Investor

Investor

Set Admin Credentials...
trackingNumber-get

GET

/{trackingNumber}

Returns all the investor related attributes available from the on-boarding process and documentation.

Prod:
https://api.seic.com/v1/investors/fulfillment/{trackingNumber}
Header Parameters
Name Description Data Type Required
Authorization

The Base64 Encoded Appkey (Consumer Key) and secret (Consumer Secret) provided during the App registration process.

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user. It is a form of user credential generated and provisioned by the SEI Developer Portal for applications associated with individual developers.

string

Path Parameters
Name Description Data Type Required
trackingNumber

Unique tracking number to get investor data .

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The SEI server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
Authorization

The Base64 Encoded Appkey (Consumer Key) and secret (Consumer Secret) provided during the App registration process.

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user. It is a form of user credential generated and provisioned by the SEI Developer Portal for applications associated with individual developers.

Request Body

trackingNumber Unique tracking number to get investor data . true

HTTP Basic

Set...

OAuth 2.0

Set...

API Key

Set...

Working...

Investor

Set Admin Credentials...
trackingNumber-get

GET

/{trackingNumber}

Returns all the investor related attributes available from the on-boarding process and documentation.

Prod:
https://api.seic.com/v1/investors/fulfillment/{trackingNumber}
Header Parameters
Name Description Data Type Required
Authorization

The Base64 Encoded Appkey (Consumer Key) and secret (Consumer Secret) provided during the App registration process.

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user. It is a form of user credential generated and provisioned by the SEI Developer Portal for applications associated with individual developers.

string

Path Parameters
Name Description Data Type Required
trackingNumber

Unique tracking number to get investor data .

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The SEI server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
Authorization

The Base64 Encoded Appkey (Consumer Key) and secret (Consumer Secret) provided during the App registration process.

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user. It is a form of user credential generated and provisioned by the SEI Developer Portal for applications associated with individual developers.

Request Body

trackingNumber Unique tracking number to get investor data . true

HTTP Basic

Set...

OAuth 2.0

Set...

API Key

Set...

Working...
Test: https://test.api.seic.com/v1/investors/fulfillment/{trackingNumber}
TLS*: https://mtls.api.seic.com/v1/investors/fulfillment/{trackingNumber}
*The TLS endpoint is only used if Server Based Application was selected during the App Registration process.
STEP 2

Pass the oAuth Token and the App key to invoke this endpoint for a particular application.

Investor

Set Admin Credentials...
trackingNumber-get

GET

/{trackingNumber}

Returns all the investor related attributes available from the on-boarding process and documentation.

Prod:
https://api.seic.com/v1/investors/fulfillment/{trackingNumber}
Header Parameters
Name Description Data Type Required
Authorization

The Base64 Encoded Appkey (Consumer Key) and secret (Consumer Secret) provided during the App registration process.

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user. It is a form of user credential generated and provisioned by the SEI Developer Portal for applications associated with individual developers.

string

Path Parameters
Name Description Data Type Required
trackingNumber

Unique tracking number to get investor data .

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The SEI server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
Authorization

The Base64 Encoded Appkey (Consumer Key) and secret (Consumer Secret) provided during the App registration process.

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user. It is a form of user credential generated and provisioned by the SEI Developer Portal for applications associated with individual developers.

Request Body

trackingNumber Unique tracking number to get investor data . true

HTTP Basic

Set...

OAuth 2.0

Set...

API Key

Set...

Working...
SAMPLE REQUEST

curl -X GET \
   https://api.seic.com/v1/investors/fulfillment/1234 \
  -H 'appkey: gsedgaerhDSHGRSH' \
  -H 'authorization: Bearer ADsgdnnkjnfdIKJN' \


REQUEST HEADER

Authorization: Bearer ADsgdnnkjnfdIKJN
AppKey: gsedgaerhDSHGRSH
RESPONSE HEADER

Content-Type: application/json 
Status: 200 OK 
requesttrackingid: 67e1ff68-164f-03ad-0f2d-5cbbfda56ec9


SAMPLE RESPONSE

{
  "data": {
    "results": [
      {
        "firm": "string",
        "standard": {
          "fullName": "string",
          "externalId": "string",
          "alternateId": "string",
          "accountNumber": "string",
          "subscriberType": "string",
          "taxType": "string",
          "taxStatus": "string",
          "accreditedInvestor": true,
          "qualifiedPurchaser": true,
          "employeeEligibleFlag": true,
          "domicileIsoCode": "string",
          "citizenshipIsoCodes": [
            "string"
          ],
          "placeOfBusinessIsoCode": "string",
          "placeOfBusinessStateCode": "string"
        },
        "pii": {
          "primaryTaxId": "string",
          "secondaryTaxId": "string",
          "foreignTaxId": "string",
          "dob": "string"
        },
        "compliance": {
          "formPfBeneficialOwnerType": "U.S.Person",
          "beneficialOwnersFormPf": [
            "string"
          ],
          "erisaType": true,
          "erisaPercentage": "1.1",
          "finra5130": "restricted",
          "finra5130Percentage": "string",
          "finra5131": true,
          "finra5131CompanyName": "string",
          "finra5131Percentage": "string",
          "giin": "string"
        },
        "addresses": [
          {
            "type": "mailing",
            "attention1": "string",
            "attention2": "string",
            "addressLine1": "string",
            "addressLine2": "string",
            "addressLine3": "string",
            "addressLine4": "string",
            "city": "string",
            "state": "string",
            "postalCode": "string",
            "countryIsoCode": "string"
          }
        ],
        "label": {}
      }
    ]
  }
}
MODEL
Operations
Name Description Data Type (L)
firmId

The identifier of the firm.

 string
standard

The collection of investor level data points considered standard and captured for the majority of investors.

 object
fullName

The full legal name of the investor,manager or contact or any other entity represented by the object grouping of the field in the JSON response structure.

 string
externalId

Unique business identifier that represents a contact, investor, product, transaction or alternate entity recognized by SEI and a third party system or application.  Many times the externalId is used to synchronize SEI sourced data with another data source for the same record.

 string
alternateId

Alternate identifier. This is a secondary identifier typically used when integrating between systems. Use of this field is optional.

 string (100)
accountNumber

Code which uniquely identifies an individual or entity.

 string
subscriberType

Investor's subscriber type as indicated on the subscription document. A full list of subscriber types can be obtained through the Lists API.

 string
taxType

Investor's tax type as indicated on the tax form. A full list of tax types can be obtained through the Lists API.

 string
taxStatus

Indicates whether the investor is exempt from US taxation or not. A full list of tax statuses can be obtained through the Lists API.

 string
accreditedInvestor

Designates whether an investor is an accredited investor or not. A full list of accredited investor types can be obtained through the Lists API.

 string
qualifiedPurchaser

Designates whether an investor is a qualified purchaser or not. A full list of qualified purchaser types can be obtained through the Lists API.

 string
employeeEligibleFlag

Indicates whether the investor is employee eligible.

 boolean
domicileIsoCode

Identifies the domicile country of the investor in ISO 3166-1 alpha-2 code format.

 string
citizenshipIsoCodes

Identifies the country or countries of nationality for the investor in ISO 3166-1 alpha-2 code format.

 array
placeOfBusinessIsoCode

The 2 character country specific to the primary location where business is performed in ISO 3166-1 alpha-2 format. This is generally where the investor's books and records are kept and usually where the investor is located for tax reporting purposes.

 string
placeOfBusinessStateCode

The 2 character US state or Canadian province specific to the primary location where business is performed in ISO 3166-2 format. This is generally where the investor's books and records are kept and usually where the investor is located for tax reporting purposes.

 string
pii

Personally identifiable information (PII) is any data that could potentially identify a specific individual. Any information that can be used to distinguish one person from another and can be used for de-anonymizing data can be considered PII.

 object
primaryTaxId

Primary social security number of tax identification number for an investor provided on tax form and/or subscription document.

 string
secondaryTaxId

Secondary social security number or tax identification number for an investor provided on tax form and/or subscription document.

 string
foreignTaxId

Foreign tax identifier for the investor provided by on tax form or subscription document.

 string
dob

Date of birth or date of formation in the format MM/DD/YYYY.

 string
compliance

The collection of investor data points related to compliance activities.

 object
formPfBeneficialOwnerType

Type of beneficial owner per Form PF reporting requirements as indicated on subscription document. The full list of beneficial owner types is available from the Lists product.

 string
BeneficialOwnerFormPF

Name of the beneficial owner on Form PF. Form PF is a report provided to the Securities and Exchange Commission (SEC) by private product managers.

 string
erisaType

ERISA status of investors as indicated on subscription document.

 string
erisaPercentage

Percentage of earnings contributed to an ERISA participant’s account as indicated on the subscription document.

 string
finra5130

FINRA 5130 Status for the Investor as indicated on the subscription document. A full list of FINRA 5130 types can be obtained through the Lists API.

 string
finra5130Percentage

Investor's percentage of beneficial interest in regard to FINRA 5130. FINRA rule 5130 prohibits FINRA members from selling new issues to any account in which “restricted persons” have a beneficial interest.

 string
finra5131

FINRA 5131 Status for the Investor as indicated on the subscription document. Value options are 'Yes', 'No', 'N/A' or blank. The percentage of investor's assets that are subject to FINRA regulation.

 string
finra5131CompanyName Represents the company name when investor is applicable company under FINRA Rule 5131. string
finra5131Percentage

Investor's percentage of beneficial interest in regard to FINRA 5131. FINRA rule 5131 addresses the potential misconduct in the allocation and distribution of new issues.

 string
giin

Global Intermediary Identification Number (GIIN) for the product.

 string
addresses

A physical address(es) for the investor.

 array
type

Address type value options are "Legal", "Mailing" or "Tax."

attention1

The first attention line of the address, typically used for a specific recipient.

 string
attention2

The second attention line of the address.

 string
addressLine1

The first line of the address, typically used for the street address.

 string
addressLine2

The second line of the address.

 string
addressLine3

The third line of the address.

 string
addressLine4

The fourth line of the address.

 string
city

The city of the address.

 string
state

This specifies the state of the transaction process (e.g., pending, final) expected in the response. The default state is Pending and will return capital activity that has not yet been finalized.

 string
postalCode

The postal code of the address.

 string
countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

 string
firm

An optional identifier that can be used to link a Firm to an Opportunity.

 object


Investor

Set Admin Credentials...
trackingNumber-get

GET

/{trackingNumber}

Returns all the investor related attributes available from the on-boarding process and documentation.

Prod:
https://api.seic.com/v1/investors/fulfillment/{trackingNumber}
Header Parameters
Name Description Data Type Required
Authorization

The Base64 Encoded Appkey (Consumer Key) and secret (Consumer Secret) provided during the App registration process.

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user. It is a form of user credential generated and provisioned by the SEI Developer Portal for applications associated with individual developers.

string

Path Parameters
Name Description Data Type Required
trackingNumber

Unique tracking number to get investor data .

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The SEI server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
Authorization

The Base64 Encoded Appkey (Consumer Key) and secret (Consumer Secret) provided during the App registration process.

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user. It is a form of user credential generated and provisioned by the SEI Developer Portal for applications associated with individual developers.

Request Body

trackingNumber Unique tracking number to get investor data . true

HTTP Basic

Set...

OAuth 2.0

Set...

API Key

Set...

Working...

Investor

Set Admin Credentials...
trackingNumber-get

GET

/{trackingNumber}

Returns all the investor related attributes available from the on-boarding process and documentation.

Prod:
https://api.seic.com/v1/investors/fulfillment/{trackingNumber}
Header Parameters
Name Description Data Type Required
Authorization

The Base64 Encoded Appkey (Consumer Key) and secret (Consumer Secret) provided during the App registration process.

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user. It is a form of user credential generated and provisioned by the SEI Developer Portal for applications associated with individual developers.

string

Path Parameters
Name Description Data Type Required
trackingNumber

Unique tracking number to get investor data .

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The SEI server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
Authorization

The Base64 Encoded Appkey (Consumer Key) and secret (Consumer Secret) provided during the App registration process.

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user. It is a form of user credential generated and provisioned by the SEI Developer Portal for applications associated with individual developers.

Request Body

trackingNumber Unique tracking number to get investor data . true

HTTP Basic

Set...

OAuth 2.0

Set...

API Key

Set...

Working...
Test: https://test.api.seic.com/v1/investors/fulfillment/{trackingNumber}
TLS*: https://mtls.api.seic.com/v1/investors/fulfillment/{trackingNumber}
*The TLS endpoint is only used if Server Based Application was selected during the App Registration process.
STEP 1

oAuthToken
POST


STEP 2

Pass the oAuth Token and the App key to invoke this endpoint for a particular application.

Investor

Set Admin Credentials...
trackingNumber-get

GET

/{trackingNumber}

Returns all the investor related attributes available from the on-boarding process and documentation.

Prod:
https://api.seic.com/v1/investors/fulfillment/{trackingNumber}
Header Parameters
Name Description Data Type Required
Authorization

The Base64 Encoded Appkey (Consumer Key) and secret (Consumer Secret) provided during the App registration process.

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user. It is a form of user credential generated and provisioned by the SEI Developer Portal for applications associated with individual developers.

string

Path Parameters
Name Description Data Type Required
trackingNumber

Unique tracking number to get investor data .

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The SEI server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
Authorization

The Base64 Encoded Appkey (Consumer Key) and secret (Consumer Secret) provided during the App registration process.

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user. It is a form of user credential generated and provisioned by the SEI Developer Portal for applications associated with individual developers.

Request Body

trackingNumber Unique tracking number to get investor data . true

HTTP Basic

Set...

OAuth 2.0

Set...

API Key

Set...

Working...
SAMPLE REQUEST

curl -X GET \
   https://api.seic.com/v1/investors/fulfillment/1234 \
  -H 'appkey: gsedgaerhDSHGRSH' \
  -H 'authorization: Bearer ADsgdnnkjnfdIKJN' \


REQUEST HEADER

Authorization: Bearer ADsgdnnkjnfdIKJN
AppKey: gsedgaerhDSHGRSH
RESPONSE HEADER

Content-Type: application/json 
Status: 200 OK 
requesttrackingid: 67e1ff68-164f-03ad-0f2d-5cbbfda56ec9


SAMPLE RESPONSE

{
  "data": {
    "results": [
      {
        "firm": "string",
        "standard": {
          "fullName": "string",
          "externalId": "string",
          "alternateId": "string",
          "accountNumber": "string",
          "subscriberType": "string",
          "taxType": "string",
          "taxStatus": "string",
          "accreditedInvestor": true,
          "qualifiedPurchaser": true,
          "employeeEligibleFlag": true,
          "domicileIsoCode": "string",
          "citizenshipIsoCodes": [
            "string"
          ],
          "placeOfBusinessIsoCode": "string",
          "placeOfBusinessStateCode": "string"
        },
        "pii": {
          "primaryTaxId": "string",
          "secondaryTaxId": "string",
          "foreignTaxId": "string",
          "dob": "string"
        },
        "compliance": {
          "formPfBeneficialOwnerType": "U.S.Person",
          "beneficialOwnersFormPf": [
            "string"
          ],
          "erisaType": true,
          "erisaPercentage": "1.1",
          "finra5130": "restricted",
          "finra5130Percentage": "string",
          "finra5131": true,
          "finra5131CompanyName": "string",
          "finra5131Percentage": "string",
          "giin": "string"
        },
        "addresses": [
          {
            "type": "mailing",
            "attention1": "string",
            "attention2": "string",
            "addressLine1": "string",
            "addressLine2": "string",
            "addressLine3": "string",
            "addressLine4": "string",
            "city": "string",
            "state": "string",
            "postalCode": "string",
            "countryIsoCode": "string"
          }
        ],
        "label": {}
      }
    ]
  }
}
MODEL
Operations
Name Description Data Type (L)
firmId

The identifier of the firm.

 string
standard

The collection of investor level data points considered standard and captured for the majority of investors.

 object
fullName

The full legal name of the investor,manager or contact or any other entity represented by the object grouping of the field in the JSON response structure.

 string
externalId

Unique business identifier that represents a contact, investor, product, transaction or alternate entity recognized by SEI and a third party system or application.  Many times the externalId is used to synchronize SEI sourced data with another data source for the same record.

 string
alternateId

Alternate identifier. This is a secondary identifier typically used when integrating between systems. Use of this field is optional.

 string (100)
accountNumber

Code which uniquely identifies an individual or entity.

 string
subscriberType

Investor's subscriber type as indicated on the subscription document. A full list of subscriber types can be obtained through the Lists API.

 string
taxType

Investor's tax type as indicated on the tax form. A full list of tax types can be obtained through the Lists API.

 string
taxStatus

Indicates whether the investor is exempt from US taxation or not. A full list of tax statuses can be obtained through the Lists API.

 string
accreditedInvestor

Designates whether an investor is an accredited investor or not. A full list of accredited investor types can be obtained through the Lists API.

 string
qualifiedPurchaser

Designates whether an investor is a qualified purchaser or not. A full list of qualified purchaser types can be obtained through the Lists API.

 string
employeeEligibleFlag

Indicates whether the investor is employee eligible.

 boolean
domicileIsoCode

Identifies the domicile country of the investor in ISO 3166-1 alpha-2 code format.

 string
citizenshipIsoCodes

Identifies the country or countries of nationality for the investor in ISO 3166-1 alpha-2 code format.

 array
placeOfBusinessIsoCode

The 2 character country specific to the primary location where business is performed in ISO 3166-1 alpha-2 format. This is generally where the investor's books and records are kept and usually where the investor is located for tax reporting purposes.

 string
placeOfBusinessStateCode

The 2 character US state or Canadian province specific to the primary location where business is performed in ISO 3166-2 format. This is generally where the investor's books and records are kept and usually where the investor is located for tax reporting purposes.

 string
pii

Personally identifiable information (PII) is any data that could potentially identify a specific individual. Any information that can be used to distinguish one person from another and can be used for de-anonymizing data can be considered PII.

 object
primaryTaxId

Primary social security number of tax identification number for an investor provided on tax form and/or subscription document.

 string
secondaryTaxId

Secondary social security number or tax identification number for an investor provided on tax form and/or subscription document.

 string
foreignTaxId

Foreign tax identifier for the investor provided by on tax form or subscription document.

 string
dob

Date of birth or date of formation in the format MM/DD/YYYY.

 string
compliance

The collection of investor data points related to compliance activities.

 object
formPfBeneficialOwnerType

Type of beneficial owner per Form PF reporting requirements as indicated on subscription document. The full list of beneficial owner types is available from the Lists product.

 string
BeneficialOwnerFormPF

Name of the beneficial owner on Form PF. Form PF is a report provided to the Securities and Exchange Commission (SEC) by private product managers.

 string
erisaType

ERISA status of investors as indicated on subscription document.

 string
erisaPercentage

Percentage of earnings contributed to an ERISA participant’s account as indicated on the subscription document.

 string
finra5130

FINRA 5130 Status for the Investor as indicated on the subscription document. A full list of FINRA 5130 types can be obtained through the Lists API.

 string
finra5130Percentage

Investor's percentage of beneficial interest in regard to FINRA 5130. FINRA rule 5130 prohibits FINRA members from selling new issues to any account in which “restricted persons” have a beneficial interest.

 string
finra5131

FINRA 5131 Status for the Investor as indicated on the subscription document. Value options are 'Yes', 'No', 'N/A' or blank. The percentage of investor's assets that are subject to FINRA regulation.

 string
finra5131CompanyName Represents the company name when investor is applicable company under FINRA Rule 5131. string
finra5131Percentage

Investor's percentage of beneficial interest in regard to FINRA 5131. FINRA rule 5131 addresses the potential misconduct in the allocation and distribution of new issues.

 string
giin

Global Intermediary Identification Number (GIIN) for the product.

 string
addresses

A physical address(es) for the investor.

 array
type

Address type value options are "Legal", "Mailing" or "Tax."

attention1

The first attention line of the address, typically used for a specific recipient.

 string
attention2

The second attention line of the address.

 string
addressLine1

The first line of the address, typically used for the street address.

 string
addressLine2

The second line of the address.

 string
addressLine3

The third line of the address.

 string
addressLine4

The fourth line of the address.

 string
city

The city of the address.

 string
state

This specifies the state of the transaction process (e.g., pending, final) expected in the response. The default state is Pending and will return capital activity that has not yet been finalized.

 string
postalCode

The postal code of the address.

 string
countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

 string
firm

An optional identifier that can be used to link a Firm to an Opportunity.

 object


Investor

Set Admin Credentials...
trackingNumber-get

GET

/{trackingNumber}

Returns all the investor related attributes available from the on-boarding process and documentation.

Prod:
https://api.seic.com/v1/investors/fulfillment/{trackingNumber}
Header Parameters
Name Description Data Type Required
Authorization

The Base64 Encoded Appkey (Consumer Key) and secret (Consumer Secret) provided during the App registration process.

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user. It is a form of user credential generated and provisioned by the SEI Developer Portal for applications associated with individual developers.

string

Path Parameters
Name Description Data Type Required
trackingNumber

Unique tracking number to get investor data .

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The SEI server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
Authorization

The Base64 Encoded Appkey (Consumer Key) and secret (Consumer Secret) provided during the App registration process.

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user. It is a form of user credential generated and provisioned by the SEI Developer Portal for applications associated with individual developers.

Request Body

trackingNumber Unique tracking number to get investor data . true

HTTP Basic

Set...

OAuth 2.0

Set...

API Key

Set...

Working...