of data specific to an individual financial institution.

object
finra5130

FINRA 5130 Status for the Investor as indicated on the subscription document. A full list of FINRA 5130 types can be obtained through the Lists API.

string
finra5130Percentage

Investor's percentage of beneficial interest in regard to FINRA 5130. FINRA rule 5130 prohibits FINRA members from selling new issues to any account in which “restricted persons” have a beneficial interest.

string
finra5131

FINRA 5131 Status for the Investor as indicated on the subscription document. Value options are Yes, No, & or blank. The percentage of investor's assets that are subject to FINRA regulation.

string
finra5131CompanyName

Represents the company name when investor is applicable company under FINRA Rule 5131.

string
finra5131Percentage

Investor's percentage of beneficial interest in regard to FINRA 5131. FINRA rule 5131 addresses the potential misconduct in the allocation and distribution of new issues.

string
firstName

The first name for the financial advisor, investor,manager or contact or third party

string(50)
friendsFamily

Indicates whether the investor is identified as part of friends and family.

boolean
fullName

The full legal name of the investor,manager or contact or any other entity represented by the object grouping of the field in the JSON response structure.

string(250)
generalPartner

Indicates whether the investor is a general partner.

boolean
iban

Ultimate beneficiary International Bank Account Number (IBAN) for money movement.

string
incomeTaxBandRate

The income tax band rate of the Third Party.

string(10)
investmentObjective

Represents the objective for investment in the account.

string
investor

Indicates the external investor ID related to the contact relationship.

object
investorGovtEntityAffiliation

Indicates whether this Investor is a US government entity.

boolean
investorIsInsuranceCo

Identifies if the investor is an insurance company.

boolean
investorStatus

Identifies whether the investor is a US investor or not. A full list of investor types can be obtained through the Lists API.

string(30)
lastName

The last name for the financial advisor, investor,manager or contact or third party

string(50)
lastNetProfit

Identifies the Last Net Profit of a Third Party.

string(9)
legalFormOfEntity

Identifies the legal form of the investor. A full list of values can be obtained through the Lists API.

string(30)
limitedPartner

Indicates whether the investor is a limited partner.

boolean
maritalStatus

Indicates the Marital Status of the Third Party

string
middleName

Middle name for Third Party 

string(50)
name

The business description for an entity in the context of the API, sometimes called a proper name. A name can apply to a Calendar, Financial Institution, Investor, Account, Advisor and various other entities.

string
nfaId

National Futures Association (NFA) number for the Investor as indicated on the subscription document.

string(20)
organizedUnderLawsOf

Identifies the country where the investor was formed under ISO 3166-1 alpha-2 code format.

string(2)
ownershipPercentage Investor's percentage ownership in the product as of the Period End date number
phoneNumber

The contact's phone number. Phone numbers may not be maintained for the contact.

string
placementAgent

Identifies if a placement agent was used to bring the investor into the fund. Value options are Yes, No, N/A or blank. A placement agent is an intermediary who raises capital for an investment fund by bringing qualified investors to the investment manager.

boolean
placementFees

Placement fees, only applicable for incoming transactions.

number(9)
postalCode

The postal code of the address.

string
prefix

Prefix for a Third Party where Third Party is an Individual. Value for Prefix: Mr., Mrs., Ms., Dr.

string
primaryContact

Designates who is the primary contact for the investor and/or product.

boolean
principalPlaceOfBusiness

The country and/or state specific to the primary location where business is performed. This is generally where the investor's books and records are kept and usually where the investor is located for tax reporting purposes.

object
productId

The SEI internal system identifier for the product or fund. This query parameter is used to retrieve a limited set of positions data.

string
productName

One of three values that determine the kit which drives the process and form details that will need to be completed (i.e. WWC Event Driven Fund, L.P.). The other fields are requestType and and channel.

string
qualifiedPurchaser

Designates whether an investor is a qualified purchaser or not. A full list of qualified purchaser types can be obtained through the Lists API.

string(30)
regDBadActor

Indicates if the investor qualifies for Regulation D Bad Actor status. Value options are &#039 Yes&#039 , &#039 No&#039 or blank.

string(3)
regDDesc

Describes the nature of the Regulation D status.

string(250)
regExemptCpo

Status of the CPO as indicated on the subscription document. Value options are Exempt, Registered or blank.

string(30)
reverseSolicitCert

Indicates the investor's AIFMD reverse solicitation status. Value options are Yes, No or blank.

string
riskRating

Indicates the investment risk rating of the account. It can be a value from 0 to 99. A value of 0 means the risk is not rated or specified. Value 1 is the lowest risk (most conservative) and value 99 is the highest risk (most aggressive).

string
secondaryTaxId

Secondary social security number or tax identification number for an investor provided on tax form and/or subscription document.

string(40)
secondaryTaxIdType Secondary TaxIdType of the account. Tax ID can be of type SSN, EIN, or Other.
seniorPoliticalFigure

During the subscription process, the investor must represent they are in compliance with various federal, state and international laws and regulations, as well as a set of other disclosures relevant to AML and OFAC compliance. The representations should also include a statement regarding the status of the investor as a senior political figure and if the investor is a fund of funds or an entity that is acting as an agent or nominee on behalf of a senior political figure. Value options are 'true', 'false' or blank.

string
sortCode

Beneficiary sort code for money movement.

string
type

Type of Third Party

string
stateCode

The two character code for US and Canadian states and provinces.

string
subProductExternalId

Unique business identifier. A business identifier always exists.

string
subProductName

The name of description specific to the subproduct, such as a class, series or vehicle.

string
subscriberType

Investor's subscriber type as indicated on the subscription document. A full list of subscriber types can be obtained through the Lists API.

string
suffix

Suffix for a Third Party where Third Party is an Individual.Value for Suffix: Jr., Sr., Esq.

string
swiftBic

Ultimate beneficiary Society for Worldwide Interbank Financial Telecommunication (SWIFT) code, also known as a Bank Identifier Code (BIC), for money movement.

string
taxId

Primary tax identifier for the Investor or Contact or Third party. When used in a search, is the full digits or characters, less special characters and spacing.

string(40)
taxIdType

Party Tax Identifier Type.

string
taxStatus

Indicates whether the investor is exempt from US taxation or not. A full list of tax statuses can be obtained through the Lists API.

string
taxType

Investor's tax type as indicated on the tax form. A full list of tax types can be obtained through the Lists API.

string(30)
transactionType Transaction Type being processed. Current options are Sub, Red, Transfer In, Transfer Out string
transferTo

A collection of data specific to the receiver or transferee side of the Transfer transaction.

object
ultimateBeneficiary

Specific to a wire instruction, this is the collection of data that defines the final receiver of money movement.

object
unitAmount

Transaction amount when in shares or percent.

string(13)
usBankHoldingCo

Indicator that denotes whether the investor is  a bank holding company. A bank holding company is a company that controls one or more banks, but does not necessarily engage in banking itself.

boolean
usGovtEntity

The collection of data points specific to an investor who is a government entity or investing on behalf of a government entity.

object
value Describes the value that will be taken for the selected label. string


FormData

AutoFillGet

GET

/autofill/formdata/{trackingNumber}

Prod:
https://api.seic.com/v1/trade/autofill/formdata/{trackingNumber}
Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as Bearer access_token.

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

Path Parameters
Name Description Data Type Required
trackingNumber

A unique tracking number assigned to identify opportunity.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
Authorization

access_token value obtained from the Token endpoint.This is passed as Bearer access_token.

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

Request Body

trackingNumber A unique tracking number assigned to identify opportunity. null true

HTTP Basic

OAuth 2.0

API Key

Working...

FormData

AutoFillGet

GET

/autofill/formdata/{trackingNumber}

Prod:
https://api.seic.com/v1/trade/autofill/formdata/{trackingNumber}
Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as Bearer access_token.

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

Path Parameters
Name Description Data Type Required
trackingNumber

A unique tracking number assigned to identify opportunity.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
Authorization

access_token value obtained from the Token endpoint.This is passed as Bearer access_token.

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

Request Body

trackingNumber A unique tracking number assigned to identify opportunity. null true

HTTP Basic

OAuth 2.0

API Key

Working...

Test: https://test.api.seic.com/v1/trade/autofill/formdata/{trackingNumber}
TLS*: https://mtls.api.seic.com/v1/trade/autofill/formdata/{trackingNumber}
*The TLS endpoint is only used if Server Based Application was selected during the App Registration process.
STEP 1



STEP 2

Pass the oAuth Token and the App key to invoke this endpoint for a particular application.

FormData

AutoFillGet

GET

/autofill/formdata/{trackingNumber}

Prod:
https://api.seic.com/v1/trade/autofill/formdata/{trackingNumber}
Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as Bearer access_token.

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

Path Parameters
Name Description Data Type Required
trackingNumber

A unique tracking number assigned to identify opportunity.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
Authorization

access_token value obtained from the Token endpoint.This is passed as Bearer access_token.

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

Request Body

trackingNumber A unique tracking number assigned to identify opportunity. null true

HTTP Basic

OAuth 2.0

API Key

Working...

SAMPLE REQUEST

curl --location --request GET 'https://api.seic.com/v1/trade/autofill/formdata/123E9A3AGA8HL2I' \
--header 'Authorization: Bearer ADsgdnnkjnfdIKJN' \
--header 'Appkey: gsedgaerhDSHGRSH' \
--header 'Content-Type: application/json'


REQUEST HEADER

Authorization: Bearer ADsgdnnkjnfdIKJN
AppKey: gsedgaerhDSHGRSH
REQUEST PAYLOAD MODEL
Operations
RESPONSE HEADER

Content-Type: application/json 
Status: 200 OK 
requesttrackingid: 67e1ff68-164f-03ad-0f2d-5cbbfda56ec9


SAMPLE RESPONSE

{
  "data": {
    "baseDocument": {
      "accountHolders": [
        {
          "externalId": "string",
          "alternateId": "string",
          "fullName": "string",
          "prefix": "string",
          "firstName": "string",
          "middleName": "string",
          "lastName": "string",
          "suffix": "string",
          "classification": "string",
          "taxIdType": "string",
          "taxId": "string",
          "investorStatus": "string",
          "dob": "2022-06-14",
          "birthCountryIsoCode": "string",
          "citizenshipCountryIsoCode": "string",
          "domicileCountryIsoCode": "string",
          "principalPlaceOfBusinessCountry": "string",
          "principalPlaceOfBusinessStateProvince": "string",
          "ownershipPercentage": 0,
          "phoneCountryCode": "string",
          "phoneNumber": "string",
          "phoneType": "string",
          "email": "string",
          "address": {
            "type": "string",
            "attention1": "string",
            "attention2": "string",
            "addressLine1": "string",
            "addressLine2": "string",
            "addressLine3": "string",
            "addressLine4": "string",
            "city": "string",
            "stateCode": "string",
            "stateName": "string",
            "postalCode": "string",
            "countryIsoCode": "string"
          }
        }
      ],
      "advisor": {
        "externalId": "string",
        "employeeId": "string",
        "fullName": "string",
        "firstName": "string",
        "middleName": "string",
        "lastName": "string",
        "email": "string",
        "phoneCountryCode": "string",
        "phoneNumber": "string",
        "phoneType": "string",
        "firmName": "string",
        "firmId": "string",
        "subfirmName": "string",
        "subfirmId": "string",
        "address": {
          "type": "string",
          "attention1": "string",
          "attention2": "string",
          "addressLine1": "string",
          "addressLine2": "string",
          "addressLine3": "string",
          "addressLine4": "string",
          "city": "string",
          "stateCode": "string",
          "stateName": "string",
          "postalCode": "string",
          "countryIsoCode": "string"
        }
      },
      "beneficialOwners": [
        {
          "externalId": "string",
          "alternateId": "string",
          "fullName": "string",
          "prefix": "string",
          "firstName": "string",
          "middleName": "string",
          "lastName": "string",
          "suffix": "string",
          "classification": "string",
          "taxIdType": "string",
          "taxId": "string",
          "investorStatus": "string",
          "dob": "2022-06-14",
          "birthCountryIsoCode": "string",
          "citizenshipCountryIsoCode": "string",
          "domicileCountryIsoCode": "string",
          "principalPlaceOfBusinessCountry": "string",
          "principalPlaceOfBusinessStateProvince": "string",
          "ownershipPercentage": 0,
          "phoneCountryCode": "string",
          "phoneNumber": "string",
          "phoneType": "string",
          "email": "string",
          "address": {
            "type": "string",
            "attention1": "string",
            "attention2": "string",
            "addressLine1": "string",
            "addressLine2": "string",
            "addressLine3": "string",
            "addressLine4": "string",
            "city": "string",
            "stateCode": "string",
            "stateName": "string",
            "postalCode": "string",
            "countryIsoCode": "string"
          }
        }
      ],
      "beneficiaries": [
        {
          "externalId": "string",
          "alternateId": "string",
          "fullName": "string",
          "prefix": "string",
          "firstName": "string",
          "middleName": "string",
          "lastName": "string",
          "suffix": "string",
          "classification": "string",
          "taxIdType": "string",
          "taxId": "string",
          "investorStatus": "string",
          "dob": "2022-06-14",
          "birthCountryIsoCode": "string",
          "citizenshipCountryIsoCode": "string",
          "domicileCountryIsoCode": "string",
          "principalPlaceOfBusinessCountry": "string",
          "principalPlaceOfBusinessStateProvince": "string",
          "ownershipPercentage": 0,
          "phoneCountryCode": "string",
          "phoneNumber": "string",
          "phoneType": "string",
          "email": "string",
          "address": {
            "type": "string",
            "attention1": "string",
            "attention2": "string",
            "addressLine1": "string",
            "addressLine2": "string",
            "addressLine3": "string",
            "addressLine4": "string",
            "city": "string",
            "stateCode": "string",
            "stateName": "string",
            "postalCode": "string",
            "countryIsoCode": "string"
          }
        }
      ],
      "custodian": {
        "custodianId": "string",
        "custodianName": "string",
        "custodianAccountNumber": "string",
        "custodianContact": "string",
        "email": "string",
        "phoneCountryCode": "string",
        "phoneNumber": "string",
        "phoneType": "string"
      },
      "endClient": {
        "externalId": "string",
        "alternateId": "string",
        "fullName": "string",
        "prefix": "string",
        "firstName": "string",
        "middleName": "string",
        "lastName": "string",
        "suffix": "string",
        "taxIdType": "string",
        "taxId": "string",
        "classification": "string",
        "dob": "2022-06-14",
        "birthCountryIsoCode": "string",
        "citizenshipCountryIsoCode": "string",
        "domicileCountryIsoCode": "string",
        "secondaryCitizenshipCountryIsoCode": "string",
        "principalPlaceOfBusinessCountry": "string",
        "principalPlaceOfBusinessStateProvince": "string",
        "maritalStatus": "string",
        "gender": "string",
        "employmentStatus": "string",
        "employerName": "string",
        "annualIncome": 0,
        "netWorth": 0,
        "currency": "string",
        "lastNetProfit": 0,
        "incomeType": "string",
        "incomeTaxBandRate": 0,
        "investmentObjective": "string",
        "riskRating": "string",
        "address": {
          "type": "string",
          "attention1": "string",
          "attention2": "string",
          "addressLine1": "string",
          "addressLine2": "string",
          "addressLine3": "string",
          "addressLine4": "string",
          "city": "string",
          "stateCode": "string",
          "stateName": "string",
          "postalCode": "string",
          "countryIsoCode": "string"
        }
      },
      "investor": {
        "externalId": "string",
        "alternateId": "string",
        "fullName": "string",
        "accountNumber": "string",
        "taxIdType": "string",
        "taxId": "string",
        "secondaryTaxIdType": "string",
        "secondaryTaxId": "string",
        "legalFormOfEntity": "string",
        "taxType": "string",
        "subscriberType": "string",
        "taxStatus": "string",
        "accountStatus": "string",
        "dob": "2022-06-14",
        "birthCountryIsoCode": "string",
        "citizenshipCountryIsoCode": "string",
        "domicileCountryIsoCode": "string",
        "organizedUnderLawsOf": "string",
        "principalPlaceOfBusinessCountry": "string",
        "principalPlaceOfBusinessStateProvince": "string",
        "erisaType": "string",
        "erisaPercent": 0,
        "benefitPlanEmployee": true,
        "benefitPlanIndividual": true,
        "accreditedInvestor": true,
        "qualifiedPurchaser": true,
        "finra5130": "string",
        "finra5130Percent": 0,
        "finra5131": "string",
        "finra5131CompanyName": "string",
        "finra5131Percent": 0,
        "employeeEligible": true,
        "friendsFamily": true,
        "generalPartner": true,
        "limitedPartner": true,
        "seniorPoliticalFigure": true,
        "seniorPoliticalFigureName": "string",
        "beneOwnerType": "string",
        "beneOwnerName": "string",
        "aifmdInvestorType": "string",
        "reverseSolicitCert": true,
        "cpoInvestorType": "string",
        "cpoExempt": "string",
        "regExemptCpo": "string",
        "fatcaPreexisting": true,
        "crsPreexisting": true,
        "investorIsInsuranceCo": true,
        "placementAgent": "string",
        "regDBadActor": true,
        "regDDesc": "string",
        "usGovtEntity": true,
        "usBankHoldingCo": true,
        "investorGovtEntityAffiliation": true,
        "cftcCertification": true,
        "nfaId": "string",
        "address": {
          "type": "string",
          "attention1": "string",
          "attention2": "string",
          "addressLine1": "string",
          "addressLine2": "string",
          "addressLine3": "string",
          "addressLine4": "string",
          "city": "string",
          "stateCode": "string",
          "stateName": "string",
          "postalCode": "string",
          "countryIsoCode": "string"
        }
      },
      "thirdParties": [
        {
          "externalId": "string",
          "alternateId": "string",
          "primaryContact": true,
          "fullName": "string",
          "prefix": "string",
          "firstName": "string",
          "middleName": "string",
          "lastName": "string",
          "suffix": "string",
          "classification": "string",
          "taxIdType": "string",
          "taxId": "string",
          "dob": "2022-06-14",
          "birthCountryIsoCode": "string",
          "citizenshipCountryIsoCode": "string",
          "phoneCountryCode": "string",
          "phoneNumber": "string",
          "phoneType": "string",
          "email": "string",
          "address": {
            "type": "string",
            "attention1": "string",
            "attention2": "string",
            "addressLine1": "string",
            "addressLine2": "string",
            "addressLine3": "string",
            "addressLine4": "string",
            "city": "string",
            "stateCode": "string",
            "stateName": "string",
            "postalCode": "string",
            "countryIsoCode": "string"
          }
        }
      ],
      "transactions": [
        {
          "externalId": "string",
          "transactionType": "string",
          "productName": "string",
          "productId": "string",
          "subProductName": "string",
          "subProductId": "string",
          "amountType": "string",
          "currencyIsoCode": "string",
          "amount": 0,
          "unitAmount": 0,
          "placementFees": 0,
          "effectiveDate": "string",
          "transferTo": {
            "fullName": "string",
            "externalId": "string",
            "alternateId": "string",
            "accountNumber": "string",
            "taxIdType": "string",
            "taxId": "string"
          }
        }
      ],
      "wireInstructions": {
        "financialInstitution": {
          "name": "string",
          "code": "string",
          "type": "string"
        },
        "beneficiary": {
          "fullName": "string",
          "accountNumber": "string",
          "abaRoutingNumber": "string",
          "swiftBic": "string",
          "iban": "string",
          "sortCode": "string"
        },
        "ultimateBeneficiary": {
          "fullName": "string",
          "accountNumber": "string",
          "swiftBic": "string",
          "iban": "string"
        },
        "effectiveDate": "string",
        "additionalWireInfo": "string",
        "chipsParticipantNumber": "string",
        "alternateFinancialInstitution": "string"
      },
      "customFields": [
        {
          "configurableField1": "string",
          "configurableField2": true,
          "configurableFieldN": 0
        }
      ]
    },
    "subFormData": [
      {
        "name": "string",
        "subformDocument": {
          "accountHolders": [
            {
              "externalId": "string",
              "alternateId": "string",
              "fullName": "string",
              "prefix": "string",
              "firstName": "string",
              "middleName": "string",
              "lastName": "string",
              "suffix": "string",
              "classification": "string",
              "taxIdType": "string",
              "taxId": "string",
              "investorStatus": "string",
              "dob": "2022-06-14",
              "birthCountryIsoCode": "string",
              "citizenshipCountryIsoCode": "string",
              "domicileCountryIsoCode": "string",
              "principalPlaceOfBusinessCountry": "string",
              "principalPlaceOfBusinessStateProvince": "string",
              "ownershipPercentage": 0,
              "phoneCountryCode": "string",
              "phoneNumber": "string",
              "phoneType": "string",
              "email": "string",
              "address": {
                "type": "string",
                "attention1": "string",
                "attention2": "string",
                "addressLine1": "string",
                "addressLine2": "string",
                "addressLine3": "string",
                "addressLine4": "string",
                "city": "string",
                "stateCode": "string",
                "stateName": "string",
                "postalCode": "string",
                "countryIsoCode": "string"
              }
            }
          ],
          "advisor": {
            "externalId": "string",
            "employeeId": "string",
            "fullName": "string",
            "firstName": "string",
            "middleName": "string",
            "lastName": "string",
            "email": "string",
            "phoneCountryCode": "string",
            "phoneNumber": "string",
            "phoneType": "string",
            "firmName": "string",
            "firmId": "string",
            "subfirmName": "string",
            "subfirmId": "string",
            "address": {
              "type": "string",
              "attention1": "string",
              "attention2": "string",
              "addressLine1": "string",
              "addressLine2": "string",
              "addressLine3": "string",
              "addressLine4": "string",
              "city": "string",
              "stateCode": "string",
              "stateName": "string",
              "postalCode": "string",
              "countryIsoCode": "string"
            }
          },
          "beneficialOwners": [
            {
              "externalId": "string",
              "alternateId": "string",
              "fullName": "string",
              "prefix": "string",
              "firstName": "string",
              "middleName": "string",
              "lastName": "string",
              "suffix": "string",
              "classification": "string",
              "taxIdType": "string",
              "taxId": "string",
              "investorStatus": "string",
              "dob": "2022-06-14",
              "birthCountryIsoCode": "string",
              "citizenshipCountryIsoCode": "string",
              "domicileCountryIsoCode": "string",
              "principalPlaceOfBusinessCountry": "string",
              "principalPlaceOfBusinessStateProvince": "string",
              "ownershipPercentage": 0,
              "phoneCountryCode": "string",
              "phoneNumber": "string",
              "phoneType": "string",
              "email": "string",
              "address": {
                "type": "string",
                "attention1": "string",
                "attention2": "string",
                "addressLine1": "string",
                "addressLine2": "string",
                "addressLine3": "string",
                "addressLine4": "string",
                "city": "string",
                "stateCode": "string",
                "stateName": "string",
                "postalCode": "string",
                "countryIsoCode": "string"
              }
            }
          ],
          "beneficiaries": [
            {
              "externalId": "string",
              "alternateId": "string",
              "fullName": "string",
              "prefix": "string",
              "firstName": "string",
              "middleName": "string",
              "lastName": "string",
              "suffix": "string",
              "classification": "string",
              "taxIdType": "string",
              "taxId": "string",
              "investorStatus": "string",
              "dob": "2022-06-14",
              "birthCountryIsoCode": "string",
              "citizenshipCountryIsoCode": "string",
              "domicileCountryIsoCode": "string",
              "principalPlaceOfBusinessCountry": "string",
              "principalPlaceOfBusinessStateProvince": "string",
              "ownershipPercentage": 0,
              "phoneCountryCode": "string",
              "phoneNumber": "string",
              "phoneType": "string",
              "email": "string",
              "address": {
                "type": "string",
                "attention1": "string",
                "attention2": "string",
                "addressLine1": "string",
                "addressLine2": "string",
                "addressLine3": "string",
                "addressLine4": "string",
                "city": "string",
                "stateCode": "string",
                "stateName": "string",
                "postalCode": "string",
                "countryIsoCode": "string"
              }
            }
          ],
          "custodian": {
            "custodianId": "string",
            "custodianName": "string",
            "custodianAccountNumber": "string",
            "custodianContact": "string",
            "email": "string",
            "phoneCountryCode": "string",
            "phoneNumber": "string",
            "phoneType": "string"
          },
          "endClient": {
            "externalId": "string",
            "alternateId": "string",
            "fullName": "string",
            "prefix": "string",
            "firstName": "string",
            "middleName": "string",
            "lastName": "string",
            "suffix": "string",
            "taxIdType": "string",
            "taxId": "string",
            "classification": "string",
            "dob": "2022-06-14",
            "birthCountryIsoCode": "string",
            "citizenshipCountryIsoCode": "string",
            "domicileCountryIsoCode": "string",
            "secondaryCitizenshipCountryIsoCode": "string",
            "principalPlaceOfBusinessCountry": "string",
            "principalPlaceOfBusinessStateProvince": "string",
            "maritalStatus": "string",
            "gender": "string",
            "employmentStatus": "string",
            "employerName": "string",
            "annualIncome": 0,
            "netWorth": 0,
            "currency": "string",
            "lastNetProfit": 0,
            "incomeType": "string",
            "incomeTaxBandRate": 0,
            "investmentObjective": "string",
            "riskRating": "string",
            "address": {
              "type": "string",
              "attention1": "string",
              "attention2": "string",
              "addressLine1": "string",
              "addressLine2": "string",
              "addressLine3": "string",
              "addressLine4": "string",
              "city": "string",
              "stateCode": "string",
              "stateName": "string",
              "postalCode": "string",
              "countryIsoCode": "string"
            }
          },
          "investor": {
            "externalId": "string",
            "alternateId": "string",
            "fullName": "string",
            "accountNumber": "string",
            "taxIdType": "string",
            "taxId": "string",
            "secondaryTaxIdType": "string",
            "secondaryTaxId": "string",
            "legalFormOfEntity": "string",
            "taxType": "string",
            "subscriberType": "string",
            "taxStatus": "string",
            "accountStatus": "string",
            "dob": "2022-06-14",
            "birthCountryIsoCode": "string",
            "citizenshipCountryIsoCode": "string",
            "domicileCountryIsoCode": "string",
            "organizedUnderLawsOf": "string",
            "principalPlaceOfBusinessCountry": "string",
            "principalPlaceOfBusinessStateProvince": "string",
            "erisaType": "string",
            "erisaPercent": 0,
            "benefitPlanEmployee": true,
            "benefitPlanIndividual": true,
            "accreditedInvestor": true,
            "qualifiedPurchaser": true,
            "finra5130": "string",
            "finra5130Percent": 0,
            "finra5131": "string",
            "finra5131CompanyName": "string",
            "finra5131Percent": 0,
            "employeeEligible": true,
            "friendsFamily": true,
            "generalPartner": true,
            "limitedPartner": true,
            "seniorPoliticalFigure": true,
            "seniorPoliticalFigureName": "string",
            "beneOwnerType": "string",
            "beneOwnerName": "string",
            "aifmdInvestorType": "string",
            "reverseSolicitCert": true,
            "cpoInvestorType": "string",
            "cpoExempt": "string",
            "regExemptCpo": "string",
            "fatcaPreexisting": true,
            "crsPreexisting": true,
            "investorIsInsuranceCo": true,
            "placementAgent": "string",
            "regDBadActor": true,
            "regDDesc": "string",
            "usGovtEntity": true,
            "usBankHoldingCo": true,
            "investorGovtEntityAffiliation": true,
            "cftcCertification": true,
            "nfaId": "string",
            "address": {
              "type": "string",
              "attention1": "string",
              "attention2": "string",
              "addressLine1": "string",
              "addressLine2": "string",
              "addressLine3": "string",
              "addressLine4": "string",
              "city": "string",
              "stateCode": "string",
              "stateName": "string",
              "postalCode": "string",
              "countryIsoCode": "string"
            }
          },
          "thirdParties": [
            {
              "externalId": "string",
              "alternateId": "string",
              "primaryContact": true,
              "fullName": "string",
              "prefix": "string",
              "firstName": "string",
              "middleName": "string",
              "lastName": "string",
              "suffix": "string",
              "classification": "string",
              "taxIdType": "string",
              "taxId": "string",
              "dob": "2022-06-14",
              "birthCountryIsoCode": "string",
              "citizenshipCountryIsoCode": "string",
              "phoneCountryCode": "string",
              "phoneNumber": "string",
              "phoneType": "string",
              "email": "string",
              "address": {
                "type": "string",
                "attention1": "string",
                "attention2": "string",
                "addressLine1": "string",
                "addressLine2": "string",
                "addressLine3": "string",
                "addressLine4": "string",
                "city": "string",
                "stateCode": "string",
                "stateName": "string",
                "postalCode": "string",
                "countryIsoCode": "string"
              }
            }
          ],
          "transactions": [
            {
              "externalId": "string",
              "transactionType": "string",
              "productName": "string",
              "productId": "string",
              "subProductName": "string",
              "subProductId": "string",
              "amountType": "string",
              "currencyIsoCode": "string",
              "amount": 0,
              "unitAmount": 0,
              "placementFees": 0,
              "effectiveDate": "string",
              "transferTo": {
                "fullName": "string",
                "externalId": "string",
                "alternateId": "string",
                "accountNumber": "string",
                "taxIdType": "string",
                "taxId": "string"
              }
            }
          ],
          "wireInstructions": {
            "financialInstitution": {
              "name": "string",
              "code": "string",
              "type": "string"
            },
            "beneficiary": {
              "fullName": "string",
              "accountNumber": "string",
              "abaRoutingNumber": "string",
              "swiftBic": "string",
              "iban": "string",
              "sortCode": "string"
            },
            "ultimateBeneficiary": {
              "fullName": "string",
              "accountNumber": "string",
              "swiftBic": "string",
              "iban": "string"
            },
            "effectiveDate": "string",
            "additionalWireInfo": "string",
            "chipsParticipantNumber": "string",
            "alternateFinancialInstitution": "string"
          },
          "customFields": [
            {
              "configurableField1": "string",
              "configurableField2": true,
              "configurableFieldN": 0
            }
          ]
        }
      }
    ]
  }
}
MODEL
Operations
Name Description Data Type (L)
abaRoutingNumber

Beneficiary American Bankers Association (ABA) routing number for money movement.

string
accountNumber This is the General Ledger Financial Account Number number
accountStatus

Indicates the status of the account.

string
accreditedInvestor

Designates whether an investor is an accredited investor or not. A full list of accredited investor types can be obtained through the Lists API.

string(50)
additionalWireInfo

Free text with additional information related to the wire instruction.

string
address

A physical address for the entity in the context of the API product. This could be an investor or a contact. The address object structure will look similar to: Field type attention1 attention2 addressLine1 addressLine2 addressLine3 addressLine4 city stateCode postalCode countryIsoCode  

object
addressLine1

The first line of the address, typically used for the street address.

string(60)
addressLine2

The second line of the address.

string(60)
addressLine3

The third line of the address.

string(60)
addressLine4

The fourth line of the address.

string(60)
addressType

An investor may have up to three addresses tracked for different purposes. A full list of investor address types can be obtained through the Lists API.

string
advisor.name

Full name of the advisor.

string
alternateFinancialInstitution

A collection of data specifc to a financial instiution where the financial institution is used in an alternate capacity, and is not being used as the primary.

object
alternateId

Alternate identifier. This is a secondary identifier typically used when integrating between systems. Use of this field is optional.

string (30)
amount

Debit Credit Amount

string
amountType

Specifies whether the transaction amount is in $, % or shares.

string
annualIncome

Annual income of the Third Party

number(9)
attention1

The first attention line of the address, typically used for a specific recipient.

string(60)
attention2

The second attention line of the address.

string(60)
beneficialOwnerPct This is used for getting the results based on Beneficial Owner Pct string
beneficiary

Specific to a wire instruction, this is the collection of data that defines the receiving bank used to faciliate money movement.

object
benefitPlanEmployee

Identifies the Type of Benefit Plan Investor in terms of yes or no if the investor is defined as An employee benefit plan subject to the provisions of Title I of the Employee Retirement Income Security Act of 1974, as amended (generally retirement plans of U.S. private employers).

boolean
benefitPlanIndividual

Identifies the Type of Benefit Plan Investor in terms of yes or no if the investor is defined as A plan such as an Individual Retirement Account and certain retirement arrangements for self-employed individuals subject to the prohibited transaction provisions of Section 4975 of the Internal Revenue Code of 1986, as amended.

boolean
beneOwnerName

Name of the beneficial owner on Form PF. Form PF is a report provided to the Securities and Exchange Commission (SEC) by private product managers.

string(250)
beneOwnerType

Type of Beneficial Owner on Form PF reporting requirements as indicated on subscription document. The full list of beneficial owner types is available from the Lists product.

string(30)
birthCountryIsoCode

Investor's country of birth provided on subscription document in ISO 3166-1 alpha-2 code format.

string(2)
cftcCertification

Identifies the investor's Commodity Futures Trading Commission (CFTC) Rule 4.7 status. Value options are true, false or blank.

boolean
chipsParticipantNumber

Clearing House Interbank Payments System (CHIPS) approved participant identification number.

string
citizenshipCountryIsoCode

Identifies the country of nationality for the investor in ISO 3166-1 alpha-2 code format.

string(2)
city

The city of the address.

string(60)
classification

Identifies whether the investor is an individual or entity.

string(30)
code

‘Swift’ or ‘ABA’ Code to identify the Financial Institution. A full or partial code is required if a value is not passed in the ‘Name’ parameter. ie. If a user passes Type=ABA, Code= 001, the results will return all financial institutions with ‘001’ in the ABA code.

string
countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

string
cpoExempt

Information about the reason for exemption as indicated on the subscription document. Free text.

string(500)
crsPreexisting

Indicator that denotes whether the Investor was a pre-existing CRS account. Value of &#039 true&#039 indicates pre-existing. CRS is Common Standard on Reporting, the global version of FATCA.

boolean
currency

ISO 4217 alphabetic code

string
currencyIsoCode

The currency code in which the transaction is paid in.

string
custodians

It represents the custodian id and custodian name as a key value pair that are linked to the specific portfolios

string
custodianId

The SEI unique identifier of the custodian. 

string
domicileCountryIsoCode

Identifies the domicile country in ISO 3166-1 alpha-2 code format.

string
effectiveDate

Date on which something becomes or was instituted within the context of the API in ISO 8601 UTC format. Format MM/DD/YYYY.

string
email
Field Definition

primaryEmail

A collection of data points that represent 1 or more email addresses and email address attributes associated with a Contact. A Contact may have up to 4 phone numbers. A primary email must exist before additional emails can be captured. The primary, and only the primary, is used for SEI Investor Dashboard access, if applicable.

type Indicates the type of email address. Sample values include "Work,Personal etc"

 

object
employeeEligible

Indicates whether the investor is employee eligible.

boolean
employerName Indicates the name of the end client's employer string
employmentStatus

Identifies the Employment status of a Third Party.

string
endClient The unique business identifier for the End Client string
erisaPercentage

Percentage of earnings contributed to an ERISA participant’s account as indicated on the subscription document.

string
erisaType ERISA status of investors as indicated on subscription document.
externalId

Unique business identifier that represents a contact, investor, product, transaction or alternate entity recognized by SEI and a third party system or application.  Many times the externalId is used to synchronize SEI sourced data with another data source for the same record.

string
fatcaPreexisting

Indicator that denotes whether the Investor was a pre-existing FATCA account. Value of true indicates pre-existing.

boolean
financialInstitution

A collection of data specific to an individual financial institution.

object
finra5130

FINRA 5130 Status for the Investor as indicated on the subscription document. A full list of FINRA 5130 types can be obtained through the Lists API.

string
finra5130Percentage

Investor's percentage of beneficial interest in regard to FINRA 5130. FINRA rule 5130 prohibits FINRA members from selling new issues to any account in which “restricted persons” have a beneficial interest.

string
finra5131

FINRA 5131 Status for the Investor as indicated on the subscription document. Value options are Yes, No, & or blank. The percentage of investor's assets that are subject to FINRA regulation.

string
finra5131CompanyName

Represents the company name when investor is applicable company under FINRA Rule 5131.

string
finra5131Percentage

Investor's percentage of beneficial interest in regard to FINRA 5131. FINRA rule 5131 addresses the potential misconduct in the allocation and distribution of new issues.

string
firstName

The first name for the financial advisor, investor,manager or contact or third party

string(50)
friendsFamily

Indicates whether the investor is identified as part of friends and family.

boolean
fullName

The full legal name of the investor,manager or contact or any other entity represented by the object grouping of the field in the JSON response structure.

string(250)
generalPartner

Indicates whether the investor is a general partner.

boolean
iban

Ultimate beneficiary International Bank Account Number (IBAN) for money movement.

string
incomeTaxBandRate

The income tax band rate of the Third Party.

string(10)
investmentObjective

Represents the objective for investment in the account.

string
investor

Indicates the external investor ID related to the contact relationship.

object
investorGovtEntityAffiliation

Indicates whether this Investor is a US government entity.

boolean
investorIsInsuranceCo

Identifies if the investor is an insurance company.

boolean
investorStatus

Identifies whether the investor is a US investor or not. A full list of investor types can be obtained through the Lists API.

string(30)
lastName

The last name for the financial advisor, investor,manager or contact or third party

string(50)
lastNetProfit

Identifies the Last Net Profit of a Third Party.

string(9)
legalFormOfEntity

Identifies the legal form of the investor. A full list of values can be obtained through the Lists API.

string(30)
limitedPartner

Indicates whether the investor is a limited partner.

boolean
maritalStatus

Indicates the Marital Status of the Third Party

string
middleName

Middle name for Third Party 

string(50)
name

The business description for an entity in the context of the API, sometimes called a proper name. A name can apply to a Calendar, Financial Institution, Investor, Account, Advisor and various other entities.

string
nfaId

National Futures Association (NFA) number for the Investor as indicated on the subscription document.

string(20)
organizedUnderLawsOf

Identifies the country where the investor was formed under ISO 3166-1 alpha-2 code format.

string(2)
ownershipPercentage Investor's percentage ownership in the product as of the Period End date number
phoneNumber

The contact's phone number. Phone numbers may not be maintained for the contact.

string
placementAgent

Identifies if a placement agent was used to bring the investor into the fund. Value options are Yes, No, N/A or blank. A placement agent is an intermediary who raises capital for an investment fund by bringing qualified investors to the investment manager.

boolean
placementFees

Placement fees, only applicable for incoming transactions.

number(9)
postalCode

The postal code of the address.

string
prefix

Prefix for a Third Party where Third Party is an Individual. Value for Prefix: Mr., Mrs., Ms., Dr.

string
primaryContact

Designates who is the primary contact for the investor and/or product.

boolean
principalPlaceOfBusiness

The country and/or state specific to the primary location where business is performed. This is generally where the investor's books and records are kept and usually where the investor is located for tax reporting purposes.

object
productId

The SEI internal system identifier for the product or fund. This query parameter is used to retrieve a limited set of positions data.

string
productName

One of three values that determine the kit which drives the process and form details that will need to be completed (i.e. WWC Event Driven Fund, L.P.). The other fields are requestType and and channel.

string
qualifiedPurchaser

Designates whether an investor is a qualified purchaser or not. A full list of qualified purchaser types can be obtained through the Lists API.

string(30)
regDBadActor

Indicates if the investor qualifies for Regulation D Bad Actor status. Value options are &#039 Yes&#039 , &#039 No&#039 or blank.

string(3)
regDDesc

Describes the nature of the Regulation D status.

string(250)
regExemptCpo

Status of the CPO as indicated on the subscription document. Value options are Exempt, Registered or blank.

string(30)
reverseSolicitCert

Indicates the investor's AIFMD reverse solicitation status. Value options are Yes, No or blank.

string
riskRating

Indicates the investment risk rating of the account. It can be a value from 0 to 99. A value of 0 means the risk is not rated or specified. Value 1 is the lowest risk (most conservative) and value 99 is the highest risk (most aggressive).

string
secondaryTaxId

Secondary social security number or tax identification number for an investor provided on tax form and/or subscription document.

string(40)
secondaryTaxIdType Secondary TaxIdType of the account. Tax ID can be of type SSN, EIN, or Other.
seniorPoliticalFigure

During the subscription process, the investor must represent they are in compliance with various federal, state and international laws and regulations, as well as a set of other disclosures relevant to AML and OFAC compliance. The representations should also include a statement regarding the status of the investor as a senior political figure and if the investor is a fund of funds or an entity that is acting as an agent or nominee on behalf of a senior political figure. Value options are 'true', 'false' or blank.

string
sortCode

Beneficiary sort code for money movement.

string
type

Type of Third Party

string
stateCode

The two character code for US and Canadian states and provinces.

string
subProductExternalId

Unique business identifier. A business identifier always exists.

string
subProductName

The name of description specific to the subproduct, such as a class, series or vehicle.

string
subscriberType

Investor's subscriber type as indicated on the subscription document. A full list of subscriber types can be obtained through the Lists API.

string
suffix

Suffix for a Third Party where Third Party is an Individual.Value for Suffix: Jr., Sr., Esq.

string
swiftBic

Ultimate beneficiary Society for Worldwide Interbank Financial Telecommunication (SWIFT) code, also known as a Bank Identifier Code (BIC), for money movement.

string
taxId

Primary tax identifier for the Investor or Contact or Third party. When used in a search, is the full digits or characters, less special characters and spacing.

string(40)
taxIdType

Party Tax Identifier Type.

string
taxStatus

Indicates whether the investor is exempt from US taxation or not. A full list of tax statuses can be obtained through the Lists API.

string
taxType

Investor's tax type as indicated on the tax form. A full list of tax types can be obtained through the Lists API.

string(30)
transactionType Transaction Type being processed. Current options are Sub, Red, Transfer In, Transfer Out string
transferTo

A collection of data specific to the receiver or transferee side of the Transfer transaction.

object
ultimateBeneficiary

Specific to a wire instruction, this is the collection of data that defines the final receiver of money movement.

object
unitAmount

Transaction amount when in shares or percent.

string(13)
usBankHoldingCo

Indicator that denotes whether the investor is  a bank holding company. A bank holding company is a company that controls one or more banks, but does not necessarily engage in banking itself.

boolean
usGovtEntity

The collection of data points specific to an investor who is a government entity or investing on behalf of a government entity.

object
value Describes the value that will be taken for the selected label. string


FormData

AutoFillGet

GET

/autofill/formdata/{trackingNumber}

Prod:
https://api.seic.com/v1/trade/autofill/formdata/{trackingNumber}
Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as Bearer access_token.

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

Path Parameters
Name Description Data Type Required
trackingNumber

A unique tracking number assigned to identify opportunity.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
Authorization

access_token value obtained from the Token endpoint.This is passed as Bearer access_token.

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

Request Body

trackingNumber A unique tracking number assigned to identify opportunity. null true

HTTP Basic

OAuth 2.0

API Key