Investors

InvestorsGet

GET

/investors

Returns all the Investor's related attributes including ERISA, FATCA, pooled investment, cftcNfa, insurance, tax etc.
Prod:
https://api.seic.com/v2/investors
Query Parameters
Name Description Data Type Required
externalId

The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

string

section

One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in response

string

alternateId

Alternate identifier. Typically used when integrating between systems.

string

active

Designates whether the investor is active ("true") or inactive ("false").

boolean

changeStartDate

Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

changeEndDate

Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

createStartDate

Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

createEndDate

Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

fundInvestorExternalId

Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.

string

addressType

An investor may have up to three address tracked for different purposes-Legal, Mailing, Tax.

string

erisaType

ERISA status of investors as indicated on subscription document.

string

limit

Number of records per page. Many responses have a maximum of 50 records per page.

integer

Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token".

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

dob

Date of birth or date of formation in the format MM/DD/YYYY.

string

fullName

The full legal name of the investor.

string

postalCode

The postal code of the investor's legal address.

string

taxId

Primary tax identifier for the Investor.

string

countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
externalId

The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

section

One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in response

alternateId

Alternate identifier. Typically used when integrating between systems.

active

Designates whether the investor is active ("true") or inactive ("false").

changeStartDate

Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

changeEndDate

Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

createStartDate

Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

createEndDate

Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

fundInvestorExternalId

Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.

addressType

An investor may have up to three address tracked for different purposes-Legal, Mailing, Tax.

erisaType

ERISA status of investors as indicated on subscription document.

limit

Number of records per page. Many responses have a maximum of 50 records per page.

Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token".

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

dob

Date of birth or date of formation in the format MM/DD/YYYY.

fullName

The full legal name of the investor.

postalCode

The postal code of the investor's legal address.

taxId

Primary tax identifier for the Investor.

countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

Request Body

HTTP Basic

OAuth 2.0

API Key

Working...

Investors

InvestorsGet

GET

/investors

Returns all the Investor's related attributes including ERISA, FATCA, pooled investment, cftcNfa, insurance, tax etc.
Prod:
https://api.seic.com/v2/investors
Query Parameters
Name Description Data Type Required
externalId

The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

string

section

One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in response

string

alternateId

Alternate identifier. Typically used when integrating between systems.

string

active

Designates whether the investor is active ("true") or inactive ("false").

boolean

changeStartDate

Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

changeEndDate

Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

createStartDate

Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

createEndDate

Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

fundInvestorExternalId

Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.

string

addressType

An investor may have up to three address tracked for different purposes-Legal, Mailing, Tax.

string

erisaType

ERISA status of investors as indicated on subscription document.

string

limit

Number of records per page. Many responses have a maximum of 50 records per page.

integer

Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token".

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

dob

Date of birth or date of formation in the format MM/DD/YYYY.

string

fullName

The full legal name of the investor.

string

postalCode

The postal code of the investor's legal address.

string

taxId

Primary tax identifier for the Investor.

string

countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
externalId

The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

section

One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in response

alternateId

Alternate identifier. Typically used when integrating between systems.

active

Designates whether the investor is active ("true") or inactive ("false").

changeStartDate

Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

changeEndDate

Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

createStartDate

Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

createEndDate

Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

fundInvestorExternalId

Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.

addressType

An investor may have up to three address tracked for different purposes-Legal, Mailing, Tax.

erisaType

ERISA status of investors as indicated on subscription document.

limit

Number of records per page. Many responses have a maximum of 50 records per page.

Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token".

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

dob

Date of birth or date of formation in the format MM/DD/YYYY.

fullName

The full legal name of the investor.

postalCode

The postal code of the investor's legal address.

taxId

Primary tax identifier for the Investor.

countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

Request Body

HTTP Basic

OAuth 2.0

API Key

Working...

Test: https://test.api.seic.com/v2/investors
TLS*: https://mtls.api.seic.com/v2/investors
*The TLS endpoint is only used if Server Based Application was selected during the App Registration process.
Step 2

Pass the oAuth Token and the App key to invoke this endpoint for a particular application.

Investors

InvestorsGet

GET

/investors

Returns all the Investor's related attributes including ERISA, FATCA, pooled investment, cftcNfa, insurance, tax etc.
Prod:
https://api.seic.com/v2/investors
Query Parameters
Name Description Data Type Required
externalId

The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

string

section

One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in response

string

alternateId

Alternate identifier. Typically used when integrating between systems.

string

active

Designates whether the investor is active ("true") or inactive ("false").

boolean

changeStartDate

Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

changeEndDate

Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

createStartDate

Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

createEndDate

Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

fundInvestorExternalId

Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.

string

addressType

An investor may have up to three address tracked for different purposes-Legal, Mailing, Tax.

string

erisaType

ERISA status of investors as indicated on subscription document.

string

limit

Number of records per page. Many responses have a maximum of 50 records per page.

integer

Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token".

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

dob

Date of birth or date of formation in the format MM/DD/YYYY.

string

fullName

The full legal name of the investor.

string

postalCode

The postal code of the investor's legal address.

string

taxId

Primary tax identifier for the Investor.

string

countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
externalId

The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

section

One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in response

alternateId

Alternate identifier. Typically used when integrating between systems.

active

Designates whether the investor is active ("true") or inactive ("false").

changeStartDate

Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

changeEndDate

Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

createStartDate

Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

createEndDate

Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

fundInvestorExternalId

Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.

addressType

An investor may have up to three address tracked for different purposes-Legal, Mailing, Tax.

erisaType

ERISA status of investors as indicated on subscription document.

limit

Number of records per page. Many responses have a maximum of 50 records per page.

Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token".

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

dob

Date of birth or date of formation in the format MM/DD/YYYY.

fullName

The full legal name of the investor.

postalCode

The postal code of the investor's legal address.

taxId

Primary tax identifier for the Investor.

countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

Request Body

HTTP Basic

OAuth 2.0

API Key

Working...

SAMPLE REQUEST

curl -X GET \
https://api.seic.com/v2/investors \
  -H 'appkey: gsedgaerhDSHGRSH' \
  -H 'authorization: Bearer ADsgdnnkjnfdIKJN' \


REQUEST HEADER

Authorization: Bearer ADsgdnnkjnfdIKJN
AppKey: gsedgaerhDSHGRSH
RESPONSE HEADER

Content-Type: application/json 
Status: 200 OK 
requesttrackingid: 67e1ff68-164f-03ad-0f2d-5cbbfda56ec9


SAMPLE RESPONSE

{
	"data": [{
		"externalId": "FIFETEST",
		"alternateId": null,
		"fullName": "Mike Fife",
		"active": true,
		"pii": null,
		"fundInvestorExternalId": [],
		"changeDate": "2017-03-08T11:03:31.78",
		"createDate": "2014-10-09T13:26:56",
		"classification": null,
		"accreditedInvestor": null,
		"systemIdentifier": [],
		"qualifiedPurchaser": null,
		"slots": "1.0000",
		"receiptPpmCountryIsoCode": null,
		"signatureSubdocCountryIsoCode": null,
		"investorMaster": null,
		"investorMasterExternalId": null,
		"canadianCertification": null,
		"seniorPoliticalFigure": false,
		"seniorPoliticalFigureName": null,
		"name": {
			"fullName": "Mike Fife",
			"abbreviatedLine1": null,
			"abbreviatedLine2": null
		},
		"address": null,
		"tax": null,
		"principalPlaceOfBusiness": null,
		"eligibility": {
			"employeeEligible": null,
			"friendsFamily": false,
			"generalPartner": false,
			"limitedPartner": false,
			"partner": null,
			"proxyInvestor": false
		},
		"frozen": {
			"status": false,
			"effectiveDate": null,
			"notes": null
		},
		"finra": null,
		"erisa": {
			"type": "No",
			"percent": null,
			"benefitPlanEmployee": null,
			"benefitPlanIndividual": null
		},
		"attributes": [],
		"currency": "",
		"custody": "",
		"accountInformationClassification": null,
		"initialFundingMethod": "",
		"investmentCapacity": "",
		"accountStatus": "",
		"reporting": null,
		"billing": null,
		"reconciliation": null,
		"repatriateIncome": "",
		"deliverVsPayment": null,
		"multiCurrencyAccount": "",
		"directedBroker": "",
		"directedBrokerFirmName": null,
		"benchmark": null,
		"pooledInvestment": {
			"pooledInvestmentFundCert": "less than 25%",
			"percentEquityInterest": 0,
			"entityPassiveInvestment": null
		},
		"cftcNfa": {
			"nfaId": null,
			"commodityTradingAdvisor": null,
			"operator": false,
			"otherDescription": null,
			"cftcCertification": null,
			"cftcCertificationNotAcquiringSecOffered": null,
			"cftcCertAccreditedInvestor": null,
			"rule413Exempt": false,
			"noActionLetter1238": false,
			"rule45Required": false,
			"rule45NotRequired": false,
			"noActionLetter1237": false,
			"interpretiveGuidance": false,
			"charitableFoundation": false,
			"rule310Exempt": false,
			"otherExemption": false,
			"otherExemptionDesc": null,
			"notEngaged": false
		},
		"insurance": null,
		"unrelatedBusTaxIncome": null,
		"placementAgent": null,
		"registeredFundAck": null,
		"registeredFundAffiliatedPerson": null,
		"registedFundName": null,
		"regDBadActor": null,
		"regDDesc": null,
		"usGovtEntity": null,
		"payToPlayRep": null,
		"usBankHoldingCo": null,
		"investorGovtEntityAffiliation": false,
		"fatca": {
			"fatcaPreexisting": true,
			"crsPreexisting": true,
			"excludeFatca": false
		},
		"formPf": null,
		"aifmd": null,
		"cpoPqr": {
			"securityLendingCollateral": false,
			"distribution": false,
			"investorType": null,
			"cpoExempt": null,
			"regExemptCpo": null
		}
	}],
	"paging": {
		"cursors": {
			"before": "MjI4MjE=",
			"after": "NDg5NDM=",
			"max": "MTUxODk1",
			"last": "MTQzODM2",
			"resultCount": 1
		},
		"totalCount": 963,
		"limit": 1,
		"previous": null,
		"next": "https://test.api.seic.com/v2/investors?firmId=9990&after=NDg5NDM%3D&limit=25",
		"self": "https://test.api.seic.com/v2/investors?firmId=9990",
		"first": "https://test.api.seic.com/v2/investors?firmId=9990&limit=25",
		"last": "https://test.api.seic.com/v2/investors?firmId=9990&after=MTQzODM2&limit=25"
	}
}
MODEL
Operations
Name Description Data Type (L)
externalId

Unique business identifier that represents a contact, investor, product, transaction or alternate entity recognized by SEI and a third party system or application.  Many times the externalId is used to synchronize SEI sourced data with another data source for the same record.

string
alternateId

Alternate identifier. This is a secondary identifier typically used when integrating between systems. Use of this field is optional.

string (30)
fullName

The full legal name of the investor,manager or contact or any other entity represented by the object grouping of the field in the JSON response structure.

string(250)
active

Designates whether the record is active or inactive. Typically an inactive record is no longer referenced, or expected to be referenced, on a regular basis.

boolean
pii

Personally identifiable information (PII) is any data that could potentially identify a specific individual. Any information that can be used to distinguish one person from another and can be used for de-anonymizing data can be considered PII.

object
primaryTaxId

Primary social security number of tax identification number for an investor provided on tax form and/or subscription document.

string(40)
secondaryTaxId

Secondary social security number or tax identification number for an investor provided on tax form and/or subscription document.

string(40)
foreignTaxId

Foreign tax identifier for the investor provided by on tax form or subscription document.

string(40)
dob

Date of birth or date of formation in the format MM/DD/YYYY.

string
birthCountryIsoCode

Investor's country of birth provided on subscription document in ISO 3166-1 alpha-2 code format.

string(2)
postalCode

The postal code of the address.

string
fundInvestorExternalId

Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.

string(50)
changeDate

Latest date the entity relevant to the API was modified. Date is in ISO 8601 format YYYY-MM-DD. Datetime is Eastern Standard Time (EST).

string
createDate

Initial create timestamp for the record. Datetime is Eastern Standard Time (EST).

string
classification

Identifies whether the investor is an individual or entity.

string(30)
accreditedInvestor

Designates whether an investor is an accredited investor or not. A full list of accredited investor types can be obtained through the Lists API.

string(50)
qualifiedPurchaser

Designates whether an investor is a qualified purchaser or not. A full list of qualified purchaser types can be obtained through the Lists API.

string(30)
slots

Tracks the number of slots that a particular investor takes up. Default value is 1.

string(9)
receiptPpmCountryIsoCode

Identifies the country the Private Placement Memorandum "PPM" was received in ISO 3166-1 alpha-2 code format.

string
signatureSubdocCountryIsoCode

Identifies the country the subscription document was signed in ISO 3166-1 alpha-2 code format.

string
investorMaster

Used to relate investors for grouping and reporting purposes.

string(250)
investorMasterExternalId Unique business identifier for a group of investors. An investor can belong to only 1 master group. string
canadianCertification

Indicates whether the investor is a Canadian investor.

boolean
seniorPoliticalFigure

During the subscription process, the investor must represent they are in compliance with various federal, state and international laws and regulations, as well as a set of other disclosures relevant to AML and OFAC compliance. The representations should also include a statement regarding the status of the investor as a senior political figure and if the investor is a fund of funds or an entity that is acting as an agent or nominee on behalf of a senior political figure. Value options are 'true', 'false' or blank.

string
seniorPoliticalFigureName

During the subscription process, if the investor is acting as an agent or nominee for a senior political figure, the figure's full name should be documented.

string
abbreviatedLine1

An investor may have an abbreviated name used on investor communications.

string(60)
abbreviatedLine2

An investor may have an abbreviated name that extends beyond the limit of abbreviatedLine1.

string(60)
address

A physical address for the entity in the context of the API product. This could be an investor or a contact. The address object structure will look similar to:

Field
type
attention1
attention2
addressLine1
addressLine2
addressLine3
addressLine4
city
stateCode
postalCode
countryIsoCode

 

object
type

Transaction Types are the basic unit for recording transactions in SEI Accounting system and identifying the specfic purpose of the debit or credit being booked.

string
attention1

The first attention line of the address, typically used for a specific recipient.

string(60)
attention2

The second attention line of the address.

string(60)
addressLine1

The first line of the address, typically used for the street address.

string(60)
addressLine2

The second line of the address.

string(60)
addressLine3

The third line of the address.

string(60)
addressLine4

The fourth line of the address.

string(60)
city

The city of the address.

string(60)
stateCode

The two character code for US and Canadian states and provinces.

string
countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

string
tax

The collection of investor level data points specific to tax information for the investor.

object
taxType

Investor's tax type as indicated on the tax form. A full list of tax types can be obtained through the Lists API.

string(30)
subscriberType

Investor's subscriber type as indicated on the subscription document. A full list of subscriber types can be obtained through the Lists API.

string
taxStatus

Indicates whether the investor is exempt from US taxation or not. A full list of tax statuses can be obtained through the Lists API.

string
legalFormOfEntity

Identifies the legal form of the investor. A full list of values can be obtained through the Lists API.

string(30)
domicileCountryIsoCode

Identifies the domicile country in ISO 3166-1 alpha-2 code format.

string
citizenshipCountryIsoCode

Identifies the country of nationality for the investor in ISO 3166-1 alpha-2 code format.

string(2)
organizedUnderLawsOf

Identifies the country where the investor was formed under ISO 3166-1 alpha-2 code format.

string(2)
investorStatus

Identifies whether the investor is a US investor or not. A full list of investor types can be obtained through the Lists API.

string(30)
principalPlaceOfBusiness

The country and/or state specific to the primary location where business is performed. This is generally where the investor's books and records are kept and usually where the investor is located for tax reporting purposes.

object
eligibility

A collection of flags representing various conditions an investor may be qualified for.

object
employeeEligible

Indicates whether the investor is employee eligible.

boolean
friendsFamily

Indicates whether the investor is identified as part of friends and family.

boolean
generalPartner

Indicates whether the investor is a general partner.

boolean
limitedPartner

Indicates whether the investor is a limited partner.

boolean
partner

Indicates whether the investor is partner eligible.

boolean
proxyInvestor

Indicates whether the investor is a proxy investor.

boolean
frozen

The collection of investor data points that identify an investor account has been blocked. This is captured for reporting purposes only.

object
status

Defines the status for a specific pending transaction, such as 'Active' or 'Cancel'.

string(30)
effectiveDate

Date on which something becomes or was instituted within the context of the API in ISO 8601 UTC format.

string
notes

Free form text that was entered by Investor Services while applying frozen flag to the investor account.

string
finra

The collection of investor data points related to Financial Industry Regulatory Authority (FINRA) reporting for Rules 5130 and 5131.

object
rule5130

FINRA 5130 Status for the Investor as indicated on the subscription document. A full list of FINRA Rule 5130 types can be obtained through the Lists API.

string(30)
rule5130Percent

Investor's Percentage of beneficial Interest in regard to FINRA 5130. FINRA rule 5130 prohibits FINRA members from selling new issues to any account in which “restricted persons” have a beneficial interest. 

number(8)
rule5131

FINRA 5131 Status for the Investor as indicated on the subscription document. Value options are 'Yes', 'No', 'N/A' or blank. The percentage of investor's assets that are subject to FINRA regulation.

string(30)
rule5131Percent

Conditionally required field when the FINRA_5131 flag is enabled.

number
rule5131CompanyName

Company adhering to FINRA Rule 5131.

string(100)
rule51305131ExemptedStatus

FINRA 5130/5131 exempted entity status. Value options are: 'Yes', 'No', 'N/A' or blank.

string
erisa

The collection of investor data points related to Employee Retirement Income Security Act of 1974 (ERISA).

object
percent

Percentage of earnings contributed to an ERISA participant’s account as indicated on the subscription document.

number(8)
benefitPlanEmployee

Identifies the Type of Benefit Plan Investor in terms of 'yes' or 'no' if the investor is defined as "An employee benefit plan subject to the provisions of Title I of the Employee Retirement Income Security Act of 1974, as amended (generally retirement plans of U.S. private employers)."

boolean
benefitPlanIndividual

Identifies the Type of Benefit Plan Investor in terms of 'yes' or 'no' if the investor is defined as "A plan such as an Individual Retirement Account and certain retirement arrangements for self-employed individuals subject to the prohibited transaction provisions of Section 4975 of the Internal Revenue Code of 1986, as amended."

boolean
attributes

Investor pending transaction attributes are for specific custom processes and can be used only under specific circumstances.

object
currency

ISO 4217 alphabetic code

string
benchmark The SEI benchmark ID of the product's primary benchmark object
pooledInvestment

The collection of investor level data points specific to pooled fund investments captured for AML purposes.

object
pooledInvestmentFundCert

Identifies whether the pooled investment fund is more or less than 25%. When updating, value options are 'true' for more than 25% or 'false' for 'less than 25'. When retrieving, value options are 'more than 25%' or 'less than 25%'.

string
percentEquityInterest

Determines the value of the pooled investment fund as a percentage.

number
entityPassiveInvestment

Indicates the investor was organized as a pool for passive investments. Value options are 'true', 'false' or blank.

string
cftcNfa

The collection of investor level data points related to Commodity Futures Trading Commission (CFTC) and National Futures Association (NFA) compliance reporting needs.

object
nfaId

National Futures Association (NFA) number for the Investor as indicated on the subscription document.

string(20)
commodityTradingAdvisor

Indicator that denotes whether the Investor is a commodity trading advisor.

boolean
operator

Indicator that denotes whether the investor is a CPO as indicated on the subscription document.

boolean
otherDescription

Description that denotes when the investor is something other than a commodity pool operator or commodity trading advisor.

string
cftcCertification

Identifies the investor's Commodity Futures Trading Commission (CFTC) Rule 4.7 status. Value options are 'true', 'false' or blank.

boolean
cftcCertificationNotAcquiringSecOffered

With regards to CFTC, indicates the investor has total assets in excess of $5,000,000 and was not formed for the specific purpose of acquiring the securities offered.

boolean
cftcCertAccreditedInvestor

Indicates each of the investor’s equity owners is an accredited Investor for one of many reasons. Values options are 'true', 'false' or blank.

boolean
rule45Required

CFTC Rule 4.7 Classification: Relies upon the exclusion under CFTC Rule 4.5 and has filed a notice claiming this exclusion with the NFA.* (For example, registered investment companies may rely upon this exclusion.).

boolean
rule45NotRequired

CFTC Rule 4.7 Classification: Relies upon the exclusion under CFTC Rule 4.5 and is not required to file a notice claiming this exclusion with the NFA. (For example, certain pension plans may rely upon this exclusion.).

boolean
noActionLetter1237

CFTC Rule 4.7 Classification: Is a "family office", relies upon CFTC No-Action Letter 12-37, and has submitted a claim for no-action relief to the CFTC.

boolean
interpretiveGuidance

CFTC Rule 4.7 Classification: Is a "family office" pursuant to CFTC Interpretive guidance (other than CFTC No-Action Letter 12-37) and is not a commodity pool.

boolean
charitableFoundation

CFTC Rule 4.7 Classification: Is a charitable foundation and its operator is not required to register as a commodity pool operator.

boolean
rule310Exempt

Each of the Investor, its operator and each direct and indirect beneficial owner of the Investor is a person located outside the United States and the Investor is exempt from registering with the CFTC under CFTC Rule 3.10(c)(3)."

boolean
otherExemption

CFTC Rule 4.7 Classification: Is entitled to rely upon an exemption other than one of the exemptions listed above or is otherwise not required to register with the CFTC.

boolean
notEngaged

Not engaged in any activity that implicates CFTC registration requirements.

boolean
insurance

The collection of data points when the investor is an insurance company.

object
investorIsInsuranceCo

Identifies if the investor is an insurance company.

boolean
noAssets

When the investor is an insurance company, identifies the status of the insurance company's assets where none of the underlying assets of the investor's general account constitutes "plan assets" within the meaning of Section 401(c) of ERISA."

boolean
assets

When the investor is an insurance company, identifies the status of the insurance company's assets where a portion of the underlying assets of the investor's general account constitutes "plan assets" within the meaning of Section 401(c) of ERISA.

boolean
percentAssets

When the investor is an insurance company, identifies percent of "plan assets" where a portion of the underlying assets of the investor's general account constitute "plan assets."

number(4)
unrelatedBusTaxIncome

The collection of data points specific to the investor's sensitivity for taxable income under the Internal Revenue Code.

object
ubti

Identifies if the subscriber is sensitive to the realization of income treated as "Unrelated business taxable income" as described in Sections 511-514 (UBTI) of the Code.

string
eci

Effectively Connected Income (ECI) identifies if the subscriber is sensitive to income effectively connected with "a trade or business within the United States" as described in Sections 864, 871 and 882 of the Code. Value options are 'Yes', 'No' or blank.

string
cai

Commercial Activity Income (CAI) identifies if the subscriber is sensitive to the realization of income treated as effectively connected with a "Trade or Business within the United States" solely as a result of Section 897 (CAI) of the Code. Value options are 'Yes', 'No' or blank.

string
placementAgent

Identifies if a placement agent was used to bring the investor into the fund. Value options are 'Yes', 'No', 'N/A' or blank.

boolean
registeredFundAck

Indicates if investor is a registered fund. Value options are 'Yes', 'No' or blank.

string(1)
registeredFundAffiliatedPerson

Indicates if investor is a registered fund affiliated person. Value options are 'Yes', 'No' or blank.

string(1)
registeredFundName

Identifies the name of the registered fund.

string(100)
regDBadActor

Indicates if the investor qualifies for Regulation D Bad Actor status. Value options are 'Yes', 'No' or blank.

string(3)
regDDesc

Describes the nature of the Regulation D status.

string(250)
usGovtEntity

The collection of data points specific to an investor who is a government entity or investing on behalf of a government entity.

object
usGovtEntityStatus

Indicates whether this Investor is a US government entity. Value options are 'Yes', 'No', 'N/A' or blank.

string(100)
usGovtEntityName

Identifies the name of the government entity when the investor is acting as a trustee, custodian or nominee for a beneficial owner that is a government entity.

string(200)
usGovtEntitySubstantial

Identifies the name of the government entity when the Investor is an entity substantially owned by a government entity (e.g., a single investor vehicle) and the investment decisions of such entity are made or directed by such government entity.

string
payToPlayRep

Identifies the pay to play status for investors that are government entities.

string(100)
usBankHoldingCo

Indicator that denotes whether the investor is  a bank holding company. A bank holding company is a company that controls one or more banks, but does not necessarily engage in banking itself.

boolean
investorGovtEntityAffiliation

Indicates whether this Investor is a US government entity.

boolean
fatca

Foreign Account Tax Compliance Act (FATCA) object groups data captured solely for FATCA reporting purposes. FATCA is used to locate U.S. citizens (residing in the U.S. or not) and "U.S. persons for tax purposes" and to collect and store information including total asset value and Social Security number. The law is used to detect assets, rather than income.

object
fatcaPreexisting

Indicator that denotes whether the Investor was a pre-existing FATCA account. Value of 'true' indicates pre-existing.

boolean
crsPreexisting

Indicator that denotes whether the Investor was a pre-existing CRS account. Value of 'true' indicates pre-existing. CRS is Common Standard on Reporting, the global version of FATCA.

boolean
excludeFatca

Indicator that denotes Investor is excluded from FATCA. Value of 'true' indicates exclusion.

boolean
formPf

The collection of investor data points related to the SEC's Form Private Fund rule (Form PF) that requires private fund managers to report regulatory assets under management to the Financial Stability Oversight Council (FSOC), an organization established under Frank-Dodd.

object
beneOwnerType

Type of Beneficial Owner on Form PF reporting requirements as indicated on subscription document. The full list of beneficial owner types is available from the Lists product.

string(30)
beneOwnerName

Name of the beneficial owner on Form PF. Form PF is a report provided to the Securities and Exchange Commission (SEC) by private product managers.

string(250)
aifmd

The Alternative Investment Fund Managers Directive 2011/61/EU (AIFMD) is an EU law on the financial regulation of hedge funds, private equity, real estate funds and other Alternative Investment Fund Managers in the European Union. The full list of AIFMD types is available from the Lists API.

object
investorType

Type of investor as indicated on the subscription document as it relates AIFMD or Open Protocol. A full list of AIFMD types can be obtained through the Lists API.

string(70)
reverseSolicitCert

Indicates the investor's AIFMD reverse solicitation status. Value options are 'Yes', 'No' or blank.

string
cpoPqr

The collection of investor data points a Commodity Pool Operator (CPO) is obligated to report on Pool Quarterly Reports (PQR).

object
securityLendingCollateral

Indicator that denotes whether the Investor has a securities lending agreement.

boolean
distribution Capital Distributions for the period string
cpoExempt

Information about the reason for exemption as indicated on the subscription document. Free text.

string(500)
regExemptCpo

Status of the CPO as indicated on the subscription document. Value options are 'Exempt', 'Registered' or blank.

string(30)


Investors

InvestorsGet

GET

/investors

Returns all the Investor's related attributes including ERISA, FATCA, pooled investment, cftcNfa, insurance, tax etc.
Prod:
https://api.seic.com/v2/investors
Query Parameters
Name Description Data Type Required
externalId

The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

string

section

One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in response

string

alternateId

Alternate identifier. Typically used when integrating between systems.

string

active

Designates whether the investor is active ("true") or inactive ("false").

boolean

changeStartDate

Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

changeEndDate

Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

createStartDate

Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

createEndDate

Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

fundInvestorExternalId

Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.

string

addressType

An investor may have up to three address tracked for different purposes-Legal, Mailing, Tax.

string

erisaType

ERISA status of investors as indicated on subscription document.

string

limit

Number of records per page. Many responses have a maximum of 50 records per page.

integer

Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token".

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

dob

Date of birth or date of formation in the format MM/DD/YYYY.

string

fullName

The full legal name of the investor.

string

postalCode

The postal code of the investor's legal address.

string

taxId

Primary tax identifier for the Investor.

string

countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
externalId

The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

section

One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in response

alternateId

Alternate identifier. Typically used when integrating between systems.

active

Designates whether the investor is active ("true") or inactive ("false").

changeStartDate

Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

changeEndDate

Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

createStartDate

Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

createEndDate

Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

fundInvestorExternalId

Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.

addressType

An investor may have up to three address tracked for different purposes-Legal, Mailing, Tax.

erisaType

ERISA status of investors as indicated on subscription document.

limit

Number of records per page. Many responses have a maximum of 50 records per page.

Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token".

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

dob

Date of birth or date of formation in the format MM/DD/YYYY.

fullName

The full legal name of the investor.

postalCode

The postal code of the investor's legal address.

taxId

Primary tax identifier for the Investor.

countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

Request Body

HTTP Basic

OAuth 2.0

API Key

Working...

Investors

InvestorsGet

GET

/investors

Returns all the Investor's related attributes including ERISA, FATCA, pooled investment, cftcNfa, insurance, tax etc.
Prod:
https://api.seic.com/v2/investors
Query Parameters
Name Description Data Type Required
externalId

The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

string

section

One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in response

string

alternateId

Alternate identifier. Typically used when integrating between systems.

string

active

Designates whether the investor is active ("true") or inactive ("false").

boolean

changeStartDate

Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

changeEndDate

Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

createStartDate

Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

createEndDate

Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

fundInvestorExternalId

Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.

string

addressType

An investor may have up to three address tracked for different purposes-Legal, Mailing, Tax.

string

erisaType

ERISA status of investors as indicated on subscription document.

string

limit

Number of records per page. Many responses have a maximum of 50 records per page.

integer

Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token".

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

dob

Date of birth or date of formation in the format MM/DD/YYYY.

string

fullName

The full legal name of the investor.

string

postalCode

The postal code of the investor's legal address.

string

taxId

Primary tax identifier for the Investor.

string

countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
externalId

The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

section

One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in response

alternateId

Alternate identifier. Typically used when integrating between systems.

active

Designates whether the investor is active ("true") or inactive ("false").

changeStartDate

Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

changeEndDate

Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

createStartDate

Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

createEndDate

Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

fundInvestorExternalId

Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.

addressType

An investor may have up to three address tracked for different purposes-Legal, Mailing, Tax.

erisaType

ERISA status of investors as indicated on subscription document.

limit

Number of records per page. Many responses have a maximum of 50 records per page.

Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token".

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

dob

Date of birth or date of formation in the format MM/DD/YYYY.

fullName

The full legal name of the investor.

postalCode

The postal code of the investor's legal address.

taxId

Primary tax identifier for the Investor.

countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

Request Body

HTTP Basic

OAuth 2.0

API Key

Working...

Test: https://test.api.seic.com/v2/investors
TLS*: https://mtls.api.seic.com/v2/investors
*The TLS endpoint is only used if Server Based Application was selected during the App Registration process.
STEP 1



Step 2

Pass the oAuth Token and the App key to invoke this endpoint for a particular application.

Investors

InvestorsGet

GET

/investors

Returns all the Investor's related attributes including ERISA, FATCA, pooled investment, cftcNfa, insurance, tax etc.
Prod:
https://api.seic.com/v2/investors
Query Parameters
Name Description Data Type Required
externalId

The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

string

section

One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in response

string

alternateId

Alternate identifier. Typically used when integrating between systems.

string

active

Designates whether the investor is active ("true") or inactive ("false").

boolean

changeStartDate

Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

changeEndDate

Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

createStartDate

Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

createEndDate

Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

fundInvestorExternalId

Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.

string

addressType

An investor may have up to three address tracked for different purposes-Legal, Mailing, Tax.

string

erisaType

ERISA status of investors as indicated on subscription document.

string

limit

Number of records per page. Many responses have a maximum of 50 records per page.

integer

Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token".

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

dob

Date of birth or date of formation in the format MM/DD/YYYY.

string

fullName

The full legal name of the investor.

string

postalCode

The postal code of the investor's legal address.

string

taxId

Primary tax identifier for the Investor.

string

countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

  • 500

    Internal Server Error - The server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT
externalId

The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

section

One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in response

alternateId

Alternate identifier. Typically used when integrating between systems.

active

Designates whether the investor is active ("true") or inactive ("false").

changeStartDate

Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

changeEndDate

Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

createStartDate

Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

createEndDate

Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

fundInvestorExternalId

Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.

addressType

An investor may have up to three address tracked for different purposes-Legal, Mailing, Tax.

erisaType

ERISA status of investors as indicated on subscription document.

limit

Number of records per page. Many responses have a maximum of 50 records per page.

Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token".

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

dob

Date of birth or date of formation in the format MM/DD/YYYY.

fullName

The full legal name of the investor.

postalCode

The postal code of the investor's legal address.

taxId

Primary tax identifier for the Investor.

countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

Request Body

HTTP Basic

OAuth 2.0

API Key

Working...

SAMPLE REQUEST

curl -X GET \
https://api.seic.com/v2/investors \
  -H 'appkey: gsedgaerhDSHGRSH' \
  -H 'authorization: Bearer ADsgdnnkjnfdIKJN' \


REQUEST HEADER

Authorization: Bearer ADsgdnnkjnfdIKJN
AppKey: gsedgaerhDSHGRSH
RESPONSE HEADER

Content-Type: application/json 
Status: 200 OK 
requesttrackingid: 67e1ff68-164f-03ad-0f2d-5cbbfda56ec9


SAMPLE RESPONSE

{
	"data": [{
		"externalId": "FIFETEST",
		"alternateId": null,
		"fullName": "Mike Fife",
		"active": true,
		"pii": null,
		"fundInvestorExternalId": [],
		"changeDate": "2017-03-08T11:03:31.78",
		"createDate": "2014-10-09T13:26:56",
		"classification": null,
		"accreditedInvestor": null,
		"systemIdentifier": [],
		"qualifiedPurchaser": null,
		"slots": "1.0000",
		"receiptPpmCountryIsoCode": null,
		"signatureSubdocCountryIsoCode": null,
		"investorMaster": null,
		"investorMasterExternalId": null,
		"canadianCertification": null,
		"seniorPoliticalFigure": false,
		"seniorPoliticalFigureName": null,
		"name": {
			"fullName": "Mike Fife",
			"abbreviatedLine1": null,
			"abbreviatedLine2": null
		},
		"address": null,
		"tax": null,
		"principalPlaceOfBusiness": null,
		"eligibility": {
			"employeeEligible": null,
			"friendsFamily": false,
			"generalPartner": false,
			"limitedPartner": false,
			"partner": null,
			"proxyInvestor": false
		},
		"frozen": {
			"status": false,
			"effectiveDate": null,
			"notes": null
		},
		"finra": null,
		"erisa": {
			"type": "No",
			"percent": null,
			"benefitPlanEmployee": null,
			"benefitPlanIndividual": null
		},
		"attributes": [],
		"currency": "",
		"custody": "",
		"accountInformationClassification": null,
		"initialFundingMethod": "",
		"investmentCapacity": "",
		"accountStatus": "",
		"reporting": null,
		"billing": null,
		"reconciliation": null,
		"repatriateIncome": "",
		"deliverVsPayment": null,
		"multiCurrencyAccount": "",
		"directedBroker": "",
		"directedBrokerFirmName": null,
		"benchmark": null,
		"pooledInvestment": {
			"pooledInvestmentFundCert": "less than 25%",
			"percentEquityInterest": 0,
			"entityPassiveInvestment": null
		},
		"cftcNfa": {
			"nfaId": null,
			"commodityTradingAdvisor": null,
			"operator": false,
			"otherDescription": null,
			"cftcCertification": null,
			"cftcCertificationNotAcquiringSecOffered": null,
			"cftcCertAccreditedInvestor": null,
			"rule413Exempt": false,
			"noActionLetter1238": false,
			"rule45Required": false,
			"rule45NotRequired": false,
			"noActionLetter1237": false,
			"interpretiveGuidance": false,
			"charitableFoundation": false,
			"rule310Exempt": false,
			"otherExemption": false,
			"otherExemptionDesc": null,
			"notEngaged": false
		},
		"insurance": null,
		"unrelatedBusTaxIncome": null,
		"placementAgent": null,
		"registeredFundAck": null,
		"registeredFundAffiliatedPerson": null,
		"registedFundName": null,
		"regDBadActor": null,
		"regDDesc": null,
		"usGovtEntity": null,
		"payToPlayRep": null,
		"usBankHoldingCo": null,
		"investorGovtEntityAffiliation": false,
		"fatca": {
			"fatcaPreexisting": true,
			"crsPreexisting": true,
			"excludeFatca": false
		},
		"formPf": null,
		"aifmd": null,
		"cpoPqr": {
			"securityLendingCollateral": false,
			"distribution": false,
			"investorType": null,
			"cpoExempt": null,
			"regExemptCpo": null
		}
	}],
	"paging": {
		"cursors": {
			"before": "MjI4MjE=",
			"after": "NDg5NDM=",
			"max": "MTUxODk1",
			"last": "MTQzODM2",
			"resultCount": 1
		},
		"totalCount": 963,
		"limit": 1,
		"previous": null,
		"next": "https://test.api.seic.com/v2/investors?firmId=9990&after=NDg5NDM%3D&limit=25",
		"self": "https://test.api.seic.com/v2/investors?firmId=9990",
		"first": "https://test.api.seic.com/v2/investors?firmId=9990&limit=25",
		"last": "https://test.api.seic.com/v2/investors?firmId=9990&after=MTQzODM2&limit=25"
	}
}
MODEL
Operations
Name Description Data Type (L)
externalId

Unique business identifier that represents a contact, investor, product, transaction or alternate entity recognized by SEI and a third party system or application.  Many times the externalId is used to synchronize SEI sourced data with another data source for the same record.

string
alternateId

Alternate identifier. This is a secondary identifier typically used when integrating between systems. Use of this field is optional.

string (30)
fullName

The full legal name of the investor,manager or contact or any other entity represented by the object grouping of the field in the JSON response structure.

string(250)
active

Designates whether the record is active or inactive. Typically an inactive record is no longer referenced, or expected to be referenced, on a regular basis.

boolean
pii

Personally identifiable information (PII) is any data that could potentially identify a specific individual. Any information that can be used to distinguish one person from another and can be used for de-anonymizing data can be considered PII.

object
primaryTaxId

Primary social security number of tax identification number for an investor provided on tax form and/or subscription document.

string(40)
secondaryTaxId

Secondary social security number or tax identification number for an investor provided on tax form and/or subscription document.

string(40)
foreignTaxId

Foreign tax identifier for the investor provided by on tax form or subscription document.

string(40)
dob

Date of birth or date of formation in the format MM/DD/YYYY.

string
birthCountryIsoCode

Investor's country of birth provided on subscription document in ISO 3166-1 alpha-2 code format.

string(2)
postalCode

The postal code of the address.

string
fundInvestorExternalId

Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.

string(50)
changeDate

Latest date the entity relevant to the API was modified. Date is in ISO 8601 format YYYY-MM-DD. Datetime is Eastern Standard Time (EST).

string
createDate

Initial create timestamp for the record. Datetime is Eastern Standard Time (EST).

string
classification

Identifies whether the investor is an individual or entity.

string(30)
accreditedInvestor

Designates whether an investor is an accredited investor or not. A full list of accredited investor types can be obtained through the Lists API.

string(50)
qualifiedPurchaser

Designates whether an investor is a qualified purchaser or not. A full list of qualified purchaser types can be obtained through the Lists API.

string(30)
slots

Tracks the number of slots that a particular investor takes up. Default value is 1.

string(9)
receiptPpmCountryIsoCode

Identifies the country the Private Placement Memorandum "PPM" was received in ISO 3166-1 alpha-2 code format.

string
signatureSubdocCountryIsoCode

Identifies the country the subscription document was signed in ISO 3166-1 alpha-2 code format.

string
investorMaster

Used to relate investors for grouping and reporting purposes.

string(250)
investorMasterExternalId Unique business identifier for a group of investors. An investor can belong to only 1 master group. string
canadianCertification

Indicates whether the investor is a Canadian investor.

boolean
seniorPoliticalFigure

During the subscription process, the investor must represent they are in compliance with various federal, state and international laws and regulations, as well as a set of other disclosures relevant to AML and OFAC compliance. The representations should also include a statement regarding the status of the investor as a senior political figure and if the investor is a fund of funds or an entity that is acting as an agent or nominee on behalf of a senior political figure. Value options are 'true', 'false' or blank.

string
seniorPoliticalFigureName

During the subscription process, if the investor is acting as an agent or nominee for a senior political figure, the figure's full name should be documented.

string
abbreviatedLine1

An investor may have an abbreviated name used on investor communications.

string(60)
abbreviatedLine2

An investor may have an abbreviated name that extends beyond the limit of abbreviatedLine1.

string(60)
address

A physical address for the entity in the context of the API product. This could be an investor or a contact. The address object structure will look similar to:

Field
type
attention1
attention2
addressLine1
addressLine2
addressLine3
addressLine4
city
stateCode
postalCode
countryIsoCode

 

object
type

Transaction Types are the basic unit for recording transactions in SEI Accounting system and identifying the specfic purpose of the debit or credit being booked.

string
attention1

The first attention line of the address, typically used for a specific recipient.

string(60)
attention2

The second attention line of the address.

string(60)
addressLine1

The first line of the address, typically used for the street address.

string(60)
addressLine2

The second line of the address.

string(60)
addressLine3

The third line of the address.

string(60)
addressLine4

The fourth line of the address.

string(60)
city

The city of the address.

string(60)
stateCode

The two character code for US and Canadian states and provinces.

string
countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

string
tax

The collection of investor level data points specific to tax information for the investor.

object
taxType

Investor's tax type as indicated on the tax form. A full list of tax types can be obtained through the Lists API.

string(30)
subscriberType

Investor's subscriber type as indicated on the subscription document. A full list of subscriber types can be obtained through the Lists API.

string
taxStatus

Indicates whether the investor is exempt from US taxation or not. A full list of tax statuses can be obtained through the Lists API.

string
legalFormOfEntity

Identifies the legal form of the investor. A full list of values can be obtained through the Lists API.

string(30)
domicileCountryIsoCode

Identifies the domicile country in ISO 3166-1 alpha-2 code format.

string
citizenshipCountryIsoCode

Identifies the country of nationality for the investor in ISO 3166-1 alpha-2 code format.

string(2)
organizedUnderLawsOf

Identifies the country where the investor was formed under ISO 3166-1 alpha-2 code format.

string(2)
investorStatus

Identifies whether the investor is a US investor or not. A full list of investor types can be obtained through the Lists API.

string(30)
principalPlaceOfBusiness

The country and/or state specific to the primary location where business is performed. This is generally where the investor's books and records are kept and usually where the investor is located for tax reporting purposes.

object
eligibility

A collection of flags representing various conditions an investor may be qualified for.

object
employeeEligible

Indicates whether the investor is employee eligible.

boolean
friendsFamily

Indicates whether the investor is identified as part of friends and family.

boolean
generalPartner

Indicates whether the investor is a general partner.

boolean
limitedPartner

Indicates whether the investor is a limited partner.

boolean
partner

Indicates whether the investor is partner eligible.

boolean
proxyInvestor

Indicates whether the investor is a proxy investor.

boolean
frozen

The collection of investor data points that identify an investor account has been blocked. This is captured for reporting purposes only.

object
status

Defines the status for a specific pending transaction, such as 'Active' or 'Cancel'.

string(30)
effectiveDate

Date on which something becomes or was instituted within the context of the API in ISO 8601 UTC format.

string
notes

Free form text that was entered by Investor Services while applying frozen flag to the investor account.

string
finra

The collection of investor data points related to Financial Industry Regulatory Authority (FINRA) reporting for Rules 5130 and 5131.

object
rule5130

FINRA 5130 Status for the Investor as indicated on the subscription document. A full list of FINRA Rule 5130 types can be obtained through the Lists API.

string(30)
rule5130Percent

Investor's Percentage of beneficial Interest in regard to FINRA 5130. FINRA rule 5130 prohibits FINRA members from selling new issues to any account in which “restricted persons” have a beneficial interest. 

number(8)
rule5131

FINRA 5131 Status for the Investor as indicated on the subscription document. Value options are 'Yes', 'No', 'N/A' or blank. The percentage of investor's assets that are subject to FINRA regulation.

string(30)
rule5131Percent

Conditionally required field when the FINRA_5131 flag is enabled.

number
rule5131CompanyName

Company adhering to FINRA Rule 5131.

string(100)
rule51305131ExemptedStatus

FINRA 5130/5131 exempted entity status. Value options are: 'Yes', 'No', 'N/A' or blank.

string
erisa

The collection of investor data points related to Employee Retirement Income Security Act of 1974 (ERISA).

object
percent

Percentage of earnings contributed to an ERISA participant’s account as indicated on the subscription document.

number(8)
benefitPlanEmployee

Identifies the Type of Benefit Plan Investor in terms of 'yes' or 'no' if the investor is defined as "An employee benefit plan subject to the provisions of Title I of the Employee Retirement Income Security Act of 1974, as amended (generally retirement plans of U.S. private employers)."

boolean
benefitPlanIndividual

Identifies the Type of Benefit Plan Investor in terms of 'yes' or 'no' if the investor is defined as "A plan such as an Individual Retirement Account and certain retirement arrangements for self-employed individuals subject to the prohibited transaction provisions of Section 4975 of the Internal Revenue Code of 1986, as amended."

boolean
attributes

Investor pending transaction attributes are for specific custom processes and can be used only under specific circumstances.

object
currency

ISO 4217 alphabetic code

string
benchmark The SEI benchmark ID of the product's primary benchmark object
pooledInvestment

The collection of investor level data points specific to pooled fund investments captured for AML purposes.

object
pooledInvestmentFundCert

Identifies whether the pooled investment fund is more or less than 25%. When updating, value options are 'true' for more than 25% or 'false' for 'less than 25'. When retrieving, value options are 'more than 25%' or 'less than 25%'.

string
percentEquityInterest

Determines the value of the pooled investment fund as a percentage.

number
entityPassiveInvestment

Indicates the investor was organized as a pool for passive investments. Value options are 'true', 'false' or blank.

string
cftcNfa

The collection of investor level data points related to Commodity Futures Trading Commission (CFTC) and National Futures Association (NFA) compliance reporting needs.

object
nfaId

National Futures Association (NFA) number for the Investor as indicated on the subscription document.

string(20)