SEI Developer Portal

Investors

POST

/investors

Create an investor within your firm with all the desired attributes. Either an investor with just the externalId and name can be created or an investor with all the attributes can be created.

Prod:

https://api.seic.com/v1/investors

Header Parameters

Name	Description	Data Type
Authorization	access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"	string
AppKey	This is the Consumer Key provided during the App Registration process and is used to identify the user's application.	string
content-type	Valid value is application/json. This defines the content type of the request payload accepted by the API.	string

Body Parameters

Name	Description	Data Type	Required
requestPayload		object

HTTP Responses

Code

Description
202

Accepted-The request has been accepted for processing, but the processing may not be complete.
400

Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.
401

Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.
403

Forbidden-The SEI Server understood the request but refuses to fulfill it.
404

Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections
500

Internal Server Error - The SEI server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT

Authorization	access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"
AppKey	This is the Consumer Key provided during the App Registration process and is used to identify the user's application.
content-type	Valid value is application/json. This defines the content type of the request payload accepted by the API.

requestPayload

Request Body

Value
Schema

HTTP Basic

Set...

OAuth 2.0

Set...

API Key

Set...

Working...

Investors

POST

/investors

Create an investor within your firm with all the desired attributes. Either an investor with just the externalId and name can be created or an investor with all the attributes can be created.

Prod:

https://api.seic.com/v1/investors

Header Parameters

Name	Description	Data Type
Authorization	access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"	string
AppKey	This is the Consumer Key provided during the App Registration process and is used to identify the user's application.	string
content-type	Valid value is application/json. This defines the content type of the request payload accepted by the API.	string

Body Parameters

Name	Description	Data Type	Required
requestPayload		object

HTTP Responses

Code

Description
202

Accepted-The request has been accepted for processing, but the processing may not be complete.
400

Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.
401

Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.
403

Forbidden-The SEI Server understood the request but refuses to fulfill it.
404

Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections
500

Internal Server Error - The SEI server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT

Authorization	access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"
AppKey	This is the Consumer Key provided during the App Registration process and is used to identify the user's application.
content-type	Valid value is application/json. This defines the content type of the request payload accepted by the API.

requestPayload

Request Body

Value
Schema

HTTP Basic

Set...

OAuth 2.0

Set...

API Key

Set...

Working...

Test: https://test.api.seic.com/v1/investors

TLS*: https://mtls.api.seic.com/v1/investors

*The TLS endpoint is only used if Server Based Application was selected during the App Registration process.

Pass the oAuth Token and the App key to invoke this endpoint for a particular application.

Investors

POST

/investors

Create an investor within your firm with all the desired attributes. Either an investor with just the externalId and name can be created or an investor with all the attributes can be created.

Prod:

https://api.seic.com/v1/investors

Header Parameters

Name	Description	Data Type
Authorization	access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"	string
AppKey	This is the Consumer Key provided during the App Registration process and is used to identify the user's application.	string
content-type	Valid value is application/json. This defines the content type of the request payload accepted by the API.	string

Body Parameters

Name	Description	Data Type	Required
requestPayload		object

HTTP Responses

Code

Description
202

Accepted-The request has been accepted for processing, but the processing may not be complete.
400

Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.
401

Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.
403

Forbidden-The SEI Server understood the request but refuses to fulfill it.
404

Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections
500

Internal Server Error - The SEI server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT

Authorization	access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"
AppKey	This is the Consumer Key provided during the App Registration process and is used to identify the user's application.
content-type	Valid value is application/json. This defines the content type of the request payload accepted by the API.

requestPayload

Request Body

Value
Schema

HTTP Basic

Set...

OAuth 2.0

Set...

API Key

Set...

Working...

SAMPLE REQUEST

#Described below is a sample request with a sample payload representing the required fields you would need in a POST request to create the investor. 
curl -X POST\
  https://api.seic.com/v1/investors \
  -H 'appkey: gsedgaerhDSHGRSH' \
  -H 'authorization: Bearer ADsgdnnkjnfdIKJN' \
  -H 'content-type: application/json' \
  -d ' [{
    "externalId": "InvestorABCDEFG1",
    "investorStatus": "US",
    "name": {
        "fullName": "Kondal Investor Dec29"
    }
}]

#Described below is a sample request with a sample payload representing all the fields you can pass in a POST request to create the investor.
curl -X POST\
  https://api.seic.com/v1/investors \
  -H 'appkey: gsedgaerhDSHGRSH' \
  -H 'authorization: Bearer ADsgdnnkjnfdIKJN' \
  -H 'content-type: application/json' \
  -d '{
	"externalId": "InvestorABCDEFG1",
	"classification": "Entity",
        "investorStatus": "US",
	"alternateId": "",
	"qualifiedPurchaser": "",
	"accreditedInvestor": "",
	"slots": "",
	"receiptPpmCountryIsoCode": "US",
	"signatureSubdocCountryIsoCode": "",
	"active": "true",
	"investorMasterExternalId": "",
	"canadianCertification": "",
	"name": {
		"fullName": "Kondal Investor Dec29",
		"abbreviatedLine1": "Test Abb1",
		"abbreviatedLine2": "Test line2",
		"fieldsToNull": []
	},
	"address": [{
		"type": "",
		"attention1": "",
		"attention2": "",
		"addressLine1": "",
		"addressLine2": "",
		"addressLine3": "",
		"addressLine4": "",
		"city": "",
		"stateCode": "",
		"postalCode": "",
		"countryIsoCode": "",
		"fieldsToNull": []
	}],
	"pii": {
		"primaryTaxId": "",
		"secondaryTaxId": "",
		"foreignTaxId": "",
		"dob": "1/31/1950",
		"birthCountryIsoCode": "",
		"fieldsToNull": []
	},
	"tax": {
		"taxType": "C-Corp",
		"subscriberType": "Estate",
		"taxStatus": "US Taxable",
		"legalFormOfEntity": "LLC",
		"citizenshipCountryIsoCode": "IN",
		"domicileCountryIsoCode": "",
		"organizedUnderLawsOf": "",
		"fieldsToNull": null
	},
	"principalPlaceOfBusiness": {
		"countryIsoCode": "",
		"stateCode": "",
		"fieldsToNull": []
	},
	"eligibility": {
		"employeeEligible": "",
		"friendsFamily": "",
		"generalPartner": "",
		"limitedPartner": "",
		"partner": "",
		"fieldsToNull": []
	},
	"frozen": {
		"status": "",
		"effectiveDate": "",
		"notes": "",
		"fieldsToNull": []
	},
	"finra": {
		"rule5130": "",
		"rule5130Percent": "",
		"rule5131": "",
		"rule5131Percent": "",
		"rule5131CompanyName": "A",
		"rule51305131ExemptedStatus": "",
		"fieldsToNull": []
	},
	"erisa": {
		"type": "",
		"percent": "",
		"benefitPlanEmployee": "",
		"benefitPlanIndividual": "",
		"fieldsToNull": []
	},
	"pooledInvestment": {
		"pooledInvestmentFundCert": "",
		"percentEquityInterest": "",
		"entityPassiveInvestment": "",
		"fieldsToNull": []
	},
	"cftcNfa": {
		"nfaId": "",
		"commodityTradingAdvisor": "",
		"operator": "",
		"otherDescription": "",
		"cftcCertification": "",
		"cftcCertificationNotAcquiringSecOffered": "",
		"cftcCertAccreditedInvestor": "",
		"rule413Exempt": "",
		"noActionLetter1238": "",
		"rule45Required": "",
		"rule45NotRequired": "",
		"noActionLetter1237": "",
		"interpretiveGuidance": "",
		"charitableFoundation": "",
		"rule310Exempt": "",
		"otherExemptionDesc": "",
		"notEngaged": "",
		"fieldsToNull": []
	},
	"insurance": {
		"investorIsInsuranceCo": "",
		"noAssets": "",
		"assets": "",
		"percentAssets": "",
		"fieldsToNull": []
	},
	"placementAgent": {
		"placementAgent": "",
		"placementAgentName": "",
		"placementAgentPayment": "",
		"fieldsToNull": []
	},
	"registeredFundAck": "",
	"registeredFundAffiliatedPerson": "",
	"registedFundName": "",
	"regDBadActor": "",
	"regDDesc": "",
	"fatca": {
		"fatcaPreexisting": "",
		"excludeFatca": "",
		"fieldsToNull": []
	},
	"formPf": {
		"beneOwnerType": "",
		"beneOwnerName": "",
		"fieldsToNull": []
	},
	"aifmd": {
		"investorType": "",
		"reverseSolicitCert": "",
		"fieldsToNull": []
	},
	"cpoPqr": {
		"securityLendingCollateral": "",
		"distribution": "",
		"investorType": "",
		"cpoExempt": "",
		"regExemptCpo": "",
		"fieldsToNull": []
	},
	"usGovtEntity": {
		"usGovtEntityStatus": "",
		"usGovtEntityName": "",
		"usGovtEntitySubstantial": "",
		"fieldsToNull": []
	},
	"payToPlayRep": "",
	"usBankHoldingCo": "",
	"investorGovtEntityAffiliation": "",
	"currency":"INR",
	"custody":"EXTERNAL",
	"accountClassification":{
	"type":"Common/Collective Funds",
	"subType":"Agent for Corporation",
	"accountType":"Individual Custodial",
	"accountSubType":"Self-Employed SEP",
	"fieldsToNull": null
	},
	"initialFundingMethod":"Cash and Securities",
	"investmentCapacity":"Execution-Only",
	"accountStatus":"Pending Funding",
	"reporting":{
	"frequency":"Monthly",
	"dueDate":"19th Business Day",
	"packageName":"Fixed Income",
	"period":"Quarter/Year",
	"fieldsToNull": []
	},
	"billing":{
	"dueBy":"18th Business Day",
	"deliveryMethod":"Individual Invoice",
	"calculationId":"FLAT_15",
	"calculationMethod":"Arrears",
	"frequency":"Monthly",
	"calculationDate":"Last Day of Quarter",
	"prorateIndividualTransactions":"Yes",
	"quarter":"30/360",
    "fieldsToNull": []	
	},
	"reconciliation":{
	"type":"Margin & Unsup Securities",
	"frequency":"Daily and Month End Recon",
	"accessLevel":"Autofeed & Web",
	"fieldsToNull": []
	},
	"repatriateIncome":"Yes",
	"deliverVsPayment":{
	"account":"Contact By Hold Mail",
	"fieldsToNull": []
	},
	"multiCurrencyAccount":"Yes",
	"directedBroker":"yES",
	"systemIdentifier": [{
		"name": "System1",
		"value": "12345",
		"fieldsToNull": []
	}
	],
	"fieldsToNull": []
}

REQUEST HEADER

Authorization: Bearer ADsgdnnkjnfdIKJN
AppKey: gsedgaerhDSHGRSH
Content-type: application/json

RESPONSE HEADER

Content-Type: application/json 
Status: 202 Accepted 
requesttrackingid: 67e1ff68-164f-03ad-0f2d-5cbbfda56ec9

SAMPLE RESPONSE

{
    "data": {
        "jobStatusQueryKey": "string"
    }
}

MODEL

Operations

Name

Description

Data Type (L)

externalId

Unique business identifier that represents a contact, investor, product, transaction or alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same record.

string

classification

Identifies whether the investor is an individual or entity.

string

category

This parameter identifies the category of the Funds the data is being requested for. Valid value for this is 'OEF 'which is short for Open Ended Funds

string

alternateId

Alternate identifier. This is a secondary identifier typically used when integrating between systems. Use of this field is optional.

string (100)

qualifiedPurchaser

Designates whether an investor is a qualified purchaser or not. A full list of qualified purchaser types can be obtained through the Lists API.

string

accreditedInvestor

Designates whether an investor is an accredited investor or not. A full list of accredited investor types can be obtained through the Lists API.

string

slots

Tracks the number of slots that a particular investor takes up. Default value is 1.

string

receiptPpmCountryIsoCode

Identifies the country the Private Placement Memorandum "PPM" was received in ISO 3166-1 alpha-2 code format.

string

signatureSubdocCountryIsoCode

Identifies the country the subscription document was signed in ISO 3166-1 alpha-2 code format.

string

active

Designates whether the record is active or inactive. Typically an inactive record is no longer referenced, or expected to be referenced, on a regular basis.

string

investorMasterExternalId

Unique business identifier for a group of investors. An investor can belong to only 1 master group.

string

canadianCertification

Indicates whether the investor is a Canadian investor.

boolean

investorStatus

Identifies whether the investor is a US investor or not. A full list of investor types can be obtained through the Lists API.

string

fullName

The full legal name of the investor,manager or contact or any other entity represented by the object grouping of the field in the JSON response structure.

string

abbreviatedLine1

An investor may have an abbreviated name used on investor communications.

string

abbreviatedLine2

An investor may have an abbreviated name that extends beyond the limit of abbreviatedLine1.

string

address

A physical address for the entity in the context of the API product. This could be an investor or a contact. The address object structure will look similar to:

Field
type
attention1
attention2
addressLine1
addressLine2
addressLine3
addressLine4
city
stateCode
postalCode
countryIsoCode

object

type

Transaction Types are the basic unit for recording transactions in SEI Accounting system and identifying the specfic purpose of the debit or credit being booked.

string

attention1

The first attention line of the address, typically used for a specific recipient.

string

attention2

The second attention line of the address.

string

addressLine1

The first line of the address, typically used for the street address.

string

addressLine2

The second line of the address.

string

addressLine3

The third line of the address.

string

addressLine4

The fourth line of the address.

string

city

The city of the address.

string

stateCode

The two character code for US and Canadian states and provinces.

string

postalCode

The postal code of the address.

string

countryIsoCode

ISO country code ISO 3166-1 alpha-2 code format.

string

pii

Personally identifiable information (PII) is any data that could potentially identify a specific individual. Any information that can be used to distinguish one person from another and can be used for de-anonymizing data can be considered PII.

object

primaryTaxId

Primary social security number of tax identification number for an investor provided on tax form and/or subscription document.

string

secondaryTaxId

Secondary social security number or tax identification number for an investor provided on tax form and/or subscription document.

string

foreignTaxId

Foreign tax identifier for the investor provided by on tax form or subscription document.

string

dob

Date of birth or date of formation in the format MM/DD/YYYY.

string

birthCountryIsoCode

Investor's country of birth provided on subscription document in ISO 3166-1 alpha-2 code format.

string

tax

The collection of investor level data points specific to tax information for the investor.

object

taxType

Investor's tax type as indicated on the tax form. A full list of tax types can be obtained through the Lists API.

string

subscriberType

Investor's subscriber type as indicated on the subscription document. A full list of subscriber types can be obtained through the Lists API.

string

taxStatus

Indicates whether the investor is exempt from US taxation or not. A full list of tax statuses can be obtained through the Lists API.

string

legalFormOfEntity

Identifies the legal form of the investor. A full list of values can be obtained through the Lists API.

string

citizenshipCountryIsoCode

Identifies the country of nationality for the investor in ISO 3166-1 alpha-2 code format.

string

domicileCountryIsoCode

Identifies the domicile country in ISO 3166-1 alpha-2 code format.

string

organizedUnderLawsOf

Identifies the country where the investor was formed under ISO 3166-1 alpha-2 code format.

string

principalPlaceOfBusiness

The country and/or state specific to the primary location where business is performed. This is generally where the investor's books and records are kept and usually where the investor is located for tax reporting purposes.

object

eligibility

A collection of flags representing various conditions an investor may be qualified for.

object

employeeEligible

Indicates whether the investor is employee eligible.

boolean

friendsFamily

Indicates whether the investor is identified as part of friends and family.

boolean

generalPartner

Indicates whether the investor is a general partner.

boolean

limitedPartner

Indicates whether the investor is a limited partner.

boolean

partner

Indicates whether the investor is partner eligible.

boolean

frozen

The collection of investor data points that identify an investor account has been blocked. This is captured for reporting purposes only.

object

effectiveDate

Date on which something becomes or was instituted within the context of the API in ISO 8601 UTC format.

string

notes

Free form text that was entered by Investor Services while applying frozen flag to the investor account.

string

finra

The collection of investor data points related to Financial Industry Regulatory Authority (FINRA) reporting for Rules 5130 and 5131.

object

rule5130

FINRA 5130 Status for the Investor as indicated on the subscription document. A full list of FINRA Rule 5130 types can be obtained through the Lists API.

string

rule5130Percent

Investor's Percentage of beneficial Interest in regard to FINRA 5130. FINRA rule 5130 prohibits FINRA members from selling new issues to any account in which “restricted persons” have a beneficial interest.

number

rule5131

FINRA 5131 Status for the Investor as indicated on the subscription document. Value options are 'Yes', 'No', 'N/A' or blank. The percentage of investor's assets that are subject to FINRA regulation.

string

rule5131Percent

Conditionally required field when the FINRA_5131 flag is enabled.

number

rule5131CompanyName

Company adhering to FINRA Rule 5131.

string

rule51305131ExemptedStatus

FINRA 5130/5131 exempted entity status. Value options are: 'Yes', 'No', 'N/A' or blank.

string

erisa

The collection of investor data points related to Employee Retirement Income Security Act of 1974 (ERISA).

object

benefitPlanEmployee

Identifies the Type of Benefit Plan Investor in terms of 'yes' or 'no' if the investor is defined as "An employee benefit plan subject to the provisions of Title I of the Employee Retirement Income Security Act of 1974, as amended (generally retirement plans of U.S. private employers)."

string

benefitPlanIndividual

Identifies the Type of Benefit Plan Investor in terms of 'yes' or 'no' if the investor is defined as "A plan such as an Individual Retirement Account and certain retirement arrangements for self-employed individuals subject to the prohibited transaction provisions of Section 4975 of the Internal Revenue Code of 1986, as amended."

string

pooledInvestment

The collection of investor level data points specific to pooled fund investments captured for AML purposes.

object

pooledInvestmentFundCert

Identifies whether the pooled investment fund is more or less than 25%. When updating, value options are 'true' for more than 25% or 'false' for 'less than 25'. When retrieving, value options are 'more than 25%' or 'less than 25%'.

string

percentEquityInterest

Determines the value of the pooled investment fund as a percentage.

number

entityPassiveInvestment

Indicates the investor was organized as a pool for passive investments. Value options are 'true', 'false' or blank.

string

cftcNfa

The collection of investor level data points related to Commodity Futures Trading Commission (CFTC) and National Futures Association (NFA) compliance reporting needs.

object

nfaId

National Futures Association (NFA) number for the Investor as indicated on the subscription document.

string

commodityTradingAdvisor

Indicator that denotes whether the Investor is a commodity trading advisor.

boolean

operator

Indicator that denotes whether the investor is a CPO as indicated on the subscription document.

boolean

otherDescription

Description that denotes when the investor is something other than a commodity pool operator or commodity trading advisor.

string

cftcCertification

Identifies the investor's Commodity Futures Trading Commission (CFTC) Rule 4.7 status. Value options are 'true', 'false' or blank.

boolean

cftcCertificationNotAcquiringSecOffered

With regards to CFTC, indicates the investor has total assets in excess of $5,000,000 and was not formed for the specific purpose of acquiring the securities offered.

boolean

cftcCertAccreditedInvestor

Indicates each of the investor’s equity owners is an accredited Investor for one of many reasons. Values options are 'true', 'false' or blank.

boolean

rule413Exempt

CFTC Rule 4.7 Classification: Relies upon an exemption from registration under CFTC Rule 4.13 (e.g., the 4.13(a)(3) "de minimis exemption") and has filed a notice claiming this exemption with the NFA.

boolean

noActionLetter1238

CFTC Rule 4.7 Classification: Is a "fund of funds", relies upon CFTC No-Action Letter 12-38, and has submitted a claim for no-action relief to the CFTC.

boolean

rule45Required

CFTC Rule 4.7 Classification: Relies upon the exclusion under CFTC Rule 4.5 and has filed a notice claiming this exclusion with the NFA.* (For example, registered investment companies may rely upon this exclusion.).

boolean

rule45NotRequired

CFTC Rule 4.7 Classification: Relies upon the exclusion under CFTC Rule 4.5 and is not required to file a notice claiming this exclusion with the NFA. (For example, certain pension plans may rely upon this exclusion.).

boolean

noActionLetter1237

CFTC Rule 4.7 Classification: Is a "family office", relies upon CFTC No-Action Letter 12-37, and has submitted a claim for no-action relief to the CFTC.

boolean

interpretiveGuidance

CFTC Rule 4.7 Classification: Is a "family office" pursuant to CFTC Interpretive guidance (other than CFTC No-Action Letter 12-37) and is not a commodity pool.

boolean

charitableFoundation

CFTC Rule 4.7 Classification: Is a charitable foundation and its operator is not required to register as a commodity pool operator.

boolean

rule310Exempt

Each of the Investor, its operator and each direct and indirect beneficial owner of the Investor is a person located outside the United States and the Investor is exempt from registering with the CFTC under CFTC Rule 3.10(c)(3)."

boolean

otherExemptionDesc

Provides additional detail when "Other Exemption" is true.

string

notEngaged

Not engaged in any activity that implicates CFTC registration requirements.

boolean

insurance

The collection of data points when the investor is an insurance company.

object

investorIsInsuranceCo

Identifies if the investor is an insurance company.

boolean

noAssets

When the investor is an insurance company, identifies the status of the insurance company's assets where none of the underlying assets of the investor's general account constitutes "plan assets" within the meaning of Section 401(c) of ERISA."

boolean

assets

When the investor is an insurance company, identifies the status of the insurance company's assets where a portion of the underlying assets of the investor's general account constitutes "plan assets" within the meaning of Section 401(c) of ERISA.

boolean

percentAssets

When the investor is an insurance company, identifies percent of "plan assets" where a portion of the underlying assets of the investor's general account constitute "plan assets."

number

placementAgent

Identifies if a placement agent was used to bring the investor into the fund. Value options are 'Yes', 'No', 'N/A' or blank.

string

placementAgentName

When a placement agent was used, this is the placement agent's name.

string

placementAgentPayment

When a placement agent was used, this is the payment terms applied for reporting purposes.

string

registeredFundAck

Indicates if investor is a registered fund. Value options are 'Yes', 'No' or blank.

string

registeredFundAffiliatedPerson

Indicates if investor is a registered fund affiliated person. Value options are 'Yes', 'No' or blank.

string

registeredFundName

Identifies the name of the registered fund.

string

regDBadActor

Indicates if the investor qualifies for Regulation D Bad Actor status. Value options are 'Yes', 'No' or blank.

string

fatca

Foreign Account Tax Compliance Act (FATCA) object groups data captured solely for FATCA reporting purposes. FATCA is used to locate U.S. citizens (residing in the U.S. or not) and "U.S. persons for tax purposes" and to collect and store information including total asset value and Social Security number. The law is used to detect assets, rather than income.

object

fatcaPreexisting

Indicator that denotes whether the Investor was a pre-existing FATCA account. Value of 'true' indicates pre-existing.

boolean

excludeFatca

Indicator that denotes Investor is excluded from FATCA. Value of 'true' indicates exclusion.

boolean

formPf

The collection of investor data points related to the SEC's Form Private Fund rule (Form PF) that requires private fund managers to report regulatory assets under management to the Financial Stability Oversight Council (FSOC), an organization established under Frank-Dodd.

object

beneOwnerType

Type of Beneficial Owner on Form PF reporting requirements as indicated on subscription document. The full list of beneficial owner types is available from the Lists product.

string

beneOwnerName

Name of the beneficial owner on Form PF. Form PF is a report provided to the Securities and Exchange Commission (SEC) by private product managers.

string

aifmd

The Alternative Investment Fund Managers Directive 2011/61/EU (AIFMD) is an EU law on the financial regulation of hedge funds, private equity, real estate funds and other Alternative Investment Fund Managers in the European Union. The full list of AIFMD types is available from the Lists API.

object

investorType

Type of investor as indicated on the subscription document as it relates AIFMD or Open Protocol. A full list of AIFMD types can be obtained through the Lists API.

string

reverseSolicitCert

Indicates the investor's AIFMD reverse solicitation status. Value options are 'Yes', 'No' or blank.

string

cpoPqr

The collection of investor data points a Commodity Pool Operator (CPO) is obligated to report on Pool Quarterly Reports (PQR).

object

securityLendingCollateral

Indicator that denotes whether the Investor has a securities lending agreement.

boolean

distribution

Capital Distributions for the period

string

cpoExempt

Information about the reason for exemption as indicated on the subscription document. Free text.

string

regExemptCpo

Status of the CPO as indicated on the subscription document. Value options are 'Exempt', 'Registered' or blank.

string

usGovtEntity

The collection of data points specific to an investor who is a government entity or investing on behalf of a government entity.

object

usGovtEntityStatus

Indicates whether this Investor is a US government entity. Value options are 'Yes', 'No', 'N/A' or blank.

string

usGovtEntityName

Identifies the name of the government entity when the investor is acting as a trustee, custodian or nominee for a beneficial owner that is a government entity.

string

usGovtEntitySubstantial

Identifies the name of the government entity when the Investor is an entity substantially owned by a government entity (e.g., a single investor vehicle) and the investment decisions of such entity are made or directed by such government entity.

string

payToPlayRep

Identifies the pay to play status for investors that are government entities. Value options are 'Yes', 'No', 'N/A' or blank.

string

usBankHoldingCo

Indicator that denotes whether the investor is a bank holding company. A bank holding company is a company that controls one or more banks, but does not necessarily engage in banking itself.

boolean

investorGovtEntityAffiliation

Indicates whether this Investor is a US government entity.

boolean

accountType

Identifies the type of GL Account as: Assets, Liabilities, Capital, Revenue, Expenses, Tax, Financial Top Side

string

dueDate

The date by which scheduled activity must be completed and it accepts the format as: [YYYY/MM/DD].

string

reportingPeriod

The reporting period with valid values Daily, Weekly, Monthly and Quarterly. This mandatory query parameter is used only in a request to retrieve a limited set of positions data.

string

deliveryMethods

Delivery methods for end investor communications. A contact relationship may have none, one or more methods. A full list of delivery methods can be obtained through the Lists API.

array

accountNumber

Code which uniquely identifies an individual or entity.

string

benchmark

The SEI benchmark ID of the product's primary benchmark

object

dates

Group of calendar dates associated with an investor pending transaction

object

primary

Indicates that the email is the primary email if there is more than one.

boolean

Investors

POST

/investors

Create an investor within your firm with all the desired attributes. Either an investor with just the externalId and name can be created or an investor with all the attributes can be created.

Prod:

https://api.seic.com/v1/investors

Header Parameters

Name	Description	Data Type
Authorization	access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"	string
AppKey	This is the Consumer Key provided during the App Registration process and is used to identify the user's application.	string
content-type	Valid value is application/json. This defines the content type of the request payload accepted by the API.	string

Body Parameters

Name	Description	Data Type	Required
requestPayload		object

HTTP Responses

Code

Description
202

Accepted-The request has been accepted for processing, but the processing may not be complete.
400

Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.
401

Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.
403

Forbidden-The SEI Server understood the request but refuses to fulfill it.
404

Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections
500

Internal Server Error - The SEI server was unable to fulfill the request due to an unknown condition. Please contact SEI for support. For More Info please refer to the "Response & Errors" FAQ under support.

TEST ENDPOINT

Authorization	access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"
AppKey	This is the Consumer Key provided during the App Registration process and is used to identify the user's application.
content-type	Valid value is application/json. This defines the content type of the request payload accepted by the API.

requestPayload

Request Body

Value
Schema

HTTP Basic

Set...

OAuth 2.0

Set...

API Key

Set...

Working...