Pending Transactions

GetBulkPendingTransactions

GET

/transactions

Retrieve all the Pending Investor level capital activity available in the SEI system.

Prod:
https://api.seic.com/v1/transactions
Query Parameters
Name Description Data Type Required
status

Status of the transactions. Value options are "Active" and "Cancel".

string

type

Describes the type of transaction. Value options are "New Subscription", "Additional Subscription", "Full Redemption", "Partial Redemption", "Full Transfer", "Partial Transfer", "Full Switch or Exchange", "Partial Switch or Exchange","New Commitment","Account Maintenance", "Dividend", "Rebate", "Equalization","Distribution", "Capital Call".

string

externalId

The client specific or external identifier that represents the product, fund, contact, investor,transaction or an alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

string

productExternalId

Unique business identifier for a product recognized by SEI and a third party system or application. Many times the productExternalId is used to synchronize SEI sourced data with another data source for the same record. Every product has an externalId.

string

investorExternalId

Unique business identifier for the investor.

string

contactExternalId

Unique business identifier. A business identifier always exists.

string

createStartDate

Last change start date for the record in ISO 8601 UTC format. Can be used to target records modified on, since or between specified datetime. Date only can be accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

string

createEndDate

Created end date for the contact. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

changeStartDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

string

changeEndDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 23:59:59:9999. Datetime is Eastern Standard Time (EST).

string

startDate

The earliest date within a range in ISO 8601 format YYYY-MM-DD.

string

endDate

The latest date within a range in ISO 8601 format YYYY-MM-DD.

string

limit

Number of records per page. Many responses have a maximum of 50 records per page.

string

Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

TEST ENDPOINT
status

Status of the transactions. Value options are "Active" and "Cancel".

type

Describes the type of transaction. Value options are "New Subscription", "Additional Subscription", "Full Redemption", "Partial Redemption", "Full Transfer", "Partial Transfer", "Full Switch or Exchange", "Partial Switch or Exchange","New Commitment","Account Maintenance", "Dividend", "Rebate", "Equalization","Distribution", "Capital Call".

externalId

The client specific or external identifier that represents the product, fund, contact, investor,transaction or an alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

productExternalId

Unique business identifier for a product recognized by SEI and a third party system or application. Many times the productExternalId is used to synchronize SEI sourced data with another data source for the same record. Every product has an externalId.

investorExternalId

Unique business identifier for the investor.

contactExternalId

Unique business identifier. A business identifier always exists.

createStartDate

Last change start date for the record in ISO 8601 UTC format. Can be used to target records modified on, since or between specified datetime. Date only can be accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

createEndDate

Created end date for the contact. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

changeStartDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

changeEndDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 23:59:59:9999. Datetime is Eastern Standard Time (EST).

startDate

The earliest date within a range in ISO 8601 format YYYY-MM-DD.

endDate

The latest date within a range in ISO 8601 format YYYY-MM-DD.

limit

Number of records per page. Many responses have a maximum of 50 records per page.

Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

Request Body

HTTP Basic

OAuth 2.0

API Key

Working...

Pending Transactions

GetBulkPendingTransactions

GET

/transactions

Retrieve all the Pending Investor level capital activity available in the SEI system.

Prod:
https://api.seic.com/v1/transactions
Query Parameters
Name Description Data Type Required
status

Status of the transactions. Value options are "Active" and "Cancel".

string

type

Describes the type of transaction. Value options are "New Subscription", "Additional Subscription", "Full Redemption", "Partial Redemption", "Full Transfer", "Partial Transfer", "Full Switch or Exchange", "Partial Switch or Exchange","New Commitment","Account Maintenance", "Dividend", "Rebate", "Equalization","Distribution", "Capital Call".

string

externalId

The client specific or external identifier that represents the product, fund, contact, investor,transaction or an alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

string

productExternalId

Unique business identifier for a product recognized by SEI and a third party system or application. Many times the productExternalId is used to synchronize SEI sourced data with another data source for the same record. Every product has an externalId.

string

investorExternalId

Unique business identifier for the investor.

string

contactExternalId

Unique business identifier. A business identifier always exists.

string

createStartDate

Last change start date for the record in ISO 8601 UTC format. Can be used to target records modified on, since or between specified datetime. Date only can be accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

string

createEndDate

Created end date for the contact. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

changeStartDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

string

changeEndDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 23:59:59:9999. Datetime is Eastern Standard Time (EST).

string

startDate

The earliest date within a range in ISO 8601 format YYYY-MM-DD.

string

endDate

The latest date within a range in ISO 8601 format YYYY-MM-DD.

string

limit

Number of records per page. Many responses have a maximum of 50 records per page.

string

Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

TEST ENDPOINT
status

Status of the transactions. Value options are "Active" and "Cancel".

type

Describes the type of transaction. Value options are "New Subscription", "Additional Subscription", "Full Redemption", "Partial Redemption", "Full Transfer", "Partial Transfer", "Full Switch or Exchange", "Partial Switch or Exchange","New Commitment","Account Maintenance", "Dividend", "Rebate", "Equalization","Distribution", "Capital Call".

externalId

The client specific or external identifier that represents the product, fund, contact, investor,transaction or an alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

productExternalId

Unique business identifier for a product recognized by SEI and a third party system or application. Many times the productExternalId is used to synchronize SEI sourced data with another data source for the same record. Every product has an externalId.

investorExternalId

Unique business identifier for the investor.

contactExternalId

Unique business identifier. A business identifier always exists.

createStartDate

Last change start date for the record in ISO 8601 UTC format. Can be used to target records modified on, since or between specified datetime. Date only can be accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

createEndDate

Created end date for the contact. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

changeStartDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

changeEndDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 23:59:59:9999. Datetime is Eastern Standard Time (EST).

startDate

The earliest date within a range in ISO 8601 format YYYY-MM-DD.

endDate

The latest date within a range in ISO 8601 format YYYY-MM-DD.

limit

Number of records per page. Many responses have a maximum of 50 records per page.

Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

Request Body

HTTP Basic

OAuth 2.0

API Key

Working...

Test: https://test.api.seic.com/v1/transactions
TLS*: https://mtls.api.seic.com/v1/transactions
*The TLS endpoint is only used if Server Based Application was selected during the App Registration process.
STEP 2

Pass the oAuth Token and the App key to invoke this endpoint for a particular application.

Pending Transactions

GetBulkPendingTransactions

GET

/transactions

Retrieve all the Pending Investor level capital activity available in the SEI system.

Prod:
https://api.seic.com/v1/transactions
Query Parameters
Name Description Data Type Required
status

Status of the transactions. Value options are "Active" and "Cancel".

string

type

Describes the type of transaction. Value options are "New Subscription", "Additional Subscription", "Full Redemption", "Partial Redemption", "Full Transfer", "Partial Transfer", "Full Switch or Exchange", "Partial Switch or Exchange","New Commitment","Account Maintenance", "Dividend", "Rebate", "Equalization","Distribution", "Capital Call".

string

externalId

The client specific or external identifier that represents the product, fund, contact, investor,transaction or an alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

string

productExternalId

Unique business identifier for a product recognized by SEI and a third party system or application. Many times the productExternalId is used to synchronize SEI sourced data with another data source for the same record. Every product has an externalId.

string

investorExternalId

Unique business identifier for the investor.

string

contactExternalId

Unique business identifier. A business identifier always exists.

string

createStartDate

Last change start date for the record in ISO 8601 UTC format. Can be used to target records modified on, since or between specified datetime. Date only can be accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

string

createEndDate

Created end date for the contact. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

changeStartDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

string

changeEndDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 23:59:59:9999. Datetime is Eastern Standard Time (EST).

string

startDate

The earliest date within a range in ISO 8601 format YYYY-MM-DD.

string

endDate

The latest date within a range in ISO 8601 format YYYY-MM-DD.

string

limit

Number of records per page. Many responses have a maximum of 50 records per page.

string

Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

TEST ENDPOINT
status

Status of the transactions. Value options are "Active" and "Cancel".

type

Describes the type of transaction. Value options are "New Subscription", "Additional Subscription", "Full Redemption", "Partial Redemption", "Full Transfer", "Partial Transfer", "Full Switch or Exchange", "Partial Switch or Exchange","New Commitment","Account Maintenance", "Dividend", "Rebate", "Equalization","Distribution", "Capital Call".

externalId

The client specific or external identifier that represents the product, fund, contact, investor,transaction or an alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

productExternalId

Unique business identifier for a product recognized by SEI and a third party system or application. Many times the productExternalId is used to synchronize SEI sourced data with another data source for the same record. Every product has an externalId.

investorExternalId

Unique business identifier for the investor.

contactExternalId

Unique business identifier. A business identifier always exists.

createStartDate

Last change start date for the record in ISO 8601 UTC format. Can be used to target records modified on, since or between specified datetime. Date only can be accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

createEndDate

Created end date for the contact. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

changeStartDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

changeEndDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 23:59:59:9999. Datetime is Eastern Standard Time (EST).

startDate

The earliest date within a range in ISO 8601 format YYYY-MM-DD.

endDate

The latest date within a range in ISO 8601 format YYYY-MM-DD.

limit

Number of records per page. Many responses have a maximum of 50 records per page.

Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

Request Body

HTTP Basic

OAuth 2.0

API Key

Working...

SAMPLE REQUEST

curl -X GET \
   https://api.seic.com/v1/transactions \
  -H 'appkey: gsedgaerhDSHGRSH' \
  -H 'authorization: Bearer ADsgdnnkjnfdIKJN' \



REQUEST HEADER

Authorization: Bearer ADsgdnnkjnfdIKJN
AppKey: gsedgaerhDSHGRSH
RESPONSE HEADER

Content-Type: application/json 
Status: 200 OK 
requesttrackingid: 67e1ff68-164f-03ad-0f2d-5cbbfda56ec9


SAMPLE RESPONSE

New Subscription
{
    "data": [
        {
            "externalId": "IS9999142",
            "status": "Active",
            "type": "New Subscription",
            "subType": null,
            "amount": "1000000.0000",
            "currencyIsoCode": "USD",
            "unitType": null,
            "unitAmount": "",
            "proceedsAmountReceived": null,
            "placementFees": null,
            "notionalAmount": null,
            "redemptionFee": null,
            "interestEarned": null,
            "netAmount": null,
            "accountMaintenanceType": null,
            "newInvestorName": null,
            "product": {
                "productExternalId": "WWCEDLP",
                "shareClass": null,
                "subProductExternalId": null,
                "links": [
                    {
                        "rel": "productMetadata",
                        "href": "https://test.api.seic.com/v1/products/metadata?firmId=9999&externalId=WWCEDLP&type=Fund&subType=&validateRequest=false"
                    }
                ]
            },
            "investor": {
                "investorExternalId": "Crump",
                "productInvestorExternalId": "3249239084",
                "subProductInvestorExternalId": null,
                "links": [
                    {
                        "rel": "investorMetadata",
                        "href": "https://test.api.seic.com/v1/investors/metadata?firmId=9999&externalId=Crump&validateRequest=false"
                    }
                ]
            },
            "dates": {
                "tradeDate": "2014-04-01T00:00:00",
                "docReceivedDate": "2014-04-01T00:00:00",
                "proceedsReceivedDate": null,
                "proceedsReleaseDate": null,
                "fieldsToNull": null
            },
            "notesFromFirm": null,
            "notesFromSei": null,
            "clientType": "Existing",
            "copyNumber": null,
            "workflow": {
                "workflowTransactionId": null
            },
            "financialAdvisor": {
                "contactExternalId": [
                    "ip1",
                    "DCeneviva10167"
                ],
                "links": [
                    {
                        "rel": "contactMetadata",
                        "href": "https://test.api.seic.com/v1/contacts/metadata?firmId=9999&externalId=ip1&validateRequest=false"
                    },
                    {
                        "rel": "contactMetadata",
                        "href": "https://test.api.seic.com/v1/contacts/metadata?firmId=9999&externalId=DCeneviva10167&validateRequest=false"
                    }
                ]
            },
            "transferInSubProduct": null,
            "transferInInvestor": null,
            "transferInFinancialAdvisor": null,
            "switchInProduct": null,
            "switchInSubProduct": null,
            "switchInPendingTransaction": null,
            "changeDate": "2018-09-20T18:10:24.027",
            "createDate": "2014-05-23T10:55:04"
        }
    ],
    "paging": {
        "cursors": {
            "before": "MTQy",
            "after": "MTQy",
            "max": "MTQy",
            "last": null,
            "resultCount": 1
        },
        "totalCount": 1,
        "limit": 1,
        "previous": null,
        "next": null,
        "self": "https://test.api.seic.com/v1/transactions?externalId=IS9999142 &limit=1",
        "first": "https://test.api.seic.com/v1/transactions?externalId=IS9999142 &limit=1",
        "last": null
    }
}
Partial Transfer
{
    "data": [
        {
            "externalId": "IS9999152",
            "status": "Active",
            "type": "Partial Transfer",
            "subType": null,
            "amount": "100000.0000",
            "currencyIsoCode": "USD",
            "unitType": null,
            "unitAmount": "",
            "proceedsAmountReceived": null,
            "placementFees": null,
            "notionalAmount": null,
            "redemptionFee": null,
            "interestEarned": null,
            "netAmount": null,
            "accountMaintenanceType": null,
            "newInvestorName": null,
            "product": {
                "productExternalId": "WWCEDLP",
                "shareClass": null,
                "subProductExternalId": null,
                "links": [
                    {
                        "rel": "productMetadata",
                        "href": "https://test.api.seic.com/v1/products/metadata?firmId=9999&externalId=WWCEDLP&type=Fund&subType=&validateRequest=false"
                    }
                ]
            },
            "investor": {
                "investorExternalId": "JDoe",
                "productInvestorExternalId": null,
                "subProductInvestorExternalId": null,
                "links": [
                    {
                        "rel": "investorMetadata",
                        "href": "https://test.api.seic.com/v1/investors/metadata?firmId=9999&externalId=JDoe&validateRequest=false"
                    }
                ]
            },
            "dates": {
                "tradeDate": "2014-05-01T00:00:00",
                "docReceivedDate": "2014-05-01T00:00:00",
                "proceedsReceivedDate": null,
                "proceedsReleaseDate": null,
                "fieldsToNull": null
            },
            "notesFromFirm": null,
            "notesFromSei": null,
            "clientType": "New",
            "copyNumber": null,
            "workflow": {
                "workflowTransactionId": null
            },
            "financialAdvisor": {
                "contactExternalId": [
                    "IPCrump"
                ],
                "links": [
                    {
                        "rel": "contactMetadata",
                        "href": "https://test.api.seic.com/v1/contacts/metadata?firmId=9999&externalId=IPCrump&validateRequest=false"
                    }
                ]
            },
            "transferInSubProduct": null,
            "transferInInvestor": {
                "investorExternalId": "Crump",
                "links": [
                    {
                        "rel": "investorMetadata",
                        "href": "https://test.api.seic.com/v1/investors/metadata?firmId=9999&externalId=Crump&validateRequest=false"
                    }
                ],
                "productInvestorExternalId": "3249239084"
            },
            "transferInFinancialAdvisor": {
                "contactExternalId": [
                    "ip1",
                    "DCeneviva10167"
                ],
                "links": [
                    {
                        "rel": "contactMetadata",
                        "href": "https://test.api.seic.com/v1/contacts/metadata?firmId=9999&externalId=ip1&validateRequest=false"
                    },
                    {
                        "rel": "contactMetadata",
                        "href": "https://test.api.seic.com/v1/contacts/metadata?firmId=9999&externalId=DCeneviva10167&validateRequest=false"
                    }
                ]
            },
            "switchInProduct": null,
            "switchInSubProduct": null,
            "switchInPendingTransaction": null,
            "changeDate": "2018-09-20T18:10:24.027",
            "createDate": "2014-05-27T14:41:56"
        }
    ],
    "paging": {
        "cursors": {
            "before": "MTUy",
            "after": "MTUy",
            "max": "MTUy",
            "last": null,
            "resultCount": 1
        },
        "totalCount": 1,
        "limit": 1,
        "previous": null,
        "next": null,
        "self": "https://test.api.seic.com/v1/transactions?externalId=IS9999152 &limit=1",
        "first": "https://test.api.seic.com/v1/transactions?externalId=IS9999152 &limit=1",
        "last": null
    }
}
MODEL
Operations
Name Description Data Type (L)
externalId

Unique business identifier that represents a contact, investor, product, transaction or alternate entity recognized by SEI and a third party system or application.  Many times the externalId is used to synchronize SEI sourced data with another data source for the same record.

string
status

Defines the status for a specific pending transaction, such as 'Active' or 'Cancel'.

string(30)
type

Type of contact or third party

string
subType

A secondary or subordinate type included within a more general type. Investors, Contacts, Transactions and Products all have associated types and subtypes to further describe these entities.

string (100)
currencyIsoCode

The currency code in which the transaction is paid in.

string
unitType

For transaction units that are shares or percent. A full list of unit types can be obtained through the Lists API.

string(30)
unitAmount

Transaction amount when in shares or percent.

string(13)
proceedsAmountReceived

Proceeds amount received. Only applicable for transaction types of 'New Subscription', 'Additional Subscription', 'Capital Call'.

number(9)
placementFees

Placement fees, only applicable for incoming transactions.

number(9)
notionalAmount

Notional exposure amount. Notional value helps distinguish the total value of a trade from the cost of taking the trade.

number(9)
redemptionFee

Redemption fee amount.

number(9)
interestEarned

Interest earned amount.

number(9)
netAmount

The net cash amount of a transactions after associated charges and deductions have been subtracted.

number(9)
accountMaintenanceType

Type of investor account maintenance change being requested. A full list of account maintenance types can be obtained through the Lists API.

string(60)
newInvestorName

Used with account maintenance transaction type when an investor name needs to be updated.

string
shareClass

Class assigned to investor based on subscription document criteria.

string(100)
productExternalId

Unique business identifier for a product recognized by SEI and a third party system or application.  Many times the productExternalId is used to synchronize SEI sourced data with another data source for the same record. Every product has an externalId.

string (40)
subProductExternalId

Unique business identifier. A business identifier always exists.

string
links

Embedded URLs in responses that allow for easier navigation.

array
rel

The name of a link returned by the href URL. This is immutable.

string
href

Fully configured URL to obtain more information regarding an entity. Allows for easier navigation across products. These links should not be cached.

string
investor

Indicates the external investor ID related to the contact relationship.

object
investorExternalId

Unique business identifier for the investor.

string
productInvestorExternalId

Business identifier for the investor product relationship recognized by a third party system or application. Many times the externalProductInvestorId is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.

string
tradeDate

The date the order was executed, e.g., the effective date, in ISO 8601 format YYYY-MM-DD.

string
docReceivedDate

Date the documents requesting the trade was received in ISO 8601 format YYYY-MM-DD. Applicable to all transaction types except Distribution and Dividend. Date is Eastern Standard Time (EST).

string
proceedsReceivedDate

Date the proceeds were received in ISO 8601 format YYYY-MM-DD.

string
proceedsReleasedDate

Date funds were released to operating account in ISO 8601 format YYYY-MM-DD. Only applicable for the following transaction types 'New Subscription', 'Additional Subscription', 'Rebate', 'Capital Call'. Date is Eastern Standard Time (EST).

string
notesFromFirm

Notes/Free text field.

string
notesFromSei

Notes/Free text field.

string(250)
clientType

Identifies on a pending transaction whether the investor is new or existing.

string(30)
copyNumber

Control number that identifies the version of subscription document provided to investor.

string(15)
workflow

The workflow object contains the identifier that links an investor pending transaction to the applicable workflow in SEI's workflow system. This can be used to query the current status of the workflow.

object
workflowTransactionId

WorkDesk ticket number for AML purposes. This can be used to request the current AML status for a given transaction.

string(50)
financialAdvisor

The collection of fields captured when a financial advisor is listed as a contact for a given investor.

object
contactExternalId

Unique business identifier. A business identifier always exists.

string
transferInSubProduct

On an investor pending transaction type of Transfer, this is the unique identifier for the subproduct on the transferee side.

object
transferInInvestor

On an investor pending transaction type of Transfer, this is the unique identifier for the investor on the transferee side.

object
transferInFinancialAdvisor

On an investor pending transaction type of Transfer, this is the unique identifier for the financial on the transferee side.

object
switchInProduct

On an investor pending transaction type of Switch or Exchange, this is the unique identifier for the Product on the receiving side.

object
switchInSubProduct

On an investor pending transaction type of Switch or Exchange, this is the unique identifier for the subproduct on the receiving side.

object
switchInPendingTransaction

On an investor pending transaction type of Switch or Exchange, these are additional field specific to the receiving side.

object
changeDate

Latest date the entity relevant to the API was modified. Date is in ISO 8601 format YYYY-MM-DD. Datetime is Eastern Standard Time (EST).

string
createDate

Initial create timestamp for the record. Datetime is Eastern Standard Time (EST).

string
subProductInvestorExternalId

Business identifier for the investor subproduct relationship.

string
dates

Group of calendar dates associated with an investor pending transaction

object
product

Indicates the product mnemonic related to the contact relationship.

object
amount

This column returns debits as positive numbers and credits negative numbers at the fund or investor level depending on the fund Currency for the transaction

string(19)


Pending Transactions

GetBulkPendingTransactions

GET

/transactions

Retrieve all the Pending Investor level capital activity available in the SEI system.

Prod:
https://api.seic.com/v1/transactions
Query Parameters
Name Description Data Type Required
status

Status of the transactions. Value options are "Active" and "Cancel".

string

type

Describes the type of transaction. Value options are "New Subscription", "Additional Subscription", "Full Redemption", "Partial Redemption", "Full Transfer", "Partial Transfer", "Full Switch or Exchange", "Partial Switch or Exchange","New Commitment","Account Maintenance", "Dividend", "Rebate", "Equalization","Distribution", "Capital Call".

string

externalId

The client specific or external identifier that represents the product, fund, contact, investor,transaction or an alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

string

productExternalId

Unique business identifier for a product recognized by SEI and a third party system or application. Many times the productExternalId is used to synchronize SEI sourced data with another data source for the same record. Every product has an externalId.

string

investorExternalId

Unique business identifier for the investor.

string

contactExternalId

Unique business identifier. A business identifier always exists.

string

createStartDate

Last change start date for the record in ISO 8601 UTC format. Can be used to target records modified on, since or between specified datetime. Date only can be accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

string

createEndDate

Created end date for the contact. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

changeStartDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

string

changeEndDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 23:59:59:9999. Datetime is Eastern Standard Time (EST).

string

startDate

The earliest date within a range in ISO 8601 format YYYY-MM-DD.

string

endDate

The latest date within a range in ISO 8601 format YYYY-MM-DD.

string

limit

Number of records per page. Many responses have a maximum of 50 records per page.

string

Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

TEST ENDPOINT
status

Status of the transactions. Value options are "Active" and "Cancel".

type

Describes the type of transaction. Value options are "New Subscription", "Additional Subscription", "Full Redemption", "Partial Redemption", "Full Transfer", "Partial Transfer", "Full Switch or Exchange", "Partial Switch or Exchange","New Commitment","Account Maintenance", "Dividend", "Rebate", "Equalization","Distribution", "Capital Call".

externalId

The client specific or external identifier that represents the product, fund, contact, investor,transaction or an alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

productExternalId

Unique business identifier for a product recognized by SEI and a third party system or application. Many times the productExternalId is used to synchronize SEI sourced data with another data source for the same record. Every product has an externalId.

investorExternalId

Unique business identifier for the investor.

contactExternalId

Unique business identifier. A business identifier always exists.

createStartDate

Last change start date for the record in ISO 8601 UTC format. Can be used to target records modified on, since or between specified datetime. Date only can be accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

createEndDate

Created end date for the contact. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

changeStartDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

changeEndDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 23:59:59:9999. Datetime is Eastern Standard Time (EST).

startDate

The earliest date within a range in ISO 8601 format YYYY-MM-DD.

endDate

The latest date within a range in ISO 8601 format YYYY-MM-DD.

limit

Number of records per page. Many responses have a maximum of 50 records per page.

Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

Request Body

HTTP Basic

OAuth 2.0

API Key

Working...

Pending Transactions

GetBulkPendingTransactions

GET

/transactions

Retrieve all the Pending Investor level capital activity available in the SEI system.

Prod:
https://api.seic.com/v1/transactions
Query Parameters
Name Description Data Type Required
status

Status of the transactions. Value options are "Active" and "Cancel".

string

type

Describes the type of transaction. Value options are "New Subscription", "Additional Subscription", "Full Redemption", "Partial Redemption", "Full Transfer", "Partial Transfer", "Full Switch or Exchange", "Partial Switch or Exchange","New Commitment","Account Maintenance", "Dividend", "Rebate", "Equalization","Distribution", "Capital Call".

string

externalId

The client specific or external identifier that represents the product, fund, contact, investor,transaction or an alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

string

productExternalId

Unique business identifier for a product recognized by SEI and a third party system or application. Many times the productExternalId is used to synchronize SEI sourced data with another data source for the same record. Every product has an externalId.

string

investorExternalId

Unique business identifier for the investor.

string

contactExternalId

Unique business identifier. A business identifier always exists.

string

createStartDate

Last change start date for the record in ISO 8601 UTC format. Can be used to target records modified on, since or between specified datetime. Date only can be accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

string

createEndDate

Created end date for the contact. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

changeStartDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

string

changeEndDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 23:59:59:9999. Datetime is Eastern Standard Time (EST).

string

startDate

The earliest date within a range in ISO 8601 format YYYY-MM-DD.

string

endDate

The latest date within a range in ISO 8601 format YYYY-MM-DD.

string

limit

Number of records per page. Many responses have a maximum of 50 records per page.

string

Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

TEST ENDPOINT
status

Status of the transactions. Value options are "Active" and "Cancel".

type

Describes the type of transaction. Value options are "New Subscription", "Additional Subscription", "Full Redemption", "Partial Redemption", "Full Transfer", "Partial Transfer", "Full Switch or Exchange", "Partial Switch or Exchange","New Commitment","Account Maintenance", "Dividend", "Rebate", "Equalization","Distribution", "Capital Call".

externalId

The client specific or external identifier that represents the product, fund, contact, investor,transaction or an alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

productExternalId

Unique business identifier for a product recognized by SEI and a third party system or application. Many times the productExternalId is used to synchronize SEI sourced data with another data source for the same record. Every product has an externalId.

investorExternalId

Unique business identifier for the investor.

contactExternalId

Unique business identifier. A business identifier always exists.

createStartDate

Last change start date for the record in ISO 8601 UTC format. Can be used to target records modified on, since or between specified datetime. Date only can be accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

createEndDate

Created end date for the contact. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

changeStartDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

changeEndDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 23:59:59:9999. Datetime is Eastern Standard Time (EST).

startDate

The earliest date within a range in ISO 8601 format YYYY-MM-DD.

endDate

The latest date within a range in ISO 8601 format YYYY-MM-DD.

limit

Number of records per page. Many responses have a maximum of 50 records per page.

Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

Request Body

HTTP Basic

OAuth 2.0

API Key

Working...

Test: https://test.api.seic.com/v1/transactions
TLS*: https://mtls.api.seic.com/v1/transactions
*The TLS endpoint is only used if Server Based Application was selected during the App Registration process.
STEP 1



STEP 2

Pass the oAuth Token and the App key to invoke this endpoint for a particular application.

Pending Transactions

GetBulkPendingTransactions

GET

/transactions

Retrieve all the Pending Investor level capital activity available in the SEI system.

Prod:
https://api.seic.com/v1/transactions
Query Parameters
Name Description Data Type Required
status

Status of the transactions. Value options are "Active" and "Cancel".

string

type

Describes the type of transaction. Value options are "New Subscription", "Additional Subscription", "Full Redemption", "Partial Redemption", "Full Transfer", "Partial Transfer", "Full Switch or Exchange", "Partial Switch or Exchange","New Commitment","Account Maintenance", "Dividend", "Rebate", "Equalization","Distribution", "Capital Call".

string

externalId

The client specific or external identifier that represents the product, fund, contact, investor,transaction or an alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

string

productExternalId

Unique business identifier for a product recognized by SEI and a third party system or application. Many times the productExternalId is used to synchronize SEI sourced data with another data source for the same record. Every product has an externalId.

string

investorExternalId

Unique business identifier for the investor.

string

contactExternalId

Unique business identifier. A business identifier always exists.

string

createStartDate

Last change start date for the record in ISO 8601 UTC format. Can be used to target records modified on, since or between specified datetime. Date only can be accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

string

createEndDate

Created end date for the contact. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

changeStartDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

string

changeEndDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 23:59:59:9999. Datetime is Eastern Standard Time (EST).

string

startDate

The earliest date within a range in ISO 8601 format YYYY-MM-DD.

string

endDate

The latest date within a range in ISO 8601 format YYYY-MM-DD.

string

limit

Number of records per page. Many responses have a maximum of 50 records per page.

string

Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

TEST ENDPOINT
status

Status of the transactions. Value options are "Active" and "Cancel".

type

Describes the type of transaction. Value options are "New Subscription", "Additional Subscription", "Full Redemption", "Partial Redemption", "Full Transfer", "Partial Transfer", "Full Switch or Exchange", "Partial Switch or Exchange","New Commitment","Account Maintenance", "Dividend", "Rebate", "Equalization","Distribution", "Capital Call".

externalId

The client specific or external identifier that represents the product, fund, contact, investor,transaction or an alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

productExternalId

Unique business identifier for a product recognized by SEI and a third party system or application. Many times the productExternalId is used to synchronize SEI sourced data with another data source for the same record. Every product has an externalId.

investorExternalId

Unique business identifier for the investor.

contactExternalId

Unique business identifier. A business identifier always exists.

createStartDate

Last change start date for the record in ISO 8601 UTC format. Can be used to target records modified on, since or between specified datetime. Date only can be accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

createEndDate

Created end date for the contact. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

changeStartDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

changeEndDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 23:59:59:9999. Datetime is Eastern Standard Time (EST).

startDate

The earliest date within a range in ISO 8601 format YYYY-MM-DD.

endDate

The latest date within a range in ISO 8601 format YYYY-MM-DD.

limit

Number of records per page. Many responses have a maximum of 50 records per page.

Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

Request Body

HTTP Basic

OAuth 2.0

API Key

Working...

SAMPLE REQUEST

curl -X GET \
   https://api.seic.com/v1/transactions \
  -H 'appkey: gsedgaerhDSHGRSH' \
  -H 'authorization: Bearer ADsgdnnkjnfdIKJN' \



REQUEST HEADER

Authorization: Bearer ADsgdnnkjnfdIKJN
AppKey: gsedgaerhDSHGRSH
RESPONSE HEADER

Content-Type: application/json 
Status: 200 OK 
requesttrackingid: 67e1ff68-164f-03ad-0f2d-5cbbfda56ec9


SAMPLE RESPONSE

New Subscription
{
    "data": [
        {
            "externalId": "IS9999142",
            "status": "Active",
            "type": "New Subscription",
            "subType": null,
            "amount": "1000000.0000",
            "currencyIsoCode": "USD",
            "unitType": null,
            "unitAmount": "",
            "proceedsAmountReceived": null,
            "placementFees": null,
            "notionalAmount": null,
            "redemptionFee": null,
            "interestEarned": null,
            "netAmount": null,
            "accountMaintenanceType": null,
            "newInvestorName": null,
            "product": {
                "productExternalId": "WWCEDLP",
                "shareClass": null,
                "subProductExternalId": null,
                "links": [
                    {
                        "rel": "productMetadata",
                        "href": "https://test.api.seic.com/v1/products/metadata?firmId=9999&externalId=WWCEDLP&type=Fund&subType=&validateRequest=false"
                    }
                ]
            },
            "investor": {
                "investorExternalId": "Crump",
                "productInvestorExternalId": "3249239084",
                "subProductInvestorExternalId": null,
                "links": [
                    {
                        "rel": "investorMetadata",
                        "href": "https://test.api.seic.com/v1/investors/metadata?firmId=9999&externalId=Crump&validateRequest=false"
                    }
                ]
            },
            "dates": {
                "tradeDate": "2014-04-01T00:00:00",
                "docReceivedDate": "2014-04-01T00:00:00",
                "proceedsReceivedDate": null,
                "proceedsReleaseDate": null,
                "fieldsToNull": null
            },
            "notesFromFirm": null,
            "notesFromSei": null,
            "clientType": "Existing",
            "copyNumber": null,
            "workflow": {
                "workflowTransactionId": null
            },
            "financialAdvisor": {
                "contactExternalId": [
                    "ip1",
                    "DCeneviva10167"
                ],
                "links": [
                    {
                        "rel": "contactMetadata",
                        "href": "https://test.api.seic.com/v1/contacts/metadata?firmId=9999&externalId=ip1&validateRequest=false"
                    },
                    {
                        "rel": "contactMetadata",
                        "href": "https://test.api.seic.com/v1/contacts/metadata?firmId=9999&externalId=DCeneviva10167&validateRequest=false"
                    }
                ]
            },
            "transferInSubProduct": null,
            "transferInInvestor": null,
            "transferInFinancialAdvisor": null,
            "switchInProduct": null,
            "switchInSubProduct": null,
            "switchInPendingTransaction": null,
            "changeDate": "2018-09-20T18:10:24.027",
            "createDate": "2014-05-23T10:55:04"
        }
    ],
    "paging": {
        "cursors": {
            "before": "MTQy",
            "after": "MTQy",
            "max": "MTQy",
            "last": null,
            "resultCount": 1
        },
        "totalCount": 1,
        "limit": 1,
        "previous": null,
        "next": null,
        "self": "https://test.api.seic.com/v1/transactions?externalId=IS9999142 &limit=1",
        "first": "https://test.api.seic.com/v1/transactions?externalId=IS9999142 &limit=1",
        "last": null
    }
}
Partial Transfer
{
    "data": [
        {
            "externalId": "IS9999152",
            "status": "Active",
            "type": "Partial Transfer",
            "subType": null,
            "amount": "100000.0000",
            "currencyIsoCode": "USD",
            "unitType": null,
            "unitAmount": "",
            "proceedsAmountReceived": null,
            "placementFees": null,
            "notionalAmount": null,
            "redemptionFee": null,
            "interestEarned": null,
            "netAmount": null,
            "accountMaintenanceType": null,
            "newInvestorName": null,
            "product": {
                "productExternalId": "WWCEDLP",
                "shareClass": null,
                "subProductExternalId": null,
                "links": [
                    {
                        "rel": "productMetadata",
                        "href": "https://test.api.seic.com/v1/products/metadata?firmId=9999&externalId=WWCEDLP&type=Fund&subType=&validateRequest=false"
                    }
                ]
            },
            "investor": {
                "investorExternalId": "JDoe",
                "productInvestorExternalId": null,
                "subProductInvestorExternalId": null,
                "links": [
                    {
                        "rel": "investorMetadata",
                        "href": "https://test.api.seic.com/v1/investors/metadata?firmId=9999&externalId=JDoe&validateRequest=false"
                    }
                ]
            },
            "dates": {
                "tradeDate": "2014-05-01T00:00:00",
                "docReceivedDate": "2014-05-01T00:00:00",
                "proceedsReceivedDate": null,
                "proceedsReleaseDate": null,
                "fieldsToNull": null
            },
            "notesFromFirm": null,
            "notesFromSei": null,
            "clientType": "New",
            "copyNumber": null,
            "workflow": {
                "workflowTransactionId": null
            },
            "financialAdvisor": {
                "contactExternalId": [
                    "IPCrump"
                ],
                "links": [
                    {
                        "rel": "contactMetadata",
                        "href": "https://test.api.seic.com/v1/contacts/metadata?firmId=9999&externalId=IPCrump&validateRequest=false"
                    }
                ]
            },
            "transferInSubProduct": null,
            "transferInInvestor": {
                "investorExternalId": "Crump",
                "links": [
                    {
                        "rel": "investorMetadata",
                        "href": "https://test.api.seic.com/v1/investors/metadata?firmId=9999&externalId=Crump&validateRequest=false"
                    }
                ],
                "productInvestorExternalId": "3249239084"
            },
            "transferInFinancialAdvisor": {
                "contactExternalId": [
                    "ip1",
                    "DCeneviva10167"
                ],
                "links": [
                    {
                        "rel": "contactMetadata",
                        "href": "https://test.api.seic.com/v1/contacts/metadata?firmId=9999&externalId=ip1&validateRequest=false"
                    },
                    {
                        "rel": "contactMetadata",
                        "href": "https://test.api.seic.com/v1/contacts/metadata?firmId=9999&externalId=DCeneviva10167&validateRequest=false"
                    }
                ]
            },
            "switchInProduct": null,
            "switchInSubProduct": null,
            "switchInPendingTransaction": null,
            "changeDate": "2018-09-20T18:10:24.027",
            "createDate": "2014-05-27T14:41:56"
        }
    ],
    "paging": {
        "cursors": {
            "before": "MTUy",
            "after": "MTUy",
            "max": "MTUy",
            "last": null,
            "resultCount": 1
        },
        "totalCount": 1,
        "limit": 1,
        "previous": null,
        "next": null,
        "self": "https://test.api.seic.com/v1/transactions?externalId=IS9999152 &limit=1",
        "first": "https://test.api.seic.com/v1/transactions?externalId=IS9999152 &limit=1",
        "last": null
    }
}
MODEL
Operations
Name Description Data Type (L)
externalId

Unique business identifier that represents a contact, investor, product, transaction or alternate entity recognized by SEI and a third party system or application.  Many times the externalId is used to synchronize SEI sourced data with another data source for the same record.

string
status

Defines the status for a specific pending transaction, such as 'Active' or 'Cancel'.

string(30)
type

Type of contact or third party

string
subType

A secondary or subordinate type included within a more general type. Investors, Contacts, Transactions and Products all have associated types and subtypes to further describe these entities.

string (100)
currencyIsoCode

The currency code in which the transaction is paid in.

string
unitType

For transaction units that are shares or percent. A full list of unit types can be obtained through the Lists API.

string(30)
unitAmount

Transaction amount when in shares or percent.

string(13)
proceedsAmountReceived

Proceeds amount received. Only applicable for transaction types of 'New Subscription', 'Additional Subscription', 'Capital Call'.

number(9)
placementFees

Placement fees, only applicable for incoming transactions.

number(9)
notionalAmount

Notional exposure amount. Notional value helps distinguish the total value of a trade from the cost of taking the trade.

number(9)
redemptionFee

Redemption fee amount.

number(9)
interestEarned

Interest earned amount.

number(9)
netAmount

The net cash amount of a transactions after associated charges and deductions have been subtracted.

number(9)
accountMaintenanceType

Type of investor account maintenance change being requested. A full list of account maintenance types can be obtained through the Lists API.

string(60)
newInvestorName

Used with account maintenance transaction type when an investor name needs to be updated.

string
shareClass

Class assigned to investor based on subscription document criteria.

string(100)
productExternalId

Unique business identifier for a product recognized by SEI and a third party system or application.  Many times the productExternalId is used to synchronize SEI sourced data with another data source for the same record. Every product has an externalId.

string (40)
subProductExternalId

Unique business identifier. A business identifier always exists.

string
links

Embedded URLs in responses that allow for easier navigation.

array
rel

The name of a link returned by the href URL. This is immutable.

string
href

Fully configured URL to obtain more information regarding an entity. Allows for easier navigation across products. These links should not be cached.

string
investor

Indicates the external investor ID related to the contact relationship.

object
investorExternalId

Unique business identifier for the investor.

string
productInvestorExternalId

Business identifier for the investor product relationship recognized by a third party system or application. Many times the externalProductInvestorId is used to synchronize SEI sourced data with another data source for the same record. This field is not required to be unique.

string
tradeDate

The date the order was executed, e.g., the effective date, in ISO 8601 format YYYY-MM-DD.

string
docReceivedDate

Date the documents requesting the trade was received in ISO 8601 format YYYY-MM-DD. Applicable to all transaction types except Distribution and Dividend. Date is Eastern Standard Time (EST).

string
proceedsReceivedDate

Date the proceeds were received in ISO 8601 format YYYY-MM-DD.

string
proceedsReleasedDate

Date funds were released to operating account in ISO 8601 format YYYY-MM-DD. Only applicable for the following transaction types 'New Subscription', 'Additional Subscription', 'Rebate', 'Capital Call'. Date is Eastern Standard Time (EST).

string
notesFromFirm

Notes/Free text field.

string
notesFromSei

Notes/Free text field.

string(250)
clientType

Identifies on a pending transaction whether the investor is new or existing.

string(30)
copyNumber

Control number that identifies the version of subscription document provided to investor.

string(15)
workflow

The workflow object contains the identifier that links an investor pending transaction to the applicable workflow in SEI's workflow system. This can be used to query the current status of the workflow.

object
workflowTransactionId

WorkDesk ticket number for AML purposes. This can be used to request the current AML status for a given transaction.

string(50)
financialAdvisor

The collection of fields captured when a financial advisor is listed as a contact for a given investor.

object
contactExternalId

Unique business identifier. A business identifier always exists.

string
transferInSubProduct

On an investor pending transaction type of Transfer, this is the unique identifier for the subproduct on the transferee side.

object
transferInInvestor

On an investor pending transaction type of Transfer, this is the unique identifier for the investor on the transferee side.

object
transferInFinancialAdvisor

On an investor pending transaction type of Transfer, this is the unique identifier for the financial on the transferee side.

object
switchInProduct

On an investor pending transaction type of Switch or Exchange, this is the unique identifier for the Product on the receiving side.

object
switchInSubProduct

On an investor pending transaction type of Switch or Exchange, this is the unique identifier for the subproduct on the receiving side.

object
switchInPendingTransaction

On an investor pending transaction type of Switch or Exchange, these are additional field specific to the receiving side.

object
changeDate

Latest date the entity relevant to the API was modified. Date is in ISO 8601 format YYYY-MM-DD. Datetime is Eastern Standard Time (EST).

string
createDate

Initial create timestamp for the record. Datetime is Eastern Standard Time (EST).

string
subProductInvestorExternalId

Business identifier for the investor subproduct relationship.

string
dates

Group of calendar dates associated with an investor pending transaction

object
product

Indicates the product mnemonic related to the contact relationship.

object
amount

This column returns debits as positive numbers and credits negative numbers at the fund or investor level depending on the fund Currency for the transaction

string(19)


Pending Transactions

GetBulkPendingTransactions

GET

/transactions

Retrieve all the Pending Investor level capital activity available in the SEI system.

Prod:
https://api.seic.com/v1/transactions
Query Parameters
Name Description Data Type Required
status

Status of the transactions. Value options are "Active" and "Cancel".

string

type

Describes the type of transaction. Value options are "New Subscription", "Additional Subscription", "Full Redemption", "Partial Redemption", "Full Transfer", "Partial Transfer", "Full Switch or Exchange", "Partial Switch or Exchange","New Commitment","Account Maintenance", "Dividend", "Rebate", "Equalization","Distribution", "Capital Call".

string

externalId

The client specific or external identifier that represents the product, fund, contact, investor,transaction or an alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

string

productExternalId

Unique business identifier for a product recognized by SEI and a third party system or application. Many times the productExternalId is used to synchronize SEI sourced data with another data source for the same record. Every product has an externalId.

string

investorExternalId

Unique business identifier for the investor.

string

contactExternalId

Unique business identifier. A business identifier always exists.

string

createStartDate

Last change start date for the record in ISO 8601 UTC format. Can be used to target records modified on, since or between specified datetime. Date only can be accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

string

createEndDate

Created end date for the contact. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

string

changeStartDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

string

changeEndDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 23:59:59:9999. Datetime is Eastern Standard Time (EST).

string

startDate

The earliest date within a range in ISO 8601 format YYYY-MM-DD.

string

endDate

The latest date within a range in ISO 8601 format YYYY-MM-DD.

string

limit

Number of records per page. Many responses have a maximum of 50 records per page.

string

Header Parameters
Name Description Data Type Required
Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"

string

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

string

HTTP Responses
  • Code
    Description
  • 200

    OK- The request has succeeded and the response has been returned.

  • 400

    Bad request - The server cannot or will not process the request due to an inaccurate request submitted by the client application. Please resubmit the request after making the required corrections indicated in the error response. For more Info on SEI Error Standards please refer to the API Standards FAQ under Support.

  • 401

    Unauthorized - Invalid authentication details have been provided. Also useful to trigger an authorization pop up if the API is used from a browser.

  • 403

    Forbidden-The SEI Server understood the request but refuses to fulfill it.

  • 404

    Not Found- The requested resource or the underlying resource does not exist. Please resubmit the request after making the required corrections

TEST ENDPOINT
status

Status of the transactions. Value options are "Active" and "Cancel".

type

Describes the type of transaction. Value options are "New Subscription", "Additional Subscription", "Full Redemption", "Partial Redemption", "Full Transfer", "Partial Transfer", "Full Switch or Exchange", "Partial Switch or Exchange","New Commitment","Account Maintenance", "Dividend", "Rebate", "Equalization","Distribution", "Capital Call".

externalId

The client specific or external identifier that represents the product, fund, contact, investor,transaction or an alternate entity recognized by SEI and a third party system or application. Many times the externalId is used to synchronize SEI sourced data with another data source for the same records.

productExternalId

Unique business identifier for a product recognized by SEI and a third party system or application. Many times the productExternalId is used to synchronize SEI sourced data with another data source for the same record. Every product has an externalId.

investorExternalId

Unique business identifier for the investor.

contactExternalId

Unique business identifier. A business identifier always exists.

createStartDate

Last change start date for the record in ISO 8601 UTC format. Can be used to target records modified on, since or between specified datetime. Date only can be accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

createEndDate

Created end date for the contact. Required date format yyyy-MM-ddTHH:mm:ss.SSS. Can be used to target contacts created on, since or between specified datetime. Date only can also be accepted. Datetime is Eastern Standard Time (EST).

changeStartDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 00:00:00:0000. Datetime is Eastern Standard Time (EST).

changeEndDate

Last modified date for the record in ISO 8601 format YYYY-MM-DD. Can be used to target records modified on, since or between specified datetime. Date only is accepted and assumes a time of 23:59:59:9999. Datetime is Eastern Standard Time (EST).

startDate

The earliest date within a range in ISO 8601 format YYYY-MM-DD.

endDate

The latest date within a range in ISO 8601 format YYYY-MM-DD.

limit

Number of records per page. Many responses have a maximum of 50 records per page.

Authorization

access_token value obtained from the Token endpoint.This is passed as "Bearer access_token"

AppKey

This is the Consumer Key provided during the App Registration process and is used to identify the user's application.

Request Body

HTTP Basic

OAuth 2.0

API Key

Working...