SEI Developer Portal

Standard

GET

/standard

Returns the standard set of attributes of an Investor, including Investor legal name, unique identifier, address, tax and other identifying information.

Prod:

https://api.seic.com/v2/investors/standard

Query Parameters

Name	Description	Data Type
externalId	The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.	string
alternateId	Alternate identifier. Typically used when integrating between systems.	string
active	Designates whether the investor is active ("true") or inactive ("false").	boolean
changeStartDate	Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).	string
changeEndDate	Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).	string
createStartDate	Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).	string
createEndDate	Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).	string
fundInvestorExternalId	Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.	string
addressType	An investor may have up to three addresses tracked for different purposes. A full list of investor address types can be obtained through the Lists API.	string
erisaType	ERISA status of investors as indicated on subscription document.	string
section	One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in the response. If no sections are passed, the response will include all available fields. Can be individual or multiple delimited by a comma. Value options are "address", "eligibility", "erisa", "finra", "frozen", "name", "PII", "principalPlaceOfBusiness" "tax". Passing one of these sections will exclude the other sections from being included in the response. If no sections are passed, the response will include all fields.	string
limit	Number of records per page. Many responses have a maximum of 50 records per page.	integer

Header Parameters

Name	Description	Data Type
Authorization	access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"	string
AppKey	This is the Consumer Key provided during the App Registration process and is used to identify the user's application.	string
countryIsoCode	ISO country code ISO 3166-1 alpha-2 code format.	string
postalCode	The postal code of the investor's legal address.	string

HTTP Responses

Code

Description
200

OK- The request has succeeded and the response has been returned.
400

Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.
401

Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.
403

Forbidden-The SEI Server understood the request but refuses to fulfill it.
404

Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections
500

Internal Server Error - The server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT

externalId	The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.
alternateId	Alternate identifier. Typically used when integrating between systems.
active	Designates whether the investor is active ("true") or inactive ("false").
changeStartDate	Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).
changeEndDate	Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).
createStartDate	Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).
createEndDate	Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).
fundInvestorExternalId	Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.
addressType	An investor may have up to three addresses tracked for different purposes. A full list of investor address types can be obtained through the Lists API.
erisaType	ERISA status of investors as indicated on subscription document.
section	One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in the response. If no sections are passed, the response will include all available fields. Can be individual or multiple delimited by a comma. Value options are "address", "eligibility", "erisa", "finra", "frozen", "name", "PII", "principalPlaceOfBusiness" "tax". Passing one of these sections will exclude the other sections from being included in the response. If no sections are passed, the response will include all fields.
limit	Number of records per page. Many responses have a maximum of 50 records per page.

Authorization	access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"
AppKey	This is the Consumer Key provided during the App Registration process and is used to identify the user's application.
countryIsoCode	ISO country code ISO 3166-1 alpha-2 code format.
postalCode	The postal code of the investor's legal address.

Request Body

Value
Schema

HTTP Basic

Set...

OAuth 2.0

Set...

API Key

Set...

Working...

Standard

GET

/standard

Returns the standard set of attributes of an Investor, including Investor legal name, unique identifier, address, tax and other identifying information.

Prod:

https://api.seic.com/v2/investors/standard

Query Parameters

Name	Description	Data Type
externalId	The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.	string
alternateId	Alternate identifier. Typically used when integrating between systems.	string
active	Designates whether the investor is active ("true") or inactive ("false").	boolean
changeStartDate	Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).	string
changeEndDate	Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).	string
createStartDate	Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).	string
createEndDate	Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).	string
fundInvestorExternalId	Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.	string
addressType	An investor may have up to three addresses tracked for different purposes. A full list of investor address types can be obtained through the Lists API.	string
erisaType	ERISA status of investors as indicated on subscription document.	string
section	One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in the response. If no sections are passed, the response will include all available fields. Can be individual or multiple delimited by a comma. Value options are "address", "eligibility", "erisa", "finra", "frozen", "name", "PII", "principalPlaceOfBusiness" "tax". Passing one of these sections will exclude the other sections from being included in the response. If no sections are passed, the response will include all fields.	string
limit	Number of records per page. Many responses have a maximum of 50 records per page.	integer

Header Parameters

Name	Description	Data Type
Authorization	access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"	string
AppKey	This is the Consumer Key provided during the App Registration process and is used to identify the user's application.	string
countryIsoCode	ISO country code ISO 3166-1 alpha-2 code format.	string
postalCode	The postal code of the investor's legal address.	string

HTTP Responses

Code

Description
200

OK- The request has succeeded and the response has been returned.
400

Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.
401

Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.
403

Forbidden-The SEI Server understood the request but refuses to fulfill it.
404

Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections
500

Internal Server Error - The server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT

externalId	The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.
alternateId	Alternate identifier. Typically used when integrating between systems.
active	Designates whether the investor is active ("true") or inactive ("false").
changeStartDate	Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).
changeEndDate	Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).
createStartDate	Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).
createEndDate	Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).
fundInvestorExternalId	Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.
addressType	An investor may have up to three addresses tracked for different purposes. A full list of investor address types can be obtained through the Lists API.
erisaType	ERISA status of investors as indicated on subscription document.
section	One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in the response. If no sections are passed, the response will include all available fields. Can be individual or multiple delimited by a comma. Value options are "address", "eligibility", "erisa", "finra", "frozen", "name", "PII", "principalPlaceOfBusiness" "tax". Passing one of these sections will exclude the other sections from being included in the response. If no sections are passed, the response will include all fields.
limit	Number of records per page. Many responses have a maximum of 50 records per page.

Authorization	access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"
AppKey	This is the Consumer Key provided during the App Registration process and is used to identify the user's application.
countryIsoCode	ISO country code ISO 3166-1 alpha-2 code format.
postalCode	The postal code of the investor's legal address.

Request Body

Value
Schema

HTTP Basic

Set...

OAuth 2.0

Set...

API Key

Set...

Working...

Test: https://test.api.seic.com/v2/investors/standard

TLS*: https://mtls.api.seic.com/v2/investors/standard

*The TLS endpoint is only used if Server Based Application was selected during the App Registration process.

Pass the oAuth Token and the App key to invoke this endpoint for a particular application.

Standard

GET

/standard

Returns the standard set of attributes of an Investor, including Investor legal name, unique identifier, address, tax and other identifying information.

Prod:

https://api.seic.com/v2/investors/standard

Query Parameters

Name	Description	Data Type
externalId	The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.	string
alternateId	Alternate identifier. Typically used when integrating between systems.	string
active	Designates whether the investor is active ("true") or inactive ("false").	boolean
changeStartDate	Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).	string
changeEndDate	Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).	string
createStartDate	Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).	string
createEndDate	Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).	string
fundInvestorExternalId	Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.	string
addressType	An investor may have up to three addresses tracked for different purposes. A full list of investor address types can be obtained through the Lists API.	string
erisaType	ERISA status of investors as indicated on subscription document.	string
section	One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in the response. If no sections are passed, the response will include all available fields. Can be individual or multiple delimited by a comma. Value options are "address", "eligibility", "erisa", "finra", "frozen", "name", "PII", "principalPlaceOfBusiness" "tax". Passing one of these sections will exclude the other sections from being included in the response. If no sections are passed, the response will include all fields.	string
limit	Number of records per page. Many responses have a maximum of 50 records per page.	integer

Header Parameters

Name	Description	Data Type
Authorization	access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"	string
AppKey	This is the Consumer Key provided during the App Registration process and is used to identify the user's application.	string
countryIsoCode	ISO country code ISO 3166-1 alpha-2 code format.	string
postalCode	The postal code of the investor's legal address.	string

HTTP Responses

Code

Description
200

OK- The request has succeeded and the response has been returned.
400

Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.
401

Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.
403

Forbidden-The SEI Server understood the request but refuses to fulfill it.
404

Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections
500

Internal Server Error - The server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT

externalId	The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.
alternateId	Alternate identifier. Typically used when integrating between systems.
active	Designates whether the investor is active ("true") or inactive ("false").
changeStartDate	Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).
changeEndDate	Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).
createStartDate	Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).
createEndDate	Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).
fundInvestorExternalId	Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.
addressType	An investor may have up to three addresses tracked for different purposes. A full list of investor address types can be obtained through the Lists API.
erisaType	ERISA status of investors as indicated on subscription document.
section	One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in the response. If no sections are passed, the response will include all available fields. Can be individual or multiple delimited by a comma. Value options are "address", "eligibility", "erisa", "finra", "frozen", "name", "PII", "principalPlaceOfBusiness" "tax". Passing one of these sections will exclude the other sections from being included in the response. If no sections are passed, the response will include all fields.
limit	Number of records per page. Many responses have a maximum of 50 records per page.

Authorization	access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"
AppKey	This is the Consumer Key provided during the App Registration process and is used to identify the user's application.
countryIsoCode	ISO country code ISO 3166-1 alpha-2 code format.
postalCode	The postal code of the investor's legal address.

Request Body

Value
Schema

HTTP Basic

Set...

OAuth 2.0

Set...

API Key

Set...

Working...

SAMPLE REQUEST

curl -X GET \
   https://api.seic.com/v2/investors/standard\
  -H 'appkey: gsedgaerhDSHGRSH' \
  -H 'authorization: Bearer ADsgdnnkjnfdIKJN' \

REQUEST HEADER

Authorization: Bearer ADsgdnnkjnfdIKJN
AppKey: gsedgaerhDSHGRSH

RESPONSE HEADER

Content-Type: application/json 
Status: 200 OK 
requesttrackingid: 67e1ff68-164f-03ad-0f2d-5cbbfda56ec9

SAMPLE RESPONSE

 {
	"data": [{
		"externalId": "111111111",
		"alternateId": "123456789",
		"fullName": "Patel Family Trust",
		"active": true,
		"fundInvestorExternalId": [
			"WWCEDLP111111111"
		],
		"changeDate": "2019-08-12T16:46:24.873",
		"createDate": "2019-01-16T16:37:00",
		"classification": "Entity",
		"accreditedInvestor": "Yes",
		"systemIdentifier": [{ 
			"name": "string",
			"value": "string"
		}],
		"qualifiedPurchaser": "No",
		"slots": "1.0000",
		"receiptPpmCountryIsoCode": "AR",
		"signatureSubdocCountryIsoCode": "AM",
		"investorMaster": "InvestorMaster1",
		"investorMasterExternalId": "1",
		"canadianCertification": false,
		"seniorPoliticalFigure": true,
		"seniorPoliticalFigureName": "Test",
		"name": {
			"fullName": "Patel Family Trust",
			"abbreviatedLine1": "Test",
			"abbreviatedLine2": "Test2"
		},
		"address": [{
				"type": "Legal",
				"attention1": "Patel Family",
				"attention2": "Mrs. Patel",
				"addressLine1": "1 Freedom Valley Drive",
				"addressLine2": "Building 100",
				"addressLine3": "Room 2A",
				"addressLine4": "Summit",
				"city": "Oaks",
				"stateCode": "PA",
				"postalCode": "19456",
				"countryIsoCode": "US"
			},
			{
				"type": "Mailing",
				"attention1": "Patel Family",
				"attention2": "Mr. Patel",
				"addressLine1": "100 Test Ave",
				"addressLine2": "Apartment 2",
				"addressLine3": "Building 35",
				"addressLine4": "Floor 7",
				"city": "Nashville",
				"stateCode": "TN",
				"postalCode": "45678",
				"countryIsoCode": "US"
			},
			{
				"type": "Tax",
				"attention1": "Patel Family",
				"attention2": "Mrs. Patel",
				"addressLine1": "1 Freedom Valley Drive",
				"addressLine2": "Building 100",
				"addressLine3": "Room 2A",
				"addressLine4": "Summit",
				"city": "Oaks",
				"stateCode": "PA",
				"postalCode": "19456",
				"countryIsoCode": "US"
			}
		],
		"pii": {
			"primaryTaxId": "11-1111111",
			"secondaryTaxId": "454545454",
			"foreignTaxId": "8472652",
			"dob": "01/16/1983",
			"birthCountryIsoCode": "AD"
		},
		"tax": {
			"taxType": "Foundation",
			"subscriberType": "Fund of Funds",
			"taxStatus": "US Tax Exempt",
			"legalFormOfEntity": "Partnership",
			"citizenshipCountryIsoCode": "AQ",
			"domicileCountryIsoCode": "HT",
			"organizedUnderLawsOf": "AW",
			"investorStatus": "Non-US"
		},
		"principalPlaceOfBusiness": {
			"countryIsoCode": "US",
			"stateCode": "IA"
		},
		"eligibility": {
			"employeeEligible": true,
			"friendsFamily": true,
			"generalPartner": true,
			"limitedPartner": true,
			"partner": true,
			"proxyInvestor": false
		},
		"frozen": {
			"status": true,
			"effectiveDate": "04/16/2019",
			"notes": "hold"
		},
		"finra": {
			"rule5130": "Restricted",
			"rule5130Percent": 5,
			"rule5131": "Yes",
			"rule5131Percent": 50,
			"rule5131CompanyName": "TestABC",
			"rule51305131ExemptedStatus": "No"
		},
		"erisa": {
			"type": "Yes",
			"percent": 100,
			"benefitPlanEmployee": true,
			"benefitPlanIndividual": false
		}, 
		"attributes": [{
			"attributeName": "string",
			"attributeValue": "string"
		}],
		"currency": "string",
		"custody": "string",
		"accountInformationClassification": {
			"classification": "string",
			"subClassification": "string",
			"accountType": "string",
			"accountSubType": "string"
		},
		"initialFundingMethod": "string",
		"investmentCapacity": "string",
		"accountStatus": "string",
		"reporting": {
			"frequency": "string",
			"dueDate": "string",
			"packageName": "string",
			"period": "string"
		},
		"billing": {
			"dueBy": "string",
			"deliveryMethod": "string",
			"calculationId": "string",
			"calculationMethod": "string",
			"frequency": "string",
			"calculationDate": "string",
			"prorateIndividualTransactions": "string",
			"quarter": "string"
		},
		"reconciliation": {
			"type": "string",
			"frequency": "string",
			"accessLevel": "string"
		},
		"repatriateIncome": "string",
		"deliverVsPayment": {
			"account": "string",
			"accountType": "string",
			"accountNumber": "string",
			"directedBroker": "string"
		},
		"multiCurrencyAccount": "string",
		"directedBroker": "string",
		"directedBrokerFirmName": "string",
		"benchmark": {
			"primary": "string",
			"secondary": "string",
			"tertiaryName": "string"
		}	}],
	"paging": {
		"cursors": {
			"before": "MTE0OTI2",
			"after": "MTE0OTI2",
			"max": "MTE0OTI2",
			"last": null,
			"resultCount": 1
		},
		"totalCount": 1,
		"limit": 1,
		"previous": null,
		"next": null,
		"self": "https://api.seic.com/v2/investors/standard?firmId=9999&limit=1&externalId=111111111",
		"first": "https://api.seic.com/v2/investors/standard?firmId=9999&externalId=111111111&limit=1",
		"last": null
	}
}

MODEL

Operations

Name

Description

Data Type (L)

externalId

Unique business identifier that represents a contact, investor, product, transaction or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same record.

string

alternateId

Alternate identifier. This is a secondary identifier typically used when integrating between systems. Use of this field is optional.

string (100)

fullName

The full legal name of the investor,manager or contact or any other entity represented by the object grouping of the field in the JSON response structure.

string

active

Designates whether the record is active or inactive. Typically an inactive record is no longer referenced, or expected to be referenced, on a regular basis.

string

fundInvestorExternalId

Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.

string

changeDate

Latest date the entity relevant to the API was modified. Date is in ISO 8601 format YYYY-MM-DD. Datetime is Eastern Standard Time (EST).

string

createDate

Initial create timestamp for the record. Datetime is Eastern Standard Time (EST).

string

classification

Identifies whether the investor is an individual or entity.

string

accreditedInvestor

Designates whether an investor is an accredited investor or not. A full list of accredited investor types can be obtained through the Lists API.

string

qualifiedPurchaser

Designates whether an investor is a qualified purchaser or not. A full list of qualified purchaser types can be obtained through the Lists API.

string

slots

Tracks the number of slots that a particular investor takes up. Default value is 1.

string

receiptPpmCountryIsoCode

Identifies the country the Private Placement Memorandum "PPM" was received in ISO 3166-1 alpha-2 code format.

string

signatureSubdocCountryIsoCode

Identifies the country the subscription document was signed in ISO 3166-1 alpha-2 code format.

string

investorMaster

Used to relate investors for grouping and reporting purposes.

string

canadianCertification

Indicates whether the investor is a Canadian investor.

boolean

abbreviatedLine1

An investor may have an abbreviated name used on investor communications.

string

abbreviatedLine2

An investor may have an abbreviated name that extends beyond the limit of abbreviatedLine1.

string

address

A physical address for the entity in the context of the API product. This could be an investor or a contact. The address object structure will look similar to:

Field
type
attention1
attention2
addressLine1
addressLine2
addressLine3
addressLine4
city
stateCode
postalCode
countryIsoCode

object

attention1

The first attention line of the address, typically used for a specific recipient.

string

attention2

The second attention line of the address.

string

addressLine1

The first line of the address, typically used for the street address.

string

addressLine2

The second line of the address.

string

addressLine3

The third line of the address.

string

addressLine4

The fourth line of the address.

string

city

The city of the address.

string

stateCode

The two character code for US and Canadian states and provinces.

string

postalCode

The postal code of the address.

string

countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

string

pii

Personally identifiable information (PII) is any data that could potentially identify a specific individual. Any information that can be used to distinguish one person from another and can be used for de-anonymizing data can be considered PII.

object

primaryTaxId

Primary social security number of tax identification number for an investor provided on tax form and/or subscription document.

string

secondaryTaxId

Secondary social security number or tax identification number for an investor provided on tax form and/or subscription document.

string

foreignTaxId

Foreign tax identifier for the investor provided by on tax form or subscription document.

string

dob

Date of birth or date of formation in the format MM/DD/YYYY.

string

birthCountryIsoCode

Investor's country of birth provided on subscription document in ISO 3166-1 alpha-2 code format.

string

tax

The collection of investor level data points specific to tax information for the investor.

object

taxType

Investor's tax type as indicated on the tax form. A full list of tax types can be obtained through the Lists API.

string

subscriberType

Investor's subscriber type as indicated on the subscription document. A full list of subscriber types can be obtained through the Lists API.

string

taxStatus

Indicates whether the investor is exempt from US taxation or not. A full list of tax statuses can be obtained through the Lists API.

string

legalFormOfEntity

Identifies the legal form of the investor. A full list of values can be obtained through the Lists API.

string

citizenshipCountryIsoCode

Identifies the country of nationality for the investor in ISO 3166-1 alpha-2 code format.

string

domicileCountryIsoCode

Identifies the domicile country in ISO 3166-1 alpha-2 code format.

string

organizedUnderLawsOf

Identifies the country where the investor was formed under ISO 3166-1 alpha-2 code format.

string

investorStatus

Identifies whether the investor is a US investor or not. A full list of investor types can be obtained through the Lists API.

string

principalPlaceOfBusiness

The country and/or state specific to the primary location where business is performed. This is generally where the investor's books and records are kept and usually where the investor is located for tax reporting purposes.

object

eligibility

A collection of flags representing various conditions an investor may be qualified for.

object

employeeEligible

Indicates whether the investor is employee eligible.

boolean

friendsFamily

Indicates whether the investor is identified as part of friends and family.

boolean

generalPartner

Indicates whether the investor is a general partner.

boolean

limitedPartner

Indicates whether the investor is a limited partner.

boolean

partner

Indicates whether the investor is partner eligible.

boolean

proxyInvestor

Indicates whether the investor is a proxy investor.

boolean

frozen

The collection of investor data points that identify an investor account has been blocked. This is captured for reporting purposes only.

object

effectiveDate

Date on which the account was frozen. Format MM/DD/YYYY.

string

notes

Free form text that was entered by Investor Services while applying frozen flag to the investor account.

string

finra

The collection of investor data points related to Financial Industry Regulatory Authority (FINRA) reporting for Rules 5130 and 5131.

object

rule5130

FINRA 5130 Status for the Investor as indicated on the subscription document. A full list of FINRA Rule 5130 types can be obtained through the Lists API.

string

rule5130Percent

Investor's Percentage of beneficial Interest in regard to FINRA 5130. FINRA rule 5130 prohibits FINRA members from selling new issues to any account in which “restricted persons” have a beneficial interest.

number

rule5131

FINRA 5131 Status for the Investor as indicated on the subscription document. Value options are 'Yes', 'No', 'N/A' or blank. The percentage of investor's assets that are subject to FINRA regulation.

string

rule5131Percent

Conditionally required field when the FINRA_5131 flag is enabled.

number

rule5131CompanyName

Company adhering to FINRA Rule 5131.

string

rule51305131ExemptedStatus

FINRA 5130/5131 exempted entity status. Value options are: 'Yes', 'No', 'N/A' or blank.

string

erisa

The collection of investor data points related to Employee Retirement Income Security Act of 1974 (ERISA).

object

percent

Percentage of earnings contributed to an ERISA participant’s account as indicated on the subscription document.

number

benefitPlanEmployee

Identifies the Type of Benefit Plan Investor in terms of 'yes' or 'no' if the investor is defined as "An employee benefit plan subject to the provisions of Title I of the Employee Retirement Income Security Act of 1974, as amended (generally retirement plans of U.S. private employers)."

string

benefitPlanIndividual

Identifies the Type of Benefit Plan Investor in terms of 'yes' or 'no' if the investor is defined as "A plan such as an Individual Retirement Account and certain retirement arrangements for self-employed individuals subject to the prohibited transaction provisions of Section 4975 of the Internal Revenue Code of 1986, as amended."

string

seniorPoliticalFigure

During the subscription process, the investor must represent they are in compliance with various federal, state and international laws and regulations, as well as a set of other disclosures relevant to AML and OFAC compliance. The representations should also include a statement regarding the status of the investor as a senior political figure and if the investor is a fund of funds or an entity that is acting as an agent or nominee on behalf of a senior political figure. Value options are 'true', 'false' or blank.

string

seniorPoliticalFigureName

During the subscription process, if the investor is acting as an agent or nominee for a senior political figure, the figure's full name should be documented.

string

name

Name of the report. The user is expected to use the key value pairs returned by this API to construct the payload for POST report generation request.

string

type

Transaction Types are the basic unit for recording transactions in SEI Accounting system and identifying the specfic purpose of the debit or credit being booked.

string

investorMasterExternalId

Unique business identifier for a group of investors. An investor can belong to only 1 master group.

string

status

Defines the status for a specific pending transaction, such as 'Active' or 'Cancel'.

string

Standard

GET

/standard

Returns the standard set of attributes of an Investor, including Investor legal name, unique identifier, address, tax and other identifying information.

Prod:

https://api.seic.com/v2/investors/standard

Query Parameters

Name	Description	Data Type
externalId	The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.	string
alternateId	Alternate identifier. Typically used when integrating between systems.	string
active	Designates whether the investor is active ("true") or inactive ("false").	boolean
changeStartDate	Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).	string
changeEndDate	Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).	string
createStartDate	Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).	string
createEndDate	Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).	string
fundInvestorExternalId	Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.	string
addressType	An investor may have up to three addresses tracked for different purposes. A full list of investor address types can be obtained through the Lists API.	string
erisaType	ERISA status of investors as indicated on subscription document.	string
section	One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in the response. If no sections are passed, the response will include all available fields. Can be individual or multiple delimited by a comma. Value options are "address", "eligibility", "erisa", "finra", "frozen", "name", "PII", "principalPlaceOfBusiness" "tax". Passing one of these sections will exclude the other sections from being included in the response. If no sections are passed, the response will include all fields.	string
limit	Number of records per page. Many responses have a maximum of 50 records per page.	integer

Header Parameters

Name	Description	Data Type
Authorization	access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"	string
AppKey	This is the Consumer Key provided during the App Registration process and is used to identify the user's application.	string
countryIsoCode	ISO country code ISO 3166-1 alpha-2 code format.	string
postalCode	The postal code of the investor's legal address.	string

HTTP Responses

Code

Description
200

OK- The request has succeeded and the response has been returned.
400

Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.
401

Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.
403

Forbidden-The SEI Server understood the request but refuses to fulfill it.
404

Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections
500

Internal Server Error - The server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT

externalId	The client specific or external identifier that represents the product, fund, contact, investor, or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.
alternateId	Alternate identifier. Typically used when integrating between systems.
active	Designates whether the investor is active ("true") or inactive ("false").
changeStartDate	Last change start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).
changeEndDate	Last change end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts modified on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).
createStartDate	Created start date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).
createEndDate	Created end date for the investor. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).
fundInvestorExternalId	Business identifier for the investor fund relationship recognized by a third party system or application. Many times the fund investor external ID is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.
addressType	An investor may have up to three addresses tracked for different purposes. A full list of investor address types can be obtained through the Lists API.
erisaType	ERISA status of investors as indicated on subscription document.
section	One or more sections can be specified to limit the fields returned in a response. Passing one or more sections will exclude other sections from being included in the response. If no sections are passed, the response will include all available fields. Can be individual or multiple delimited by a comma. Value options are "address", "eligibility", "erisa", "finra", "frozen", "name", "PII", "principalPlaceOfBusiness" "tax". Passing one of these sections will exclude the other sections from being included in the response. If no sections are passed, the response will include all fields.
limit	Number of records per page. Many responses have a maximum of 50 records per page.

Authorization	access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"
AppKey	This is the Consumer Key provided during the App Registration process and is used to identify the user's application.
countryIsoCode	ISO country code ISO 3166-1 alpha-2 code format.
postalCode	The postal code of the investor's legal address.

Request Body

Value
Schema

HTTP Basic

Set...

OAuth 2.0

Set...

API Key

Set...

Working...